Insider Trading Transactions at First Trust Dividend and Income Fund (FAV)

Number of records: 50

SEC Filing	Insider	Company	Trade Date	Transaction	Shares	Avg. Price	Total	% Holdings	Return
21-Oct-16 11:49 AM View:	Bulldog Investors, LLC 10% Owner	First Trust Dividend and In... (FAV)	20-Oct-16	Market Purchase Duplicate	300	$8.86	$2,658.00	< 1% 1.95M to 1.95M	< 1%
21-Oct-16 11:52 AM View:	Bulldog Investors General P... 10% Owner	First Trust Dividend and In... (FAV)	20-Oct-16	Market Purchase	300	$8.86	$2,658.00	< 1% 1.88M to 1.88M	< 1%
21-Oct-16 11:49 AM View:	Bulldog Investors, LLC 10% Owner	First Trust Dividend and In... (FAV)	19-Oct-16	Market Purchase Duplicate	10,900	$8.89	$96,901.00	< 1% 1.94M to 1.95M	< 1%
21-Oct-16 11:52 AM View:	Bulldog Investors General P... 10% Owner	First Trust Dividend and In... (FAV)	19-Oct-16	Market Purchase	10,900	$8.89	$96,901.00	4% 283.65K to 294.55K	< 1%
07-Oct-16 12:16 PM View:	Bulldog Investors General P... 10% Owner	First Trust Dividend and In... (FAV)	05-Oct-16	Market Purchase	1,500	$9.11	$13,670.00	< 1% 292.75K to 294.25K	(< 1%)
07-Oct-16 12:01 PM View:	Bulldog Investors, LLC 10% Owner	First Trust Dividend and In... (FAV)	05-Oct-16	Market Purchase Duplicate	1,500	$9.11	$13,670.00	< 1% 1.94M to 1.94M	(< 1%)
04-Oct-16 10:10 AM View:	Bulldog Investors, LLC 10% Owner	First Trust Dividend and In... (FAV)	30-Sep-16	Market Purchase Duplicate	15,004	$9.10	$136,595.00	< 1% 1.92M to 1.94M	(< 1%)
04-Oct-16 10:12 AM View:	Bulldog Investors General P... 10% Owner	First Trust Dividend and In... (FAV)	30-Sep-16	Market Purchase	15,004	$9.10	$136,595.00	5% 277.75K to 292.75K	(< 1%)
29-Sep-16 9:57 AM View:	Bulldog Investors, LLC 10% Owner	First Trust Dividend and In... (FAV)	28-Sep-16	Market Purchase Duplicate	4,524	$9.05	$40,954.90	< 1% 1.92M to 1.92M	(< 1%)
29-Sep-16 10:02 AM View:	Bulldog Investors General P... 10% Owner	First Trust Dividend and In... (FAV)	28-Sep-16	Market Purchase	4,524	$9.05	$40,954.90	2% 287.79K to 292.32K	(< 1%)
29-Sep-16 10:02 AM View:	Bulldog Investors General P... 10% Owner	First Trust Dividend and In... (FAV)	27-Sep-16	Market Purchase	20,700	$9.02	$186,714.00	8% 271.49K to 292.19K	< 1%
29-Sep-16 9:57 AM View:	Bulldog Investors, LLC 10% Owner	First Trust Dividend and In... (FAV)	27-Sep-16	Market Purchase Duplicate	20,700	$9.02	$186,714.00	1% 1.9M to 1.92M	< 1%
26-Sep-16 10:16 AM View:	Bulldog Investors, LLC 10% Owner	First Trust Dividend and In... (FAV)	23-Sep-16	Market Purchase Duplicate	39,426	$9.07	$357,550.00	2% 1.86M to 1.9M	(< 1%)
26-Sep-16 10:25 AM View:	Bulldog Investors General P... 10% Owner	First Trust Dividend and In... (FAV)	23-Sep-16	Market Purchase	39,426	$9.07	$357,550.00	16% 252.16K to 291.59K	(< 1%)
26-Sep-16 10:25 AM View:	Bulldog Investors General P... 10% Owner	First Trust Dividend and In... (FAV)	22-Sep-16	Market Purchase	65,780	$9.08	$597,210.00	29% 224.67K to 290.45K	(< 1%)
26-Sep-16 10:16 AM View:	Bulldog Investors, LLC 10% Owner	First Trust Dividend and In... (FAV)	22-Sep-16	Market Purchase Duplicate	65,780	$9.08	$597,210.00	4% 1.79M to 1.86M	(< 1%)
22-Sep-16 11:55 AM View:	Bulldog Investors General P... 10% Owner	First Trust Dividend and In... (FAV)	21-Sep-16	Market Purchase	55,000	$9.00	$495,038.00	24% 233.56K to 288.56K	< 1%
22-Sep-16 11:51 AM View:	Bulldog Investors, LLC 10% Owner	First Trust Dividend and In... (FAV)	21-Sep-16	Market Purchase Duplicate	55,000	$9.00	$495,038.00	3% 1.74M to 1.79M	< 1%
22-Sep-16 11:51 AM View:	Bulldog Investors, LLC 10% Owner	First Trust Dividend and In... (FAV)	20-Sep-16	Market Purchase Duplicate	34,240	$9.00	$308,033.00	2% 1.7M to 1.74M	< 1%
22-Sep-16 11:55 AM View:	Bulldog Investors General P... 10% Owner	First Trust Dividend and In... (FAV)	20-Sep-16	Market Purchase	34,240	$9.00	$308,033.00	14% 252.73K to 286.97K	< 1%
20-Sep-16 10:07 AM View:	Bulldog Investors General P... 10% Owner	First Trust Dividend and In... (FAV)	16-Sep-16	Market Purchase	9,795	$8.96	$87,798.50	4% 276.14K to 285.94K	< 1%
20-Sep-16 10:03 AM View:	Bulldog Investors, LLC 10% Owner	First Trust Dividend and In... (FAV)	16-Sep-16	Market Purchase Duplicate	9,795	$8.96	$87,798.50	< 1% 1.69M to 1.7M	< 1%
14-Sep-16 12:32 PM View:	Bulldog Investors, LLC 10% Owner	First Trust Dividend and In... (FAV)	12-Sep-16	Market Purchase Duplicate	640	$9.07	$5,805.38	< 1% 1.69M to 1.69M	(< 1%)
14-Sep-16 12:33 PM View:	Bulldog Investors General P... 10% Owner	First Trust Dividend and In... (FAV)	12-Sep-16	Market Purchase	640	$9.07	$5,805.38	< 1% 285.0K to 285.64K	(< 1%)
07-Sep-16 9:53 AM View:	Bulldog Investors, LLC 10% Owner	First Trust Dividend and In... (FAV)	06-Sep-16	Market Purchase Duplicate	2,546	$9.19	$23,396.70	< 1% 1.69M to 1.69M	(2%)
07-Sep-16 9:54 AM View:	Bulldog Investors General P... 10% Owner	First Trust Dividend and In... (FAV)	06-Sep-16	Market Purchase	2,546	$9.19	$23,396.70	< 1% 282.46K to 285.0K	(2%)
07-Sep-16 9:54 AM View:	Bulldog Investors General P... 10% Owner	First Trust Dividend and In... (FAV)	02-Sep-16	Market Purchase	1,000	$9.16	$9,160.00	< 1% 283.93K to 284.93K	(1%)
07-Sep-16 9:53 AM View:	Bulldog Investors, LLC 10% Owner	First Trust Dividend and In... (FAV)	02-Sep-16	Market Purchase Duplicate	1,000	$9.16	$9,160.00	< 1% 1.69M to 1.69M	(1%)
31-Aug-16 1:32 PM View:	Bulldog Investors, LLC 10% Owner	First Trust Dividend and In... (FAV)	30-Aug-16	Market Purchase Duplicate	1,400	$9.11	$12,754.00	< 1% 1.69M to 1.69M	(< 1%)
31-Aug-16 1:34 PM View:	Bulldog Investors General P... 10% Owner	First Trust Dividend and In... (FAV)	30-Aug-16	Market Purchase	1,400	$9.11	$12,754.00	< 1% 283.5K to 284.9K	(< 1%)
31-Aug-16 1:32 PM View:	Bulldog Investors, LLC 10% Owner	First Trust Dividend and In... (FAV)	29-Aug-16	Market Purchase Duplicate	14,240	$9.13	$129,981.00	< 1% 1.67M to 1.69M	(< 1%)
31-Aug-16 1:34 PM View:	Bulldog Investors General P... 10% Owner	First Trust Dividend and In... (FAV)	29-Aug-16	Market Purchase	14,240	$9.13	$129,981.00	5% 270.62K to 284.86K	(< 1%)
24-Aug-16 10:54 AM View:	Bulldog Investors General P... 10% Owner	First Trust Dividend and In... (FAV)	23-Aug-16	Market Purchase	40,000	$9.13	$365,208.00	22% 179.6K to 219.6K	(< 1%)
24-Aug-16 10:51 AM View:	Bulldog Investors, LLC 10% Owner	First Trust Dividend and In... (FAV)	23-Aug-16	Market Purchase Duplicate	40,000	$9.13	$365,208.00	2% 1.63M to 1.67M	(< 1%)
24-Aug-16 10:51 AM View:	Bulldog Investors, LLC 10% Owner	First Trust Dividend and In... (FAV)	22-Aug-16	Market Purchase Duplicate	18,688	$9.10	$169,984.00	1% 1.62M to 1.63M	(< 1%)
24-Aug-16 10:54 AM View:	Bulldog Investors General P... 10% Owner	First Trust Dividend and In... (FAV)	22-Aug-16	Market Purchase	18,688	$9.10	$169,984.00	41% 45.69K to 64.38K	(< 1%)
22-Aug-16 11:00 AM View:	Bulldog Investors, LLC 10% Owner	First Trust Dividend and In... (FAV)	19-Aug-16	Market Purchase Duplicate	8,353	$9.10	$76,012.30	< 1% 1.61M to 1.62M	(< 1%)
22-Aug-16 11:22 AM View:	Bulldog Investors General P... 10% Owner	First Trust Dividend and In... (FAV)	19-Aug-16	Market Purchase	8,353	$9.10	$76,012.30	3% 250.06K to 258.42K	(< 1%)
22-Aug-16 11:22 AM View:	Bulldog Investors General P... 10% Owner	First Trust Dividend and In... (FAV)	18-Aug-16	Market Purchase	2,393	$9.11	$21,800.20	< 1% 255.77K to 258.16K	(< 1%)
22-Aug-16 11:00 AM View:	Bulldog Investors, LLC 10% Owner	First Trust Dividend and In... (FAV)	18-Aug-16	Market Purchase Duplicate	2,393	$9.11	$21,800.20	< 1% 1.61M to 1.61M	(< 1%)
17-Aug-16 9:40 AM View:	Bulldog Investors, LLC 10% Owner	First Trust Dividend and In... (FAV)	15-Aug-16	Market Purchase Duplicate	300	$9.13	$2,739.00	< 1% 1.6M to 1.61M	(< 1%)
17-Aug-16 9:43 AM View:	Bulldog Investors General P... 10% Owner	First Trust Dividend and In... (FAV)	15-Aug-16	Market Purchase	300	$9.13	$2,739.00	< 1% 257.79K to 258.09K	(< 1%)
15-Aug-16 10:39 AM View:	Bulldog Investors, LLC 10% Owner	First Trust Dividend and In... (FAV)	11-Aug-16	Market Purchase Duplicate	4,345	$9.09	$39,474.80	< 1% 1.6M to 1.6M	(< 1%)
15-Aug-16 10:43 AM View:	Bulldog Investors General P... 10% Owner	First Trust Dividend and In... (FAV)	11-Aug-16	Market Purchase	4,345	$9.09	$39,474.80	2% 253.45K to 257.79K	(< 1%)
11-Aug-16 12:32 PM View:	Bulldog Investors General P... 10% Owner	First Trust Dividend and In... (FAV)	10-Aug-16	Market Purchase	1,110	$9.07	$10,067.70	< 1% 193.49K to 194.6K	(< 1%)
11-Aug-16 12:34 PM View:	Bulldog Investors, LLC 10% Owner	First Trust Dividend and In... (FAV)	10-Aug-16	Market Purchase Duplicate	1,110	$9.07	$10,067.70	< 1% 1.6M to 1.6M	(< 1%)
11-Aug-16 12:34 PM View:	Bulldog Investors, LLC 10% Owner	First Trust Dividend and In... (FAV)	09-Aug-16	Market Purchase Duplicate	1,700	$9.09	$15,459.80	< 1% 1.6M to 1.6M	(< 1%)
11-Aug-16 12:32 PM View:	Bulldog Investors General P... 10% Owner	First Trust Dividend and In... (FAV)	09-Aug-16	Market Purchase	1,700	$9.09	$15,459.80	3% 61.36K to 63.06K	(< 1%)
09-Aug-16 9:50 AM View:	Bulldog Investors, LLC 10% Owner	First Trust Dividend and In... (FAV)	08-Aug-16	Market Purchase Duplicate	73,274	$9.07	$664,251.00	5% 1.52M to 1.6M	(< 1%)
09-Aug-16 9:43 AM View:	Bulldog Investors General P... 10% Owner	First Trust Dividend and In... (FAV)	05-Aug-16	Market Purchase	300	$9.05	$2,715.00	< 1% 193.19K to 193.49K	(< 1%)