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| SEC Filing | Insider | Company | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Return |
|---|---|---|---|---|---|---|---|---|---|
| 13-May-22 1:27 PM View:  | Caraher Scott C. | Nuveen Floating Rate Income... (JRO) | 13-May-22 | Private Purchase | 5,000 | $8.43 | $42,162.00 | 11% 46.64K to 51.64K | |
| 25-Feb-22 12:17 PM View: | Caraher Scott C. | Nuveen Floating Rate Income... (JRO) | 25-Feb-22 | Market Purchase | 5,000 | $9.70 | $48,492.50 | 12% 41.64K to 46.64K | < 1% |
| 13-May-21 10:41 AM View: | Saba Capital Management, L.P. 10% Owner | Nuveen Floating Rate Income... (JRO) | 12-May-21 | Market Sale | 46,502 | $9.53 | $443,164.00 | (1%) 4.12M to 4.07M | (2%) |
| 13-May-21 10:41 AM View: | Saba Capital Management, L.P. 10% Owner | Nuveen Floating Rate Income... (JRO) | 11-May-21 | Market Sale | 5,892 | $9.56 | $56,327.50 | (< 1%) 4.13M to 4.12M | (2%) |
| 13-May-21 10:41 AM View: | Saba Capital Management, L.P. 10% Owner | Nuveen Floating Rate Income... (JRO) | 10-May-21 | Market Sale | 4,834 | $9.61 | $46,454.70 | (< 1%) 4.13M to 4.13M | (1%) |
| 10-May-21 10:16 AM View: | Saba Capital Management, L.P. 10% Owner | Nuveen Floating Rate Income... (JRO) | 07-May-21 | Market Sale | 1,007 | $9.61 | $9,677.27 | (< 1%) 4.13M to 4.13M | (1%) |
| 10-May-21 10:16 AM View: | Saba Capital Management, L.P. 10% Owner | Nuveen Floating Rate Income... (JRO) | 06-May-21 | Market Sale | 22,490 | $9.60 | $215,904.00 | (< 1%) 4.15M to 4.13M | (1%) |
| 03-May-21 11:39 AM View: | Saba Capital Management, L.P. 10% Owner | Nuveen Floating Rate Income... (JRO) | 29-Apr-21 | Market Sale | 2,151 | $9.40 | $20,219.40 | (< 1%) 4.16M to 4.15M | (4%) |
| 29-Apr-21 11:13 AM View: | Saba Capital Management, L.P. 10% Owner | Nuveen Floating Rate Income... (JRO) | 28-Apr-21 | Market Sale | 47,817 | $9.41 | $449,958.00 | (1%) 4.2M to 4.16M | (3%) |
| 29-Apr-21 11:13 AM View: | Saba Capital Management, L.P. 10% Owner | Nuveen Floating Rate Income... (JRO) | 27-Apr-21 | Market Sale | 36,563 | $9.41 | $344,058.00 | (< 1%) 4.24M to 4.2M | (3%) |
| 27-Apr-21 2:09 PM View: | Saba Capital Management, L.P. 10% Owner | Nuveen Floating Rate Income... (JRO) | 23-Apr-21 | Market Sale | 17,021 | $9.46 | $161,019.00 | (< 1%) 4.26M to 4.24M | (3%) |
| 23-Apr-21 12:25 PM View: | Saba Capital Management, L.P. 10% Owner | Nuveen Floating Rate Income... (JRO) | 22-Apr-21 | Market Sale | 5,900 | $9.43 | $55,637.00 | (< 1%) 4.26M to 4.26M | (3%) |
| 23-Apr-21 12:25 PM View: | Saba Capital Management, L.P. 10% Owner | Nuveen Floating Rate Income... (JRO) | 21-Apr-21 | Market Sale | 72,865 | $9.45 | $688,574.00 | (2%) 4.34M to 4.26M | (3%) |
| 21-Apr-21 10:59 AM View: | Saba Capital Management, L.P. 10% Owner | Nuveen Floating Rate Income... (JRO) | 20-Apr-21 | Market Sale | 16,341 | $9.49 | $155,076.00 | (< 1%) 4.35M to 4.34M | (3%) |
| 21-Apr-21 10:59 AM View: | Saba Capital Management, L.P. 10% Owner | Nuveen Floating Rate Income... (JRO) | 19-Apr-21 | Market Sale | 4,384 | $9.52 | $41,735.70 | (< 1%) 4.36M to 4.35M | (2%) |
| 21-Apr-21 10:59 AM View: | Saba Capital Management, L.P. 10% Owner | Nuveen Floating Rate Income... (JRO) | 16-Apr-21 | Market Sale | 43,035 | $9.51 | $409,263.00 | (< 1%) 4.4M to 4.36M | (2%) |
| 16-Apr-21 10:00 PM View: | Saba Capital Management, L.P. 10% Owner | Nuveen Floating Rate Income... (JRO) | 15-Apr-21 | Market Sale | 6,909 | $9.51 | $65,704.60 | (< 1%) 4.41M to 4.4M | (2%) |
| 16-Apr-21 10:00 PM View: | Saba Capital Management, L.P. 10% Owner | Nuveen Floating Rate Income... (JRO) | 14-Apr-21 | Market Sale | 22,364 | $9.52 | $212,905.00 | (< 1%) 4.43M to 4.41M | (2%) |
| 14-Apr-21 9:51 AM View: | Saba Capital Management, L.P. 10% Owner | Nuveen Floating Rate Income... (JRO) | 13-Apr-21 | Market Sale | 28,507 | $9.55 | $272,242.00 | (< 1%) 4.46M to 4.43M | (2%) |
| 14-Apr-21 9:51 AM View: | Saba Capital Management, L.P. 10% Owner | Nuveen Floating Rate Income... (JRO) | 12-Apr-21 | Market Sale | 11,958 | $9.57 | $114,438.00 | (< 1%) 4.47M to 4.46M | (2%) |
| 12-Apr-21 12:09 PM View: | Saba Capital Management, L.P. 10% Owner | Nuveen Floating Rate Income... (JRO) | 09-Apr-21 | Market Sale | 4,283 | $9.59 | $41,074.00 | (< 1%) 4.47M to 4.47M | (1%) |
| 12-Apr-21 12:09 PM View: | Saba Capital Management, L.P. 10% Owner | Nuveen Floating Rate Income... (JRO) | 08-Apr-21 | Market Sale | 19,768 | $9.59 | $189,575.00 | (< 1%) 4.49M to 4.47M | (1%) |
| 08-Apr-21 7:51 AM View: | Caraher Scott C. | Nuveen Floating Rate Income... (JRO) | 07-Apr-21 | Market Purchase | 5,000 | $9.58 | $47,900.00 | 14% 36.64K to 41.64K | 2% |
| 20-Nov-20 11:39 AM View: | Knights Of Columbus 10% Owner | Nuveen Floating Rate Income... (JRO) | 09-Nov-20 | Sale | 30,000,000 | $100.00 | $3,000,000,000.00 | (100%) 30.0M to 0 | |
| 20-Nov-20 11:39 AM View: | Knights Of Columbus 10% Owner | Nuveen Floating Rate Income... (JRO) | 28-Oct-20 | Private Sale | 15,000,000 | $100.00 | $1,500,000,000.00 | (33%) 45.0M to 30.0M | |
| 06-Oct-20 10:38 AM View: | Saba Capital Management, L.P. 10% Owner | Nuveen Floating Rate Income... (JRO) | 05-Oct-20 | Purchase | 128,002 | $8.31 | $1,063,700.00 | 3% 4.37M to 4.49M | |
| 06-Oct-20 10:38 AM View: | Saba Capital Management, L.P. 10% Owner | Nuveen Floating Rate Income... (JRO) | 02-Oct-20 | Private Purchase | 28,905 | $8.19 | $236,732.00 | < 1% 4.34M to 4.37M | |
| 02-Oct-20 9:52 AM View: | Saba Capital Management, L.P. 10% Owner | Nuveen Floating Rate Income... (JRO) | 30-Sep-20 | Private Purchase | 62,000 | $8.22 | $509,640.00 | 1% 4.27M to 4.34M | |
| 30-Sep-20 1:46 PM View: | Saba Capital Management, L.P. 10% Owner | Nuveen Floating Rate Income... (JRO) | 29-Sep-20 | Private Purchase | 11,008 | $8.19 | $90,155.50 | < 1% 4.26M to 4.27M | |
| 25-Aug-20 5:18 PM View: | Caraher Scott C. | Nuveen Floating Rate Income... (JRO) | 31-Mar-20 | Private Purchase | 5,000 | $7.37 | $36,842.00 | 16% 31.64K to 36.64K | |
| 01-Apr-20 5:39 PM View: | Caraher Scott C. | Nuveen Floating Rate Income... (JRO) | 30-Mar-20 | Private Purchase | 3,000 | $7.02 | $21,049.80 | 10% 28.64K to 31.64K | |
| 27-Mar-20 4:24 PM View: | Caraher Scott C. | Nuveen Floating Rate Income... (JRO) | 25-Mar-20 | Private Purchase | 2,000 | $6.65 | $13,300.00 | 8% 26.64K to 28.64K | |
| 26-Mar-20 5:41 PM View: | Caraher Scott C. | Nuveen Floating Rate Income... (JRO) | 24-Mar-20 | Private Purchase | 2,500 | $6.04 | $15,108.00 | 10% 24.14K to 26.64K | |
| 08-Jan-19 5:40 PM View: | Caraher Scott C. | Nuveen Floating Rate Income... (JRO) | 04-Jan-19 | Market Purchase | 2,000 | $9.44 | $18,885.40 | 9% 22.14K to 24.14K | 2% |
| 05-Oct-18 3:13 PM View: | Caraher Scott C. | Nuveen Floating Rate Income... (JRO) | 03-Oct-18 | Market Purchase | 2,000 | $10.27 | $20,539.20 | 10% 20.14K to 22.14K | (15%) |
| 08-Aug-18 2:46 PM View: | Caraher Scott C. | Nuveen Floating Rate Income... (JRO) | 07-Aug-18 | Market Purchase | 2,000 | $10.22 | $20,440.00 | 11% 18.14K to 20.14K | (16%) |
| 19-Jul-18 4:22 PM View: | Caraher Scott C. | Nuveen Floating Rate Income... (JRO) | 17-Jul-18 | Market Purchase | 6,000 | $10.21 | $61,232.00 | 49% 12.14K to 18.14K | (16%) |
| 19-Dec-17 12:07 PM View: | Schneider William J | Nuveen Floating Rate Income... (JRO) | 15-Dec-17 | Market Sale | 38,600 | $11.27 | $435,118.00 | (81%) 47.4K to 8.8K | 27% |
| 31-Jul-17 6:10 PM View: | Caraher Scott C. | Nuveen Floating Rate Income... (JRO) | 27-Jul-17 | Market Sale | 12,000 | $11.80 | $141,654.00 | (50%) 24.14K to 12.14K | 32% |
| 17-Jul-17 6:15 PM View: | Caraher Scott C. | Nuveen Floating Rate Income... (JRO) | 13-Jul-17 | Market Sale | 7,611 | $11.67 | $88,805.40 | (18%) 42.1K to 34.49K | 32% |
| 21-Jul-17 3:57 PM View: | Caraher Scott C. | Nuveen Floating Rate Income... (JRO) | 12-Jul-17 | Market Sale | 10,353 | $11.64 | $120,528.00 | (25%) 42.1K to 31.75K | 31% |
| 05-Jul-17 2:21 PM View: | Schneider William J | Nuveen Floating Rate Income... (JRO) | 30-Jun-17 | Market Purchase | 8,600 | $11.55 | $99,336.90 | 22% 38.8K to 47.4K | (31%) |
| 10-Apr-17 3:39 PM View: | Evans Jack | Nuveen Floating Rate Income... (JRO) | 06-Apr-17 | Market Purchase | 4,225 | $11.73 | $49,558.80 | 100% 0 to 4.22K | (33%) |
| 10-Apr-17 4:41 PM View: | Nuveen Asset Management Inc. | Nuveen Floating Rate Income... (JRO) | 06-Apr-17 | Market Sale | 7,000 | $11.62 | $81,340.00 | (100%) 7.0K to 0 | 32% |
| 10-Mar-17 10:28 AM View: | Moschner Albin F | Nuveen Floating Rate Income... (JRO) | 09-Mar-17 | Market Purchase | 3,000 | $12.02 | $36,045.00 | 100% 0 to 3.0K | (34%) |
| 15-Feb-17 6:13 PM View: | Caraher Scott C. | Nuveen Floating Rate Income... (JRO) | 14-Feb-17 | Market Sale | 8,000 | $12.58 | $100,640.00 | (16%) 50.1K to 42.1K | 37% |
| 29-Dec-16 4:27 PM View: | Citigroup Inc 10% Owner | Nuveen Floating Rate Income... (JRO) | 28-Dec-16 | Disposition (other) | 430 | $100,000.00 | $43,000,000.00 | (100%) 0.43K to 0 | |
| 09-Dec-16 5:06 PM View: | Schneider William J | Nuveen Floating Rate Income... (JRO) | 07-Dec-16 | Market Purchase | 30,000 | $11.78 | $353,499.00 | 341% 8.8K to 38.8K | (32%) |
| 30-Nov-16 4:08 PM View: | Citigroup Inc 10% Owner | Nuveen Floating Rate Income... (JRO) | 29-Nov-16 | Disposition (other) | 320 | $100,000.00 | $32,000,000.00 | (43%) 0.75K to 0.43K | |
| 04-Oct-16 6:11 PM View: | Zimmerman Gifford R Chief Administrative Officer | Nuveen Floating Rate Income... (JRO) | 04-Oct-16 | Market Sale | 1,000 | $11.08 | $11,082.60 | (100%) 1.0K to 0 | 26% |
