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| SEC Filing | Insider | Company | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Return |
|---|---|---|---|---|---|---|---|---|---|
| 18-Jul-23 1:40 PM View:  | Knauss Robert L Director | Equus Total Return, Inc. (EQS) | 14-Jul-23 | Private Purchase | 1,000 | $1.48 | $1,480.00 | 1% 92.67K to 93.67K | |
| 01-Oct-21 3:48 PM View: | Des Pallieres Bertrand 10% Owner | Equus Total Return, Inc. (EQS) | 29-Sep-21 | Market Sale | 1,844,260 | $2.40 | $4,426,220.00 | (84%) 2.19M to 345.43K | 3% |
| 03-May-21 4:57 PM View: | Atkinson Fraser Director | Equus Total Return, Inc. (EQS) | 29-Apr-21 | Market Purchase | 4,034 | $1.89 | $7,624.26 | 10% 41.56K to 45.59K | < 1% |
| 03-May-21 4:57 PM View: | Atkinson Fraser Director | Equus Total Return, Inc. (EQS) | 28-Apr-21 | Market Purchase | 700 | $1.89 | $1,323.00 | 2% 40.86K to 41.56K | < 1% |
| 03-May-21 4:57 PM View: | Atkinson Fraser Director | Equus Total Return, Inc. (EQS) | 27-Apr-21 | Market Purchase | 100 | $1.90 | $190.00 | < 1% 40.76K to 40.86K | < 1% |
| 03-May-21 4:57 PM View: | Atkinson Fraser Director | Equus Total Return, Inc. (EQS) | 26-Apr-21 | Market Purchase | 1,352 | $1.90 | $2,568.80 | 3% 39.41K to 40.76K | < 1% |
| 03-May-21 4:57 PM View: | Atkinson Fraser Director | Equus Total Return, Inc. (EQS) | 23-Apr-21 | Market Purchase | 18,016 | $1.89 | $34,050.20 | 84% 21.39K to 39.41K | < 1% |
| 17-Jul-20 6:10 PM View: | Tokavz Michael T 10% Owner | Equus Total Return, Inc. (EQS) | 16-Jul-20 | Market Sale Duplicate | 3,228,020 | $1.17 | $3,776,790.00 | (100%) 3.23M to 0 | (63%) |
| 17-Jul-20 6:15 PM View: | Tokarz Group Advisers LLC 10% Owner | Equus Total Return, Inc. (EQS) | 16-Jul-20 | Market Sale Duplicate | 3,228,020 | $1.17 | $3,776,790.00 | (100%) 3.23M to 0 | (63%) |
| 17-Jul-20 6:21 PM View: | Mvc Capital, Inc. 10% Owner | Equus Total Return, Inc. (EQS) | 16-Jul-20 | Market Sale | 3,228,020 | $1.17 | $3,776,790.00 | (100%) 3.23M to 0 | (63%) |
| 17-Jul-20 6:32 PM View: | Hardy John A. CEO Director 10% Owner | Equus Total Return, Inc. (EQS) | 16-Jul-20 | Market Purchase | 3,228,020 | $1.17 | $3,776,790.00 | 646% 500.0K to 3.73M | 63% |
| 13-Aug-19 4:44 PM View: | Tokarz Group Advisers LLC 10% Owner | Equus Total Return, Inc. (EQS) | 12-Aug-19 | Market Sale Duplicate | 608,310 | $1.62 | $985,462.00 | (16%) 3.84M to 3.23M | (18%) |
| 13-Aug-19 4:48 PM View: | Mvc Capital, Inc. 10% Owner | Equus Total Return, Inc. (EQS) | 12-Aug-19 | Market Sale | 608,310 | $1.62 | $985,462.00 | (16%) 3.84M to 3.23M | (18%) |
| 13-Aug-19 4:42 PM View: | Tokavz Michael T 10% Owner | Equus Total Return, Inc. (EQS) | 12-Aug-19 | Market Sale Duplicate | 608,310 | $1.62 | $985,462.00 | (16%) 3.84M to 3.23M | (18%) |
| 30-Jul-19 6:57 PM View: | Mvc Capital, Inc. 10% Owner | Equus Total Return, Inc. (EQS) | 29-Jul-19 | Private Sale | 608,310 | $1.70 | $1,034,130.00 | (14%) 4.44M to 3.84M | 6% |
| 30-Jul-19 7:05 PM View: | Tokavz Michael T 10% Owner | Equus Total Return, Inc. (EQS) | 29-Jul-19 | Private Sale Duplicate | 608,310 | $1.70 | $1,034,130.00 | (14%) 4.44M to 3.84M | 6% |
| 30-Jul-19 7:02 PM View: | Tokarz Group Advisers LLC 10% Owner | Equus Total Return, Inc. (EQS) | 29-Jul-19 | Private Sale Duplicate | 608,310 | $1.70 | $1,034,130.00 | (14%) 4.44M to 3.84M | 6% |
| 26-Jul-19 9:09 PM View: | Tokarz Group Advisers LLC 10% Owner | Equus Total Return, Inc. (EQS) | 26-Jul-19 | Acquisition (other) Duplicate | 1,216,620 | $1.70 | $2,068,250.00 | 38% 3.23M to 4.44M | 12% |
| 26-Jul-19 9:06 PM View: | Mvc Capital, Inc. 10% Owner | Equus Total Return, Inc. (EQS) | 26-Jul-19 | Acquisition (other) | 1,216,620 | $1.70 | $2,068,250.00 | 38% 3.23M to 4.44M | 12% |
| 26-Jul-19 9:12 PM View: | Tokavz Michael T 10% Owner | Equus Total Return, Inc. (EQS) | 26-Jul-19 | Acquisition (other) Duplicate | 1,216,620 | $1.70 | $2,068,250.00 | 38% 3.23M to 4.44M | 12% |
| 26-Jul-19 9:12 PM View: | Tokavz Michael T 10% Owner | Equus Total Return, Inc. (EQS) | 24-Jul-19 | Market Sale Duplicate | 1,216,620 | $1.70 | $2,068,250.00 | (27%) 4.44M to 3.23M | (12%) |
| 26-Jul-19 9:09 PM View: | Tokarz Group Advisers LLC 10% Owner | Equus Total Return, Inc. (EQS) | 24-Jul-19 | Market Sale Duplicate | 1,216,620 | $1.70 | $2,068,250.00 | (27%) 4.44M to 3.23M | (12%) |
| 26-Jul-19 9:06 PM View: | Mvc Capital, Inc. 10% Owner | Equus Total Return, Inc. (EQS) | 24-Jul-19 | Market Sale | 1,216,620 | $1.70 | $2,068,250.00 | (27%) 4.44M to 3.23M | (12%) |
| 23-Mar-17 10:46 AM View: | Bergner Richard F Director | Equus Total Return, Inc. (EQS) | 17-Mar-17 | Market Purchase | 19,500 | $2.40 | $46,800.00 | 100% 0 to 19.5K | (21%) |
| 17-Mar-17 4:35 PM View: | Denos Kenneth I Secretary Director | Equus Total Return, Inc. (EQS) | 17-Mar-17 | Market Purchase | 250,000 | $2.40 | $600,000.00 | 1587% 15.75K to 265.75K | (21%) |
| 20-Mar-17 3:28 PM View: | Atkinson Fraser Director | Equus Total Return, Inc. (EQS) | 17-Mar-17 | Market Purchase | 19,500 | $2.40 | $46,800.00 | 1032% 1.89K to 21.39K | (21%) |
| 17-Mar-17 5:59 PM View: | Hankinson Henry W Director | Equus Total Return, Inc. (EQS) | 17-Mar-17 | Market Purchase | 19,500 | $2.40 | $46,800.00 | 100% 0 to 19.5K | (21%) |
| 17-Mar-17 4:37 PM View: | Hardy John A. Chief Executive Officer Director | Equus Total Return, Inc. (EQS) | 17-Mar-17 | Market Purchase | 500,000 | $2.40 | $1,200,000.00 | 100% 0 to 500.0K | (21%) |
| 20-Mar-17 10:58 AM View: | Des Pallieres Bertrand Director 10% Owner | Equus Total Return, Inc. (EQS) | 17-Mar-17 | Market Purchase | 15,000 | $2.40 | $36,000.00 | < 1% 2.18M to 2.2M | (21%) |
| 17-Mar-17 7:04 PM View: | Knauss Robert L Director | Equus Total Return, Inc. (EQS) | 17-Mar-17 | Market Purchase | 21,000 | $2.40 | $50,400.00 | 29% 71.67K to 92.67K | (21%) |
| 03-Mar-16 6:35 PM View: | Des Pallieres Bertrand Director 10% Owner | Equus Total Return, Inc. (EQS) | 03-Mar-16 | Market Purchase | 429 | $1.50 | $643.50 | < 1% 2.18M to 2.18M | 12% |
| 03-Mar-16 6:35 PM View: | Des Pallieres Bertrand Director 10% Owner | Equus Total Return, Inc. (EQS) | 02-Mar-16 | Market Purchase | 100 | $1.50 | $150.00 | < 1% 2.18M to 2.18M | 12% |
| 03-Mar-16 6:35 PM View: | Des Pallieres Bertrand Director 10% Owner | Equus Total Return, Inc. (EQS) | 26-Feb-16 | Market Purchase | 4,400 | $1.50 | $6,600.00 | < 1% 2.18M to 2.18M | 12% |
| 03-Mar-16 6:35 PM View: | Des Pallieres Bertrand Director 10% Owner | Equus Total Return, Inc. (EQS) | 25-Feb-16 | Market Purchase | 9,351 | $1.50 | $14,026.50 | < 1% 2.17M to 2.18M | 12% |
| 22-Jan-16 12:26 PM View: | Des Pallieres Bertrand Director 10% Owner | Equus Total Return, Inc. (EQS) | 21-Jan-16 | Market Purchase | 177 | $1.50 | $265.50 | < 1% 2.17M to 2.17M | 12% |
| 22-Jan-16 12:26 PM View: | Des Pallieres Bertrand Director 10% Owner | Equus Total Return, Inc. (EQS) | 20-Jan-16 | Market Purchase | 33,400 | $1.54 | $51,350.00 | 2% 2.14M to 2.17M | 9% |
| 30-Nov-15 4:33 PM View: | Des Pallieres Bertrand Director 10% Owner | Equus Total Return, Inc. (EQS) | 25-Nov-15 | Market Purchase | 42,284 | $1.50 | $63,426.00 | (2%) 2.66M to 2.62M | (12%) |
| 25-Nov-15 4:42 PM View: | Knauss Robert L Director | Equus Total Return, Inc. (EQS) | 25-Nov-15 | Market Purchase | 10,000 | $1.55 | $15,498.70 | (12%) 81.67K to 71.67K | (9%) |
| 25-Nov-15 4:42 PM View: | Knauss Robert L Director | Equus Total Return, Inc. (EQS) | 24-Nov-15 | Market Purchase | 10,000 | $1.54 | $15,427.00 | (14%) 71.67K to 61.67K | (9%) |
| 20-Nov-15 4:09 PM View: | Knauss Robert L Director | Equus Total Return, Inc. (EQS) | 20-Nov-15 | Market Purchase | 6,000 | $1.52 | $9,102.00 | 13% 45.67K to 51.67K | 11% |
| 20-Nov-15 8:05 PM View: | Des Pallieres Bertrand Director 10% Owner | Equus Total Return, Inc. (EQS) | 20-Nov-15 | Market Purchase | 3,638 | $1.45 | $5,275.10 | < 1% 5.15M to 5.15M | 16% |
| 20-Nov-15 4:09 PM View: | Knauss Robert L Director | Equus Total Return, Inc. (EQS) | 19-Nov-15 | Market Purchase | 5,000 | $1.51 | $7,550.00 | 12% 40.67K to 45.67K | 11% |
| 20-Nov-15 8:05 PM View: | Des Pallieres Bertrand Director 10% Owner | Equus Total Return, Inc. (EQS) | 18-Nov-15 | Market Purchase | 25,000 | $1.50 | $37,500.00 | < 1% 5.12M to 5.15M | 12% |
| 16-Jun-14 5:49 PM View: | Tokarz Group Advisers LLC 10% Owner | Equus Total Return, Inc. (EQS) | 12-Jun-14 | Market Purchase Duplicate | 970,087 | $2.45 | $2,376,710.00 | 28% 3.47M to 4.44M | (31%) |
| 17-Jun-14 3:14 PM View: | Mobiquity Investments Ltd Director 10% Owner | Equus Total Return, Inc. (EQS) | 12-Jun-14 | Disposition | 960,087 | $2.45 | $2,352,210.00 | (99%) 970.09K to 10.0K | 31% |
| 16-Jun-14 5:47 PM View: | Mvc Capital, Inc. 10% Owner | Equus Total Return, Inc. (EQS) | 12-Jun-14 | Market Purchase | 970,087 | $2.45 | $2,376,710.00 | 28% 3.47M to 4.44M | (31%) |
| 16-Jun-14 5:52 PM View: | Tokavz Michael T 10% Owner | Equus Total Return, Inc. (EQS) | 12-Jun-14 | Market Purchase Duplicate | 970,087 | $2.45 | $2,376,710.00 | 28% 3.47M to 4.44M | (31%) |
| 05-Jun-14 5:23 PM View: | Mvc Capital, Inc. 10% Owner | Equus Total Return, Inc. (EQS) | 03-Jun-14 | Market Purchase | 850,000 | $2.40 | $2,040,000.00 | 32% 2.62M to 3.47M | (30%) |
| 05-Jun-14 5:27 PM View: | Tokavz Michael T 10% Owner | Equus Total Return, Inc. (EQS) | 03-Jun-14 | Market Purchase Duplicate | 850,000 | $2.40 | $2,040,000.00 | 32% 2.62M to 3.47M | (30%) |
| 05-Jun-14 5:19 PM View: | Tokarz Group Advisers LLC 10% Owner | Equus Total Return, Inc. (EQS) | 03-Jun-14 | Market Purchase Duplicate | 850,000 | $2.40 | $2,040,000.00 | 32% 2.62M to 3.47M | (30%) |
