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| SEC Filing | Insider | Company | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Return |
|---|---|---|---|---|---|---|---|---|---|
| 14-Sep-10 6:13 PM View:  | Huennekens Donovan D Director | Southwest Water Co. (SWWC) | 13-Sep-10 | Disposition (change in control) | 140,210 | $11.00 | $1,542,310.00 | (99%) 140.96K to 0.75K | < 1% |
| 14-Sep-10 6:13 PM View: | Kindel Maureen A Director | Southwest Water Co. (SWWC) | 13-Sep-10 | Disposition (change in control) | 20,923 | $11.00 | $230,153.00 | (100%) 20.92K to 0 | < 1% |
| 14-Sep-10 6:12 PM View: | Edwards Bruce C Director | Southwest Water Co. (SWWC) | 13-Sep-10 | Option Exercise | 10,000 | $4.43 | $44,300.00 | 100% 0 to 10.0K | |
| 14-Sep-10 4:27 PM View: | Sw Merger Acquisition Corp. 10% Owner | Southwest Water Co. (SWWC) | 13-Sep-10 | Purchase | -- | -- | -- | 0% 100 | |
| 14-Sep-10 6:13 PM View: | Huennekens Donovan D Director | Southwest Water Co. (SWWC) | 13-Sep-10 | Option Exercise | 10,500 | $10.63 | $111,600.00 | 8% 130.46K to 140.96K | 3% |
| 14-Sep-10 6:15 PM View: | Swatek Mark President & CEO Director | Southwest Water Co. (SWWC) | 13-Sep-10 | Disposition (change in control) | 140,379 | $11.00 | $1,544,170.00 | (100%) 140.38K to 0 | < 1% |
| 14-Sep-10 6:14 PM View: | Newman Richard G Director | Southwest Water Co. (SWWC) | 13-Sep-10 | Disposition (change in control) | 92,146 | $11.00 | $1,013,610.00 | (100%) 92.15K to 0 | < 1% |
| 14-Sep-10 6:13 PM View: | Jones William D /ca/ Director | Southwest Water Co. (SWWC) | 13-Sep-10 | Option Exercise | 10,500 | $10.63 | $111,600.00 | 150% 6.99K to 17.49K | 3% |
| 14-Sep-10 6:13 PM View: | Jones William D /ca/ Director | Southwest Water Co. (SWWC) | 13-Sep-10 | Disposition (change in control) | 17,489 | $11.00 | $192,379.00 | (100%) 17.49K to 0 | < 1% |
| 14-Sep-10 6:12 PM View: | Dix William K General Counsel, Corporate Sec | Southwest Water Co. (SWWC) | 13-Sep-10 | Disposition (change in control) | 463 | $11.00 | $5,093.00 | (12%) 3.86K to 3.4K | < 1% |
| 14-Sep-10 6:12 PM View: | Christie H Frederick Director | Southwest Water Co. (SWWC) | 13-Sep-10 | Disposition (change in control) | 32,077 | $11.00 | $352,847.00 | (100%) 32.08K to 0 | < 1% |
| 14-Sep-10 6:13 PM View: | Kindel Maureen A Director | Southwest Water Co. (SWWC) | 13-Sep-10 | Option Exercise | 10,500 | $10.63 | $111,600.00 | 101% 10.42K to 20.92K | 3% |
| 14-Sep-10 6:11 PM View: | Alexy Kimberly Director | Southwest Water Co. (SWWC) | 13-Sep-10 | Option Exercise | 10,000 | $4.43 | $44,300.00 | 100% 0 to 10.0K | |
| 14-Sep-10 6:13 PM View: | Huennekens Donovan D Director | Southwest Water Co. (SWWC) | 13-Sep-10 | Disposition (change in control) | 750 | $11.00 | $8,250.00 | (100%) 0.75K to 0 | < 1% |
| 14-Sep-10 6:12 PM View: | Edwards Bruce C Director | Southwest Water Co. (SWWC) | 13-Sep-10 | Disposition (change in control) | 10,000 | $11.00 | $110,000.00 | (100%) 10.0K to 0 | < 1% |
| 14-Sep-10 6:14 PM View: | Malinowski Christopher VP, Operations and Maintenance | Southwest Water Co. (SWWC) | 13-Sep-10 | Disposition (change in control) | 75 | $11.00 | $825.00 | (100%) 75 to 0 | < 1% |
| 14-Sep-10 6:14 PM View: | Newman Richard G Director | Southwest Water Co. (SWWC) | 13-Sep-10 | Option Exercise | 10,500 | $10.63 | $111,600.00 | 11% 92.15K to 102.65K | 3% |
| 14-Sep-10 6:12 PM View: | Griego Linda M Director | Southwest Water Co. (SWWC) | 13-Sep-10 | Disposition (change in control) | 18,256 | $11.00 | $200,816.00 | (100%) 18.26K to 0 | < 1% |
| 14-Sep-10 6:11 PM View: | Brown James C Mng Director, Texas MUD Srvcs | Southwest Water Co. (SWWC) | 13-Sep-10 | Disposition (change in control) | 5,171 | $11.00 | $56,881.00 | (100%) 5.17K to 0 | < 1% |
| 14-Sep-10 6:11 PM View: | Alexy Kimberly Director | Southwest Water Co. (SWWC) | 13-Sep-10 | Disposition (change in control) | 10,000 | $11.00 | $110,000.00 | (100%) 10.0K to 0 | < 1% |
| 15-Sep-10 1:34 PM View: | Iif Subway Investment Lp 10% Owner | Southwest Water Co. (SWWC) | 13-Sep-10 | Purchase Duplicate | -- | -- | -- | 0% 100 | |
| 14-Sep-10 6:14 PM View: | Smith Benny C Jr Interim CFO | Southwest Water Co. (SWWC) | 13-Sep-10 | Disposition (change in control) | 5,467 | $11.00 | $60,137.00 | (100%) 5.47K to 0 | < 1% |
| 14-Sep-10 6:14 PM View: | Newman Richard G Director | Southwest Water Co. (SWWC) | 13-Sep-10 | Disposition (change in control) | 10,500 | $11.00 | $115,500.00 | (10%) 102.65K to 92.15K | < 1% |
| 14-Sep-10 6:13 PM View: | Iino Thomas Director | Southwest Water Co. (SWWC) | 13-Sep-10 | Disposition (change in control) | 2,756 | $11.00 | $30,316.00 | (100%) 2.76K to 0 | < 1% |
| 14-Sep-10 6:12 PM View: | Christie H Frederick Director | Southwest Water Co. (SWWC) | 13-Sep-10 | Option Exercise | 10,500 | $10.63 | $111,600.00 | 49% 21.58K to 32.08K | 3% |
| 14-Sep-10 6:12 PM View: | Griego Linda M Director | Southwest Water Co. (SWWC) | 13-Sep-10 | Option Exercise | 10,500 | $10.63 | $111,600.00 | 135% 7.76K to 18.26K | 3% |
| 14-Sep-10 6:14 PM View: | Quinn Michael O President, SWS | Southwest Water Co. (SWWC) | 13-Sep-10 | Disposition (change in control) | 39,383 | $11.00 | $433,213.00 | (100%) 39.38K to 0 | < 1% |
| 14-Sep-10 6:14 PM View: | Profilet Charles W Jr Mng Director, Texas Utilities | Southwest Water Co. (SWWC) | 13-Sep-10 | Disposition (change in control) | 7,357 | $11.00 | $80,927.00 | (100%) 7.36K to 0 | < 1% |
| 06-May-10 3:14 PM View: | Newman Richard G Director | Southwest Water Co. (SWWC) | 05-May-10 | Option Exercise | 7,350 | $8.24 | $60,600.00 | 9% 84.8K to 92.15K | |
| 20-Apr-10 6:36 PM View: | Huennekens Donovan D Director | Southwest Water Co. (SWWC) | 19-Apr-10 | Option Exercise | 7,350 | $8.24 | $60,600.00 | 6% 123.11K to 130.46K | |
| 05-Apr-10 6:12 PM View: | Dix William K General Counsel, Corporate Sec | Southwest Water Co. (SWWC) | 31-Mar-10 | Grant | 112 | $5.35 | $599.42 | 3% 3.75K to 3.86K | |
| 05-Apr-10 6:12 PM View: | Quinn Michael O President, SWS | Southwest Water Co. (SWWC) | 31-Mar-10 | Grant | 112 | $5.35 | $599.42 | < 1% 39.27K to 39.38K | |
| 05-Apr-10 6:12 PM View: | Profilet Charles W Jr Mng Director, Texas Utilities | Southwest Water Co. (SWWC) | 31-Mar-10 | Grant | 112 | $5.35 | $599.42 | 2% 7.25K to 7.36K | |
| 05-Apr-10 6:12 PM View: | Swatek Mark CEO & Chairman of the Board Director | Southwest Water Co. (SWWC) | 31-Mar-10 | Grant | 1,000 | $5.35 | $5,352.00 | < 1% 139.38K to 140.38K | |
| 29-Mar-10 6:05 PM View: | Kindel Maureen A Director | Southwest Water Co. (SWWC) | 29-Mar-10 | Market Option Sale | 7,350 | $10.43 | $76,639.20 | (41%) 17.77K to 10.42K | < 1% |
| 29-Mar-10 6:05 PM View: | Kindel Maureen A Director | Southwest Water Co. (SWWC) | 29-Mar-10 | Option Exercise | 7,350 | $8.24 | $60,600.00 | 71% 10.42K to 17.77K | |
| 23-Mar-10 5:49 PM View: | Christie H Frederick Director | Southwest Water Co. (SWWC) | 22-Mar-10 | Market Sale | 20,098 | $10.50 | $211,029.00 | (48%) 41.67K to 21.58K | 0% |
| 23-Mar-10 5:49 PM View: | Christie H Frederick Director | Southwest Water Co. (SWWC) | 19-Mar-10 | Option Exercise | 7,350 | $8.24 | $60,600.00 | 18% 41.67K to 49.02K | |
| 23-Mar-10 5:49 PM View: | Christie H Frederick Director | Southwest Water Co. (SWWC) | 19-Mar-10 | Market Option Sale | 7,350 | $10.48 | $77,028.70 | (15%) 49.02K to 41.67K | (< 1%) |
| 19-Mar-10 4:51 PM View: | Quinn Michael O President, SWS | Southwest Water Co. (SWWC) | 14-Mar-10 | Payment of Exercise | 732 | $10.44 | $7,642.08 | (2%) 40.0K to 39.27K | (< 1%) |
| 19-Mar-10 4:52 PM View: | Swatek Mark CEO & Chairman of the Board Director | Southwest Water Co. (SWWC) | 14-Mar-10 | Payment of Exercise | 1,465 | $10.44 | $15,294.60 | (1%) 140.84K to 139.38K | (< 1%) |
| 04-Feb-10 5:33 PM View: | Stanton David Chief Operating Officer | Southwest Water Co. (SWWC) | 25-Jan-10 | Disposition | 89,004 | -- | -- | (99%) 89.77K to 0.77K | |
| 26-Jan-10 6:01 PM View: | Quinn Michael O President, SWS | Southwest Water Co. (SWWC) | 31-Dec-09 | Grant | 153 | $4.56 | $697.45 | < 1% 39.85K to 40.0K | |
| 26-Jan-10 6:01 PM View: | Profilet Charles W Jr Mng Director, Texas Utilities | Southwest Water Co. (SWWC) | 31-Dec-09 | Grant | 153 | $4.56 | $697.45 | 2% 7.09K to 7.25K | |
| 26-Jan-10 6:01 PM View: | Swatek Mark CEO & Chairman of the Board Director | Southwest Water Co. (SWWC) | 31-Dec-09 | Grant | 1,000 | $4.56 | $4,558.50 | < 1% 139.84K to 140.84K | |
| 26-Jan-10 6:00 PM View: | Dix William K General Counsel, Corporate Sec | Southwest Water Co. (SWWC) | 31-Dec-09 | Grant | 153 | $4.56 | $697.45 | 4% 3.6K to 3.75K | |
| 04-Feb-10 5:32 PM View: | Stanton David Chief Operating Officer | Southwest Water Co. (SWWC) | 31-Dec-09 | Grant | 767 | $4.56 | $3,496.37 | < 1% 89.0K to 89.77K | |
| 26-Jan-10 6:01 PM View: | Minter Mark Mng Director, O&M Services | Southwest Water Co. (SWWC) | 31-Dec-09 | Grant | 153 | $4.56 | $697.45 | 7% 2.11K to 2.26K | |
| 29-Jun-09 4:52 PM View: | Jones William D /ca/ Director | Southwest Water Co. (SWWC) | 05-May-09 | Acquisition (other) | 18 | $5.75 | $103.50 | < 1% 6.97K to 6.99K | (4%) |
| 24-Apr-09 2:47 PM View: | Quinn Michael O President, SWS | Southwest Water Co. (SWWC) | 23-Apr-09 | Payment of Exercise | 717 | $4.50 | $3,226.50 | (2%) 40.57K to 39.85K |
