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| SEC Filing | Insider | Company | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Return |
|---|---|---|---|---|---|---|---|---|---|
| 28-Dec-15 5:03 PM View:  | Wood Howell D Director | RCS Capital Corporation (RCAP) | 18-Dec-15 | Disposition | 3,791 | $11.21 | $42,497.10 | (11%) 33.09K to 29.3K | |
| 28-Dec-15 5:05 PM View: | McMillen Charles Thomas Director | RCS Capital Corporation (RCAP) | 18-Dec-15 | Disposition | 3,791 | $11.21 | $42,497.10 | (12%) 32.09K to 28.3K | |
| 28-Dec-15 5:02 PM View: | Auerbach Mark Director | RCS Capital Corporation (RCAP) | 18-Dec-15 | Disposition | 20,346 | $11.28 | $229,472.00 | (15%) 132.38K to 112.04K | |
| 28-Dec-15 5:04 PM View: | Brown Jeffrey J Director | RCS Capital Corporation (RCAP) | 18-Dec-15 | Disposition | 3,791 | $11.21 | $42,497.10 | (14%) 27.14K to 23.35K | |
| 16-Oct-15 9:00 PM View: | Schorsch Nicholas S 10% Owner | RCS Capital Corporation (RCAP) | 14-Oct-15 | Acquisition (other) | 898,372 | -- | -- | 4% 20.19M to 21.09M | |
| 09-Oct-15 5:06 PM View: | Luxor Capital Group, Lp 10% Owner | RCS Capital Corporation (RCAP) | 07-Oct-15 | Acquisition (other) | 2,240,000 | -- | -- | 24% 9.26M to 11.5M | |
| 28-Aug-15 9:31 PM View: | Auerbach Mark Director | RCS Capital Corporation (RCAP) | 18-Aug-15 | Grant | 99,206 | $2.52 | $249,999.00 | 299% 33.18K to 132.38K | (99%) |
| 28-Aug-15 9:30 PM View: | Brown Jeffrey J Director | RCS Capital Corporation (RCAP) | 18-Aug-15 | Grant | 15,873 | $2.52 | $40,000.00 | 141% 11.26K to 27.14K | (99%) |
| 28-Aug-15 9:30 PM View: | Wood Howell D Director | RCS Capital Corporation (RCAP) | 18-Aug-15 | Grant | 15,873 | $2.52 | $40,000.00 | 92% 17.22K to 33.09K | (99%) |
| 28-Aug-15 9:30 PM View: | McMillen Charles Thomas Director | RCS Capital Corporation (RCAP) | 18-Aug-15 | Grant | 15,873 | $2.52 | $40,000.00 | 98% 16.22K to 32.09K | (99%) |
| 14-Aug-15 5:18 PM View: | Budko Peter M Director | RCS Capital Corporation (RCAP) | 13-Aug-15 | Grant | 427,873 | -- | -- | 9% 5.01M to 5.44M | |
| 18-Aug-15 8:35 PM View: | Schorsch Nicholas S 10% Owner | RCS Capital Corporation (RCAP) | 13-Aug-15 | Grant | 760,000 | -- | -- | 4% 19.43M to 20.19M | |
| 14-Aug-15 5:15 PM View: | Weil Edward M Jr. Chief Executive Officer Director | RCS Capital Corporation (RCAP) | 13-Aug-15 | Grant | 91,340 | -- | -- | 8% 1.15M to 1.24M | |
| 28-Aug-15 9:31 PM View: | Kahane William M 10% Owner | RCS Capital Corporation (RCAP) | 13-Aug-15 | Grant | 352,728 | -- | -- | 9% 4.13M to 4.48M | |
| 12-Aug-15 2:22 PM View: | Weil Edward M Jr. Chief Executive Officer Director | RCS Capital Corporation (RCAP) | 12-Aug-15 | Market Purchase | 50,000 | $2.30 | $114,850.00 | 5% 1.1M to 1.15M | (99%) |
| 10-Aug-15 8:08 PM View: | Luxor Capital Group, Lp 10% Owner | RCS Capital Corporation (RCAP) | 06-Aug-15 | Acquisition (other) | 760,000 | -- | -- | 9% 8.5M to 9.26M | |
| 16-Feb-16 9:48 PM View: | Luxor Capital Group, Lp 10% Owner | RCS Capital Corporation (RCAP) | 01-Jul-15 | Acquisition (other) | 169,607 | -- | -- | 2% 10.09M to 10.26M | |
| 16-Feb-16 9:48 PM View: | Luxor Capital Group, Lp 10% Owner | RCS Capital Corporation (RCAP) | 01-Jul-15 | Disposition (other) | 169,607 | -- | -- | (2%) 10.26M to 10.09M | |
| 02-Apr-15 9:51 PM View: | Luxor Capital Group, Lp 10% Owner | RCS Capital Corporation (RCAP) | 02-Apr-15 | Market Sale | 456,910 | $10.67 | $4,875,500.00 | (5%) 8.95M to 8.5M | 100% |
| 29-Apr-15 9:59 PM View: | Nygaard Brian L Chief Operating Officer | RCS Capital Corporation (RCAP) | 31-Mar-15 | Grant | 6,438 | $11.65 | $74,997.60 | 169% 3.8K to 10.24K | (100%) |
| 29-Apr-15 9:56 PM View: | Jones Brian D See remarks Director | RCS Capital Corporation (RCAP) | 31-Mar-15 | Market Purchase | 390,585 | $11.65 | $4,550,000.00 | 368% 106.12K to 496.7K | (100%) |
| 29-Apr-15 9:56 PM View: | Jones Brian D CFO & Ass. Secretary | RCS Capital Corporation (RCAP) | 17-Mar-15 | Payment of Exercise | 15,553 | $11.07 | $172,172.00 | (13%) 121.67K to 106.12K | 100% |
| 20-Jan-15 5:11 PM View: | Brown Jeffrey J Director | RCS Capital Corporation (RCAP) | 19-Jan-15 | Grant | 3,791 | $11.21 | $42,497.10 | 51% 7.47K to 11.26K | (100%) |
| 20-Jan-15 5:09 PM View: | Wood Howell D Director | RCS Capital Corporation (RCAP) | 14-Jan-15 | Grant | 3,791 | $11.21 | $42,497.10 | 28% 13.43K to 17.22K | (100%) |
| 20-Jan-15 5:08 PM View: | McMillen Charles Thomas Director | RCS Capital Corporation (RCAP) | 13-Jan-15 | Grant | 3,791 | $11.21 | $42,497.10 | 31% 12.43K to 16.22K | (100%) |
| 20-Jan-15 5:07 PM View: | Auerbach Mark Director | RCS Capital Corporation (RCAP) | 13-Jan-15 | Grant | 20,346 | $11.28 | $229,472.00 | 159% 12.83K to 33.18K | (100%) |
| 05-Jan-15 5:50 PM View: | Kahane William M | RCS Capital Corporation (RCAP) | 31-Dec-14 | Option Exercise | 42,040 | -- | -- | 1% 4.09M to 4.13M | |
| 05-Jan-15 5:54 PM View: | Budko Peter M Director | RCS Capital Corporation (RCAP) | 31-Dec-14 | Option Exercise | 50,995 | -- | -- | 1% 4.96M to 5.01M | |
| 05-Jan-15 5:53 PM View: | Schorsch Nicholas S 10% Owner | RCS Capital Corporation (RCAP) | 31-Dec-14 | Option Exercise | 197,638 | -- | -- | 1% 19.23M to 19.43M | |
| 05-Jan-15 5:52 PM View: | Block Brian S | RCS Capital Corporation (RCAP) | 31-Dec-14 | Option Exercise | 9,360 | -- | -- | 1% 909.28K to 918.64K | |
| 05-Jan-15 5:51 PM View: | Weil Edward M Jr. Chief Executive Officer Director | RCS Capital Corporation (RCAP) | 31-Dec-14 | Option Exercise | 10,914 | -- | -- | 1% 1.09M to 1.1M | |
| 18-Nov-14 2:00 PM View: | Weil Edward M Jr. CEO Director | RCS Capital Corporation (RCAP) | 18-Nov-14 | Market Purchase | 20,550 | $12.14 | $249,428.00 | 2% 1.06M to 1.08M | (100%) |
| 19-Nov-14 6:09 AM View: | Jones Brian D CFO & Ass. Secretary | RCS Capital Corporation (RCAP) | 18-Nov-14 | Market Purchase | 9,000 | $13.05 | $117,436.00 | 450% 2.0K to 11.0K | (100%) |
| 19-Nov-14 6:06 AM View: | Nygaard Brian L Chief Operating Officer | RCS Capital Corporation (RCAP) | 18-Nov-14 | Market Purchase | 3,800 | $13.00 | $49,400.00 | 100% 0 to 3.8K | (100%) |
| 16-Oct-14 9:58 PM View: | Wood Howell D Director | RCS Capital Corporation (RCAP) | 14-Oct-14 | Market Purchase | 1,000 | $19.13 | $19,130.00 | 8% 12.43K to 13.43K | (100%) |
| 03-Jul-14 2:30 PM View: | Brown Jeffrey J Director | RCS Capital Corporation (RCAP) | 02-Jul-14 | Market Purchase | 1,000 | $22.49 | $22,485.60 | 15% 6.47K to 7.47K | (100%) |
| 02-Jul-14 9:51 PM View: | Weil Edward M Jr. President, Treas. & Secretary Director 10% Owner | RCS Capital Corporation (RCAP) | 30-Jun-14 | Acquisition (other) | 396,276 | $18.42 | $7,299,400.00 | 59% 667.13K to 1.06M | |
| 02-Jul-14 9:46 PM View: | Rcap Holdings, LLC 10% Owner | RCS Capital Corporation (RCAP) | 30-Jun-14 | Disposition (other) | 19,116,100 | $10.96 | $209,492,000.00 | (100%) 19.12M to 1 | |
| 02-Jul-14 9:49 PM View: | Block Brian S | RCS Capital Corporation (RCAP) | 30-Jun-14 | Acquisition (other) | 338,840 | $18.42 | $6,241,430.00 | 59% 570.44K to 909.28K | |
| 02-Jul-14 9:53 PM View: | Kahane William M Chief Executive Officer Director 10% Owner | RCS Capital Corporation (RCAP) | 30-Jun-14 | Acquisition (other) | 1,522,650 | $18.42 | $28,047,200.00 | 59% 2.56M to 4.09M | |
| 02-Jul-14 9:48 PM View: | Schorsch Nicholas S Exe. Chairman of Board of Dir. Director 10% Owner | RCS Capital Corporation (RCAP) | 30-Jun-14 | Acquisition (other) | 7,160,220 | $18.42 | $131,891,000.00 | 59% 12.05M to 19.21M | |
| 02-Jul-14 9:52 PM View: | Budko Peter M Chief Investment Officer Director 10% Owner | RCS Capital Corporation (RCAP) | 30-Jun-14 | Acquisition (other) | 1,846,940 | $18.42 | $34,020,700.00 | 59% 3.11M to 4.96M | |
| 02-Jul-14 9:46 PM View: | Rcap Holdings, LLC 10% Owner | RCS Capital Corporation (RCAP) | 30-Jun-14 | Acquisition (other) | 11,264,900 | $18.42 | $207,500,000.00 | 143% 7.85M to 19.12M | |
| 27-Jun-14 4:09 PM View: | Weil Edward M Jr. President, Treas. & Secretary Director | RCS Capital Corporation (RCAP) | 27-Jun-14 | Market Purchase | 2,457 | $20.61 | $50,649.30 | 246% 1.0K to 3.46K | (100%) |
| 19-Jun-14 8:36 PM View: | Schorsch Nicholas S Chief Executive Officer Director 10% Owner | RCS Capital Corporation (RCAP) | 10-Jun-14 | Market Sale Duplicate | 5,000,000 | $19.03 | $95,175,000.00 | (21%) 24.05M to 19.05M | 100% |
| 19-Jun-14 8:37 PM View: | Rcap Holdings, LLC 10% Owner | RCS Capital Corporation (RCAP) | 10-Jun-14 | Market Sale | 5,000,000 | $19.03 | $95,175,000.00 | (39%) 12.85M to 7.85M | 100% |
| 19-Jun-14 8:39 PM View: | Kahane William M Chief Executive Officer Director 10% Owner | RCS Capital Corporation (RCAP) | 10-Jun-14 | Market Sale Duplicate | 5,000,000 | $19.03 | $95,175,000.00 | (21%) 24.05M to 19.05M | 100% |
| 11-Jun-14 2:48 PM View: | Wood Howell D Director | RCS Capital Corporation (RCAP) | 09-Jun-14 | Grant | 11,429 | $22.09 | $252,510.00 | 1143% 1.0K to 12.43K | (100%) |
| 09-Jun-14 5:44 PM View: | McMillen Charles Thomas Director | RCS Capital Corporation (RCAP) | 09-Jun-14 | Grant | 11,429 | $22.09 | $252,510.00 | 1143% 1.0K to 12.43K | (100%) |
| 09-Jun-14 5:41 PM View: | Auerbach Mark Director | RCS Capital Corporation (RCAP) | 09-Jun-14 | Grant | 11,833 | $22.35 | $264,525.00 | 1183% 1.0K to 12.83K | (10%) |
