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| SEC Filing | Insider | Company | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Return |
|---|---|---|---|---|---|---|---|---|---|
| 11-Dec-15 5:12 PM View:  | Msdc Management, L.P. 10% Owner | Liquid Holdings Group, Inc. (LIQD) | 09-Dec-15 | Market Sale | 6,000,000 | $0.02 | $91,200.00 | (100%) 6.0M to 0 | 80% |
| 10-Sep-15 5:17 PM View: | Storms Brian M Vice Chairman Director | Liquid Holdings Group, Inc. (LIQD) | 08-Sep-15 | Disposition | 519,474 | -- | -- | (25%) 2.05M to 1.53M | |
| 25-Mar-15 4:03 PM View: | Ibietatorremendia Jose General Counsel | Liquid Holdings Group, Inc. (LIQD) | 23-Mar-15 | Payment of Exercise | 6,725 | $0.31 | $2,115.01 | (10%) 66.2K to 59.48K | 98% |
| 25-Mar-15 3:54 PM View: | O'Boyle Robert President | Liquid Holdings Group, Inc. (LIQD) | 23-Mar-15 | Payment of Exercise | 6,494 | $0.31 | $2,042.36 | (16%) 39.91K to 33.41K | 98% |
| 19-Mar-15 2:20 PM View: | Storms Brian M Vice Chairman Director | Liquid Holdings Group, Inc. (LIQD) | 16-Mar-15 | Payment of Exercise | 94,414 | $0.29 | $27,370.60 | (4%) 2.15M to 2.05M | 98% |
| 05-Nov-14 8:12 PM View: | Guarino Alan C. Director | Liquid Holdings Group, Inc. (LIQD) | 03-Nov-14 | Market Purchase | 20,000 | $0.78 | $15,584.00 | 100% 0 to 20.0K | (99%) |
| 19-Sep-14 11:38 AM View: | Shifrin Kenneth David Chief Financial Officer | Liquid Holdings Group, Inc. (LIQD) | 18-Sep-14 | Market Sale (Planned) | 13,480 | $1.43 | $19,342.50 | (21%) 64.19K to 50.71K | 100% |
| 22-Aug-14 10:06 AM View: | Shifrin Kenneth David Chief Financial Officer | Liquid Holdings Group, Inc. (LIQD) | 20-Aug-14 | Market Sale (Planned) | 20,260 | $1.35 | $27,261.90 | (24%) 84.45K to 64.19K | 100% |
| 24-Jul-14 4:56 PM View: | von Allmen Douglas J 10% Owner | Liquid Holdings Group, Inc. (LIQD) | 23-Jul-14 | Acquisition (other) | 55,000 | $1.82 | $100,001.00 | < 1% 12.93M to 12.99M | (100%) |
| 26-Jun-14 5:48 PM View: | Storms Brian M Chief Executive Officer Director | Liquid Holdings Group, Inc. (LIQD) | 25-Jun-14 | Disposition | 253,343 | -- | -- | (11%) 2.4M to 2.15M | |
| 26-Jun-14 5:48 PM View: | Storms Brian M Chief Executive Officer Director | Liquid Holdings Group, Inc. (LIQD) | 25-Jun-14 | Grant | 779,211 | -- | -- | 48% 1.62M to 2.4M | |
| 23-Jun-14 12:52 PM View: | Bernstein Jay Howard Director | Liquid Holdings Group, Inc. (LIQD) | 21-Jun-14 | Grant | 3,327 | -- | -- | < 1% 2.38M to 2.39M | |
| 13-Jun-14 10:10 AM View: | Raquet Walter F Director | Liquid Holdings Group, Inc. (LIQD) | 12-Jun-14 | Grant | 3,327 | -- | -- | 21% 15.6K to 18.93K | |
| 13-Jun-14 10:11 AM View: | Ross Thomas Rogerson Director | Liquid Holdings Group, Inc. (LIQD) | 11-Jun-14 | Grant | 3,327 | -- | -- | < 1% 336.79K to 340.12K | |
| 11-Jun-14 9:15 AM View: | Suskind Dennis A Director | Liquid Holdings Group, Inc. (LIQD) | 10-Jun-14 | Grant | 3,327 | -- | -- | 5% 72.41K to 75.73K | |
| 11-Jun-14 9:14 AM View: | Davy Darren Director | Liquid Holdings Group, Inc. (LIQD) | 10-Jun-14 | Grant | 3,327 | -- | -- | 1% 290.81K to 294.13K | |
| 09-Jun-14 3:46 PM View: | Francescani David Director | Liquid Holdings Group, Inc. (LIQD) | 09-Jun-14 | Grant | 3,327 | -- | -- | < 1% 726.86K to 730.19K | |
| 09-Jun-14 3:49 PM View: | Zavarro Allan Director | Liquid Holdings Group, Inc. (LIQD) | 09-Jun-14 | Grant | 3,327 | -- | -- | 10% 34.86K to 38.19K | |
| 09-Jun-14 3:52 PM View: | Simone Victor R Jr Director | Liquid Holdings Group, Inc. (LIQD) | 09-Jun-14 | Grant | 6,357 | -- | -- | 5% 140.61K to 146.97K | |
| 21-May-14 4:54 PM View: | Simone Victor R Jr Director | Liquid Holdings Group, Inc. (LIQD) | 20-May-14 | Market Purchase | 25,000 | $1.58 | $39,600.00 | 22% 115.61K to 140.61K | (100%) |
| 21-May-14 5:53 PM View: | Bernstein Jay Howard Director | Liquid Holdings Group, Inc. (LIQD) | 20-May-14 | Market Purchase | 25,000 | $1.35 | $33,750.00 | 1% 2.36M to 2.38M | (100%) |
| 21-May-14 5:53 PM View: | Bernstein Jay Howard Director | Liquid Holdings Group, Inc. (LIQD) | 19-May-14 | Market Purchase | 50,000 | $1.28 | $63,865.00 | 2% 2.31M to 2.36M | (99%) |
| 20-May-14 10:20 AM View: | Storms Brian M Chief Executive Officer Director | Liquid Holdings Group, Inc. (LIQD) | 16-May-14 | Market Purchase | 100,000 | $1.26 | $126,200.00 | 7% 1.52M to 1.62M | (99%) |
| 16-May-14 9:01 PM View: | Bernstein Jay Howard Director | Liquid Holdings Group, Inc. (LIQD) | 16-May-14 | Market Purchase | 50,300 | $1.26 | $63,378.00 | 2% 2.26M to 2.31M | (99%) |
| 16-May-14 9:21 PM View: | Francescani David Director | Liquid Holdings Group, Inc. (LIQD) | 15-May-14 | Market Purchase | 600,000 | $1.25 | $750,000.00 | 473% 126.86K to 726.86K | (99%) |
| 16-May-14 9:31 PM View: | Ibietatorremendia Jose General Counsel | Liquid Holdings Group, Inc. (LIQD) | 15-May-14 | Market Purchase | 20,000 | $1.25 | $25,100.00 | 43% 46.2K to 66.2K | (99%) |
| 16-May-14 9:01 PM View: | Bernstein Jay Howard Director | Liquid Holdings Group, Inc. (LIQD) | 15-May-14 | Market Purchase | 1,800,000 | $1.25 | $2,250,000.00 | 392% 459.55K to 2.26M | (99%) |
| 19-May-14 3:19 PM View: | von Allmen Douglas J 10% Owner | Liquid Holdings Group, Inc. (LIQD) | 15-May-14 | Market Purchase | 6,400,000 | $1.25 | $8,000,000.00 | 98% 6.53M to 12.93M | (99%) |
| 30-Apr-14 1:41 PM View: | von Allmen Douglas J 10% Owner | Liquid Holdings Group, Inc. (LIQD) | 29-Apr-14 | Acquisition (other) | 516,147 | $4.26 | $2,198,790.00 | 9% 6.02M to 6.53M | (100%) |
| 08-Apr-14 5:50 PM View: | O'Boyle Robert Executive Vice President | Liquid Holdings Group, Inc. (LIQD) | 04-Apr-14 | Market Sale (Planned) | 5,660 | $3.93 | $22,228.50 | (12%) 45.57K to 39.91K | 100% |
| 10-Mar-14 2:36 PM View: | von Allmen Douglas J 10% Owner | Liquid Holdings Group, Inc. (LIQD) | 06-Mar-14 | Market Purchase | 11,300 | $5.30 | $59,858.00 | < 1% 6.0M to 6.02M | (100%) |
| 06-Mar-14 3:55 PM View: | von Allmen Douglas J 10% Owner | Liquid Holdings Group, Inc. (LIQD) | 04-Mar-14 | Market Purchase | 500 | $5.33 | $2,664.95 | < 1% 6.0M to 6.0M | (100%) |
| 04-Mar-14 8:11 PM View: | Ferdinand Brian Head of Corporate Strategy Director 10% Owner | Liquid Holdings Group, Inc. (LIQD) | 03-Mar-14 | Market Purchase | 153,413 | $5.18 | $794,050.00 | 3% 5.23M to 5.39M | (100%) |
| 04-Mar-14 8:30 PM View: | von Allmen Douglas J 10% Owner | Liquid Holdings Group, Inc. (LIQD) | 28-Feb-14 | Acquisition (other) | 732,292 | $4.80 | $3,515,000.00 | 14% 5.27M to 6.0M | (100%) |
| 04-Mar-14 8:11 PM View: | Ferdinand Brian Head of Corporate Strategy Director 10% Owner | Liquid Holdings Group, Inc. (LIQD) | 28-Feb-14 | Disposition (other) | 384,669 | $4.80 | $1,846,410.00 | (7%) 5.62M to 5.23M | 100% |
| 03-Mar-14 4:12 PM View: | von Allmen Douglas J 10% Owner | Liquid Holdings Group, Inc. (LIQD) | 28-Feb-14 | Market Purchase | 89,966 | $4.70 | $423,031.00 | 2% 5.18M to 5.27M | (100%) |
| 03-Mar-14 4:12 PM View: | von Allmen Douglas J 10% Owner | Liquid Holdings Group, Inc. (LIQD) | 27-Feb-14 | Market Purchase | 43,921 | $4.74 | $208,233.00 | < 1% 5.14M to 5.18M | (100%) |
| 31-Jan-14 3:17 PM View: | von Allmen Douglas J 10% Owner | Liquid Holdings Group, Inc. (LIQD) | 29-Jan-14 | Market Purchase | 559,891 | $5.50 | $3,079,400.00 | 12% 4.58M to 5.14M | (100%) |
| 31-Jan-14 2:01 PM View: | Simone Victor R Jr Director | Liquid Holdings Group, Inc. (LIQD) | 29-Jan-14 | Market Purchase | 40,000 | $5.50 | $220,000.00 | 53% 75.61K to 115.61K | (100%) |
| 31-Jan-14 2:08 PM View: | Schaeffer Richard 10% Owner | Liquid Holdings Group, Inc. (LIQD) | 29-Jan-14 | Private Sale | 361,880 | $5.50 | $1,990,340.00 | (14%) 2.54M to 2.18M | (26%) |
| 31-Jan-14 2:44 PM View: | Suskind Dennis A Director | Liquid Holdings Group, Inc. (LIQD) | 29-Jan-14 | Market Purchase | 7,094 | $5.50 | $39,017.00 | 11% 65.31K to 72.41K | (100%) |
| 31-Jan-14 1:42 PM View: | Francescani David Director | Liquid Holdings Group, Inc. (LIQD) | 29-Jan-14 | Market Purchase | 75,000 | $5.50 | $412,500.00 | 145% 51.86K to 126.86K | (100%) |
| 07-Oct-13 12:01 PM View: | Davy Darren Director | Liquid Holdings Group, Inc. (LIQD) | 04-Oct-13 | Grant | 18,888 | -- | -- | 7% 271.92K to 290.81K | |
| 07-Oct-13 12:08 PM View: | Francescani David Director | Liquid Holdings Group, Inc. (LIQD) | 04-Oct-13 | Grant | 17,129 | -- | -- | 49% 34.73K to 51.86K | |
| 07-Oct-13 12:29 PM View: | Raquet Walter F Director | Liquid Holdings Group, Inc. (LIQD) | 04-Oct-13 | Grant | 15,601 | -- | -- | 100% 0 to 15.6K | |
| 07-Oct-13 12:43 PM View: | Ross Thomas Rogerson Director | Liquid Holdings Group, Inc. (LIQD) | 04-Oct-13 | Grant | 20,555 | -- | -- | 6% 316.51K to 337.06K | |
| 07-Oct-13 2:17 PM View: | Zavarro Allan Director | Liquid Holdings Group, Inc. (LIQD) | 04-Oct-13 | Grant | 16,666 | -- | -- | 92% 18.19K to 34.86K | |
| 07-Oct-13 1:17 PM View: | Simone Victor R Jr Director | Liquid Holdings Group, Inc. (LIQD) | 04-Oct-13 | Grant | 15,694 | -- | -- | 26% 59.92K to 75.61K | |
| 07-Oct-13 3:25 PM View: | Schaeffer Richard Director 10% Owner | Liquid Holdings Group, Inc. (LIQD) | 04-Oct-13 | Grant | 14,814 | -- | -- | < 1% 2.83M to 2.85M | |
| 07-Oct-13 11:49 AM View: | Bernstein Jay Howard Director | Liquid Holdings Group, Inc. (LIQD) | 04-Oct-13 | Grant | 15,277 | -- | -- | 3% 444.27K to 459.55K |
