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| SEC Filing | Insider | Company | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Return |
|---|---|---|---|---|---|---|---|---|---|
| 29-Dec-21 3:35 PM View:  | Kadlec Thomas R Director | First Trust Specialty Finan... (FGB) | 28-Dec-21 | Sale | 2,432 | $4.07 | $9,898.11 | (100%) 2.43K to 0 | |
| 30-Dec-14 2:17 PM View: | Winter Daniel T. | First Trust Specialty Finan... (FGB) | 29-Dec-14 | Market Sale | 1,000 | $7.58 | $7,582.30 | (56%) 1.8K to 0.8K | 14% |
| 30-Dec-14 2:17 PM View: | Winter Daniel T. | First Trust Specialty Finan... (FGB) | 29-Dec-14 | Market Sale | 400 | $7.58 | $3,032.92 | (50%) 0.8K to 0.4K | 14% |
| 13-Jan-12 6:32 PM View: | Schulte David J | First Trust Specialty Finan... (FGB) | 01-Sep-11 | Acquisition (small) | 165 | $6.63 | $1,096.86 | 2% 6.86K to 7.03K | 29% |
| 13-Jan-12 6:32 PM View: | Schulte David J | First Trust Specialty Finan... (FGB) | 01-Jun-11 | Acquisition (small) | 136 | $7.67 | $1,042.20 | 2% 6.89K to 7.03K | 15% |
| 13-Jan-12 6:32 PM View: | Schulte David J | First Trust Specialty Finan... (FGB) | 01-Mar-11 | Acquisition (small) | 127 | $8.04 | $1,022.86 | 2% 6.9K to 7.03K | 12% |
| 13-Jan-12 6:32 PM View: | Schulte David J | First Trust Specialty Finan... (FGB) | 02-Dec-10 | Acquisition (small) | 131 | $7.65 | $1,002.78 | 2% 6.89K to 7.03K | 20% |
| 11-Jan-11 4:07 PM View: | Schulte David J | First Trust Specialty Finan... (FGB) | 01-Sep-10 | Acquisition (small) | 146 | $6.73 | $979.89 | 2% 6.32K to 6.47K | 39% |
| 11-Jan-11 4:07 PM View: | Schulte David J | First Trust Specialty Finan... (FGB) | 01-Jun-10 | Acquisition (small) | 129 | $7.22 | $929.19 | 2% 6.34K to 6.47K | 33% |
| 11-Jan-11 4:07 PM View: | Schulte David J | First Trust Specialty Finan... (FGB) | 01-Mar-10 | Acquisition (small) | 144 | $6.11 | $877.49 | 2% 6.32K to 6.47K | 60% |
| 23-Jun-10 2:38 PM View: | Winter Daniel T. | First Trust Specialty Finan... (FGB) | 29-Dec-09 | txn.W.title | 1,000 | $5.86 | $5,860.00 | 250% 0.4K to 1.4K | 71% |
| 11-Jan-11 4:07 PM View: | Schulte David J | First Trust Specialty Finan... (FGB) | 02-Dec-09 | Acquisition (small) | 148 | $5.58 | $825.37 | 2% 6.32K to 6.47K | 80% |
| 13-Jan-10 5:01 PM View: | Schulte David J | First Trust Specialty Finan... (FGB) | 30-Nov-09 | Market Sale | 265 | $5.49 | $1,454.85 | (4%) 6.17K to 5.9K | (82%) |
| 13-Jan-10 5:01 PM View: | Schulte David J | First Trust Specialty Finan... (FGB) | 01-Sep-09 | Acquisition (small) | 161 | $5.00 | $803.77 | 3% 5.74K to 5.9K | 105% |
| 13-Jan-10 5:01 PM View: | Schulte David J | First Trust Specialty Finan... (FGB) | 01-Jun-09 | Acquisition (small) | 189 | $4.12 | $777.42 | 3% 5.71K to 5.9K | 182% |
| 07-May-09 6:26 PM View: | First Trust Portfolios Lp | First Trust Specialty Finan... (FGB) | 06-May-09 | Market Sale | 5,352 | $4.10 | $21,944.70 | (100%) 5.35K to 0 | (199%) |
| 13-Jan-10 5:01 PM View: | Schulte David J | First Trust Specialty Finan... (FGB) | 02-Mar-09 | Acquisition (small) | 387 | $2.47 | $955.97 | 7% 5.51K to 5.9K | 398% |
| 13-Jan-09 11:54 AM View: | Keller Mark A. | First Trust Specialty Finan... (FGB) | 12-Jan-09 | Market Purchase | 10,000 | $4.32 | $43,150.00 | 100% 0 to 10.0K | 202% |
| 31-Dec-08 11:09 AM View: | Miyazaki David B. | First Trust Specialty Finan... (FGB) | 30-Dec-08 | Market Purchase | 1,000 | $3.70 | $3,700.00 | 32% 3.1K to 4.1K | 252% |
| 10-Dec-08 12:12 PM View: | Miyazaki David B. | First Trust Specialty Finan... (FGB) | 08-Dec-08 | Market Purchase | 1,000 | $4.60 | $4,600.00 | 48% 2.1K to 3.1K | 183% |
| 13-Jan-10 5:01 PM View: | Schulte David J | First Trust Specialty Finan... (FGB) | 02-Dec-08 | Acquisition (small) | 163 | $3.06 | $499.52 | 3% 5.74K to 5.9K | 326% |
| 21-Nov-08 2:49 PM View: | Schulte David J | First Trust Specialty Finan... (FGB) | 19-Nov-08 | Market Purchase | 3,000 | $3.06 | $9,165.00 | 132% 2.27K to 5.26K | 327% |
| 21-Nov-08 2:41 PM View: | Schulte David J | First Trust Specialty Finan... (FGB) | 22-Aug-08 | Market Purchase | 2,000 | $8.90 | $17,800.00 | 755% 0.27K to 2.27K | 24% |
| 21-Aug-08 5:59 PM View: | Hanzlik Joseph J | First Trust Specialty Finan... (FGB) | 20-Aug-08 | Market Purchase | 2,000 | $8.94 | $17,886.00 | 100% 0 to 2.0K | 24% |
| 20-Dec-07 1:17 PM View: | Winter Daniel T. Investment Committee member | First Trust Specialty Finan... (FGB) | 19-Dec-07 | Grant | 400 | $11.64 | $4,656.00 | 100% 0 to 0.4K | 5% |
| 24-Oct-07 9:33 AM View: | Miyazaki David B. Investment Committee Member | First Trust Specialty Finan... (FGB) | 23-Oct-07 | Grant | 100 | $14.00 | $1,400.00 | 3% 3.1K to 3.2K | (11%) |
| 24-Oct-07 9:33 AM View: | Miyazaki David B. Investment Committee Member | First Trust Specialty Finan... (FGB) | 23-Oct-07 | Grant | 500 | $14.00 | $7,000.00 | 16% 3.2K to 3.7K | (11%) |
| 08-Aug-07 5:28 PM View: | Miyazaki David B. Investment Committee Member | First Trust Specialty Finan... (FGB) | 08-Aug-07 | Grant | 500 | $17.46 | $8,728.00 | 100% 0.5K to 1.0K | (27%) |
| 08-Aug-07 5:28 PM View: | Miyazaki David B. Investment Committee Member | First Trust Specialty Finan... (FGB) | 08-Aug-07 | Grant | 1,000 | $17.34 | $17,343.00 | 100% 1.0K to 2.0K | (26%) |
