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| SEC Filing | Insider | Company | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Return |
|---|---|---|---|---|---|---|---|---|---|
| 23-Nov-16 6:02 PM View:  | Agarwal Rahul N Chief Financial Officer | Cifc LLC (CIFC) | 21-Nov-16 | Disposition | 95,668 | $11.36 | $1,086,790.00 | (100%) 95.67K to 0 | |
| 23-Nov-16 2:32 PM View: | Dfr Holdings, LLC Director 10% Owner | Cifc LLC (CIFC) | 21-Nov-16 | Disposition | 18,822,200 | $11.46 | $215,702,000.00 | (100%) 18.82M to 0 | |
| 23-Nov-16 5:59 PM View: | Serota Jeffrey Director | Cifc LLC (CIFC) | 21-Nov-16 | Disposition | 41,895 | $11.36 | $475,927.00 | (100%) 41.9K to 0 | |
| 23-Nov-16 6:12 PM View: | Barak Ehud Director | Cifc LLC (CIFC) | 21-Nov-16 | Disposition | 19,639 | $11.36 | $223,099.00 | (100%) 19.64K to 0 | |
| 28-Nov-16 10:34 AM View: | Wriedt Oliver Co-President | Cifc LLC (CIFC) | 21-Nov-16 | Disposition | 370,520 | $11.36 | $4,209,110.00 | (47%) 793.2K to 422.68K | |
| 23-Nov-16 6:05 PM View: | Intrater Andrew Director | Cifc LLC (CIFC) | 21-Nov-16 | Disposition | 7,032 | $11.36 | $79,883.50 | (100%) 7.03K to 0 | |
| 23-Nov-16 6:23 PM View: | Vaccaro Stephen J Co-Pres & CIO | Cifc LLC (CIFC) | 21-Nov-16 | Disposition | 214,882 | $11.36 | $2,441,060.00 | (47%) 454.88K to 240.0K | |
| 23-Nov-16 6:23 PM View: | Vaccaro Stephen J Co-Pres & CIO | Cifc LLC (CIFC) | 21-Nov-16 | Disposition (other) | 240,000 | -- | -- | (100%) 240.0K to 0 | |
| 28-Nov-16 10:34 AM View: | Wriedt Oliver Co-President | Cifc LLC (CIFC) | 21-Nov-16 | Disposition | 82,676 | $11.36 | $939,199.00 | (20%) 422.68K to 340.0K | |
| 28-Nov-16 10:34 AM View: | Wriedt Oliver Co-President | Cifc LLC (CIFC) | 21-Nov-16 | Disposition (other) | 340,000 | -- | -- | (100%) 340.0K to 0 | |
| 23-Nov-16 6:19 PM View: | MacHinist Robert Director | Cifc LLC (CIFC) | 21-Nov-16 | Disposition | 94,340 | $11.36 | $1,071,700.00 | (100%) 94.34K to 0 | |
| 23-Nov-16 6:13 PM View: | Musetti Marco Director | Cifc LLC (CIFC) | 21-Nov-16 | Disposition | 19,639 | $11.36 | $223,099.00 | (100%) 19.64K to 0 | |
| 23-Nov-16 6:23 PM View: | Schrupp Daniel Director | Cifc LLC (CIFC) | 21-Nov-16 | Disposition | 20,138 | $11.36 | $228,768.00 | (100%) 20.14K to 0 | |
| 23-Nov-16 6:09 PM View: | Smith Stephen Franklin Director | Cifc LLC (CIFC) | 21-Nov-16 | Disposition | 17,027 | $11.36 | $193,427.00 | (100%) 17.03K to 0 | |
| 23-Nov-16 6:14 PM View: | Weldon Julian GC, CCO and Secretary | Cifc LLC (CIFC) | 21-Nov-16 | Disposition | 122,127 | $11.36 | $1,387,360.00 | (100%) 122.13K to 0 | |
| 23-Nov-16 8:42 PM View: | Amato Paolo Director | Cifc LLC (CIFC) | 21-Nov-16 | Disposition | 13,495 | $11.36 | $153,303.00 | (100%) 13.49K to 0 | |
| 30-Nov-16 2:45 PM View: | Epstein Jason Director | Cifc LLC (CIFC) | 21-Nov-16 | Disposition | 7,032 | $11.36 | $79,883.50 | (100%) 7.03K to 0 | |
| 04-Oct-16 5:19 PM View: | Vaccaro Stephen J Co-Pres & CIO | Cifc LLC (CIFC) | 30-Sep-16 | Payment of Exercise | 3,094 | $11.17 | $34,560.00 | (< 1%) 457.98K to 454.88K | (1%) |
| 04-Oct-16 5:20 PM View: | Weldon Julian GC, CCO and Secretary | Cifc LLC (CIFC) | 30-Sep-16 | Payment of Exercise | 1,374 | $11.17 | $15,347.60 | (1%) 123.5K to 122.13K | (1%) |
| 04-Oct-16 5:25 PM View: | Wriedt Oliver Co-President | Cifc LLC (CIFC) | 30-Sep-16 | Payment of Exercise | 3,094 | $11.17 | $34,560.00 | (< 1%) 796.29K to 793.2K | (1%) |
| 04-Oct-16 5:18 PM View: | Agarwal Rahul N Chief Financial Officer | Cifc LLC (CIFC) | 30-Sep-16 | Payment of Exercise | 1,496 | $11.17 | $16,710.30 | (2%) 97.16K to 95.67K | (1%) |
| 10-Aug-16 10:30 AM View: | MacHinist Robert Director | Cifc LLC (CIFC) | 02-Aug-16 | Grant | 7,032 | -- | -- | 8% 87.31K to 94.34K | |
| 22-Aug-16 10:34 AM View: | Musetti Marco Director | Cifc LLC (CIFC) | 02-Aug-16 | Grant | 7,032 | -- | -- | 56% 12.61K to 19.64K | |
| 10-Aug-16 11:57 AM View: | Schrupp Daniel Director | Cifc LLC (CIFC) | 02-Aug-16 | Grant | 7,032 | -- | -- | 54% 13.11K to 20.14K | |
| 10-Aug-16 11:31 AM View: | Smith Stephen Franklin Director | Cifc LLC (CIFC) | 02-Aug-16 | Grant | 7,032 | -- | -- | 70% 9.99K to 17.03K | |
| 12-Aug-16 9:14 AM View: | Amato Paolo Director | Cifc LLC (CIFC) | 02-Aug-16 | Grant | 7,032 | -- | -- | 109% 6.46K to 13.49K | |
| 10-Aug-16 5:59 PM View: | Epstein Jason Director | Cifc LLC (CIFC) | 02-Aug-16 | Grant | 7,032 | -- | -- | 100% 0 to 7.03K | |
| 25-Aug-16 7:02 PM View: | Serota Jeffrey Director | Cifc LLC (CIFC) | 02-Aug-16 | Grant | 21,097 | -- | -- | 101% 20.8K to 41.9K | |
| 10-Aug-16 9:53 AM View: | Barak Ehud Director | Cifc LLC (CIFC) | 02-Aug-16 | Grant | 7,032 | -- | -- | 56% 12.61K to 19.64K | |
| 10-Aug-16 6:01 PM View: | Intrater Andrew Director | Cifc LLC (CIFC) | 02-Aug-16 | Grant | 7,032 | -- | -- | 100% 0 to 7.03K | |
| 05-Jul-16 12:22 PM View: | Musetti Marco Director | Cifc LLC (CIFC) | 01-Jul-16 | Option Exercise | 6,463 | -- | -- | 105% 6.14K to 12.61K | |
| 05-Jul-16 12:32 PM View: | Schrupp Daniel Director | Cifc LLC (CIFC) | 01-Jul-16 | Option Exercise | 6,463 | -- | -- | 97% 6.64K to 13.11K | |
| 05-Jul-16 12:38 PM View: | Smith Stephen Franklin Director | Cifc LLC (CIFC) | 01-Jul-16 | Option Exercise | 6,463 | -- | -- | 183% 3.53K to 9.99K | |
| 05-Jul-16 12:45 PM View: | Amato Paolo Director | Cifc LLC (CIFC) | 01-Jul-16 | Option Exercise | 6,463 | -- | -- | 100% 0 to 6.46K | |
| 05-Jul-16 5:11 PM View: | Epstein Jason Director | Cifc LLC (CIFC) | 01-Jul-16 | Disposition (other) | 6,463 | -- | -- | (100%) 6.46K to 0 | |
| 05-Jul-16 5:11 PM View: | Epstein Jason Director | Cifc LLC (CIFC) | 01-Jul-16 | Option Exercise | 6,463 | -- | -- | 100% 0 to 6.46K | |
| 05-Jul-16 12:27 PM View: | Serota Jeffrey Director | Cifc LLC (CIFC) | 01-Jul-16 | Option Exercise | 15,867 | -- | -- | 322% 4.93K to 20.8K | |
| 05-Jul-16 12:04 PM View: | Barak Ehud Director | Cifc LLC (CIFC) | 01-Jul-16 | Option Exercise | 6,463 | -- | -- | 105% 6.14K to 12.61K | |
| 05-Jul-16 12:12 PM View: | Intrater Andrew Director | Cifc LLC (CIFC) | 01-Jul-16 | Disposition (other) | 6,463 | -- | -- | (100%) 6.46K to 0 | |
| 06-Jul-16 9:52 AM View: | Dfr Holdings, LLC 10% Owner | Cifc LLC (CIFC) | 01-Jul-16 | Acquisition (other) | 12,926 | -- | -- | < 1% 18.81M to 18.82M | |
| 05-Jul-16 12:12 PM View: | Intrater Andrew Director | Cifc LLC (CIFC) | 01-Jul-16 | Option Exercise | 6,463 | -- | -- | 100% 0 to 6.46K | |
| 05-Jul-16 12:17 PM View: | MacHinist Robert Director | Cifc LLC (CIFC) | 01-Jul-16 | Option Exercise | 12,927 | -- | -- | 17% 74.38K to 87.31K | |
| 05-Jul-16 11:06 AM View: | Wriedt Oliver Co-President | Cifc LLC (CIFC) | 30-Jun-16 | Option Exercise | 6,000 | -- | -- | < 1% 790.29K to 796.29K | |
| 05-Jul-16 10:54 AM View: | Vaccaro Stephen J Co-Pres & CIO | Cifc LLC (CIFC) | 30-Jun-16 | Option Exercise | 6,000 | -- | -- | 1% 451.98K to 457.98K | |
| 05-Jul-16 11:28 AM View: | Agarwal Rahul N Chief Financial Officer | Cifc LLC (CIFC) | 30-Jun-16 | Option Exercise | 4,045 | -- | -- | 4% 93.12K to 97.16K | |
| 05-Jul-16 11:03 AM View: | Weldon Julian GC, CCO and Secretary | Cifc LLC (CIFC) | 30-Jun-16 | Option Exercise | 3,334 | -- | -- | 3% 120.17K to 123.5K | |
| 04-Apr-16 5:05 PM View: | Vaccaro Stephen J Co-Pres & CIO | Cifc LLC (CIFC) | 31-Mar-16 | Option Exercise | 62,250 | -- | -- | 41% 152.22K to 214.47K | |
| 04-Apr-16 5:17 PM View: | Agarwal Rahul N Chief Financial Officer | Cifc LLC (CIFC) | 31-Mar-16 | Option Exercise | 4,045 | -- | -- | 20% 20.59K to 24.64K | |
| 04-Apr-16 5:14 PM View: | Weldon Julian GC, CCO and Secretary | Cifc LLC (CIFC) | 31-Mar-16 | Option Exercise | 3,333 | -- | -- | 25% 13.33K to 16.67K | |
| 04-Apr-16 5:17 PM View: | Agarwal Rahul N Chief Financial Officer | Cifc LLC (CIFC) | 31-Mar-16 | Payment of Exercise | 1,495 | $7.10 | $10,614.50 | (6%) 24.64K to 23.14K | (59%) |
