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| SEC Filing | Insider | Company | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Return |
|---|---|---|---|---|---|---|---|---|---|
| 04-Mar-22 1:02 PM View:  | Dakos Andrew President and CEO Director | The Swiss Helvetia Fund Inc. (SWZ) | 03-Mar-22 | Private Purchase | 1,000 | $8.82 | $8,820.00 | 48% 2.06K to 3.06K | |
| 03-Mar-22 3:26 PM View: | Hellerman Gerald Director | The Swiss Helvetia Fund Inc. (SWZ) | 02-Mar-22 | Private Purchase | 1,000 | $8.85 | $8,850.36 | 23% 4.32K to 5.32K | |
| 04-Feb-22 5:01 PM View: | Dakos Andrew President and CEO Director | The Swiss Helvetia Fund Inc. (SWZ) | 03-Feb-22 | Market Purchase | 572 | $9.31 | $5,325.32 | 38% 1.49K to 2.06K | 4% |
| 04-Feb-22 5:01 PM View: | Dakos Andrew President and CEO Director | The Swiss Helvetia Fund Inc. (SWZ) | 02-Feb-22 | Market Purchase | 428 | $9.38 | $4,014.64 | 40% 1.06K to 1.49K | 3% |
| 06-Jul-21 3:51 PM View: | Goldstein Phillip Director | The Swiss Helvetia Fund Inc. (SWZ) | 02-Jul-21 | Market Sale | 1,212 | $9.79 | $11,865.50 | (7%) 18.0K to 16.78K | 0% |
| 08-Jun-21 8:18 AM View: | Goldstein Phillip Director | The Swiss Helvetia Fund Inc. (SWZ) | 04-Jun-21 | Market Sale | 76,958 | $9.50 | $731,404.00 | (81%) 94.95K to 18.0K | (2%) |
| 04-Jun-21 10:21 AM View: | Goldstein Phillip Director | The Swiss Helvetia Fund Inc. (SWZ) | 03-Jun-21 | Market Sale | 1,994 | $9.67 | $19,283.90 | (2%) 96.95K to 94.95K | (< 1%) |
| 03-Jun-21 9:49 AM View: | Goldstein Phillip Director | The Swiss Helvetia Fund Inc. (SWZ) | 02-Jun-21 | Market Sale | 8,711 | $9.72 | $84,650.10 | (8%) 105.66K to 96.95K | < 1% |
| 03-Jun-21 9:49 AM View: | Goldstein Phillip Director | The Swiss Helvetia Fund Inc. (SWZ) | 01-Jun-21 | Market Sale | 10,089 | $9.71 | $97,920.30 | (9%) 115.75K to 105.66K | (< 1%) |
| 06-May-21 3:36 PM View: | Sell Moritz A Director | The Swiss Helvetia Fund Inc. (SWZ) | 05-May-21 | Market Sale | 2,000 | $9.12 | $18,240.00 | (60%) 3.33K to 1.33K | < 1% |
| 02-Oct-20 4:07 PM View: | Sell Moritz A Director | The Swiss Helvetia Fund Inc. (SWZ) | 02-Oct-20 | Market Sale | 2,000 | $8.37 | $16,740.00 | (38%) 5.33K to 3.33K | (3%) |
| 04-May-20 4:58 PM View: | Goldstein Phillip Director | The Swiss Helvetia Fund Inc. (SWZ) | 30-Apr-20 | Market Purchase | 500 | $7.37 | $3,685.00 | < 1% 115.25K to 115.75K | 13% |
| 27-Apr-20 1:47 PM View: | Goldstein Phillip Director | The Swiss Helvetia Fund Inc. (SWZ) | 23-Apr-20 | Market Purchase | 5,000 | $7.35 | $36,750.00 | 5% 110.25K to 115.25K | 13% |
| 03-Apr-20 4:44 PM View: | Hellerman Gerald Director | The Swiss Helvetia Fund Inc. (SWZ) | 03-Apr-20 | Market Purchase | 1,000 | $6.90 | $6,900.00 | 33% 3.07K to 4.07K | 21% |
| 16-Mar-20 2:56 PM View: | Sell Moritz A Director | The Swiss Helvetia Fund Inc. (SWZ) | 16-Mar-20 | Market Purchase | 1,017 | $6.13 | $6,234.21 | 25% 4.03K to 5.05K | 33% |
| 10-Mar-20 2:53 PM View: | Sell Moritz A Director | The Swiss Helvetia Fund Inc. (SWZ) | 09-Mar-20 | Market Purchase | 2,000 | $7.67 | $15,345.60 | 98% 2.03K to 4.03K | 6% |
| 03-Mar-20 2:10 PM View: | Dakos Andrew President and CEO Director | The Swiss Helvetia Fund Inc. (SWZ) | 28-Feb-20 | Market Purchase | 1,000 | $7.75 | $7,750.00 | 1562% 64 to 1.06K | 5% |
| 02-Mar-20 4:04 PM View: | Hellerman Gerald Director | The Swiss Helvetia Fund Inc. (SWZ) | 27-Feb-20 | Market Purchase | 1,000 | $8.00 | $8,000.00 | 49% 2.06K to 3.06K | 2% |
| 26-Feb-20 12:35 PM View: | Goldstein Phillip Director | The Swiss Helvetia Fund Inc. (SWZ) | 25-Feb-20 | Market Purchase | 14,987 | $8.36 | $125,241.00 | 18% 85.36K to 100.35K | (2%) |
| 26-Feb-20 12:35 PM View: | Goldstein Phillip Director | The Swiss Helvetia Fund Inc. (SWZ) | 24-Feb-20 | Market Purchase | 10,013 | $8.43 | $84,459.50 | 13% 75.35K to 85.36K | (3%) |
| 08-Jan-20 5:07 PM View: | Goldstein Phillip Director | The Swiss Helvetia Fund Inc. (SWZ) | 06-Jan-20 | Market Purchase | 1,086 | $8.33 | $9,046.38 | 1% 74.26K to 75.35K | (2%) |
| 23-Dec-19 4:09 PM View: | Goldstein Phillip Director | The Swiss Helvetia Fund Inc. (SWZ) | 19-Dec-19 | Market Purchase | 2,611 | $8.20 | $21,410.20 | 4% 71.65K to 74.26K | (< 1%) |
| 19-Dec-19 3:50 PM View: | Goldstein Phillip Director | The Swiss Helvetia Fund Inc. (SWZ) | 18-Dec-19 | Market Purchase | 614 | $8.15 | $5,004.10 | < 1% 71.04K to 71.65K | < 1% |
| 19-Dec-19 3:50 PM View: | Goldstein Phillip Director | The Swiss Helvetia Fund Inc. (SWZ) | 17-Dec-19 | Market Purchase | 40,000 | $8.15 | $326,000.00 | 129% 31.04K to 71.04K | < 1% |
| 03-Dec-19 3:37 PM View: | Goldstein Phillip Director | The Swiss Helvetia Fund Inc. (SWZ) | 02-Dec-19 | Market Purchase | 28,209 | $8.10 | $228,557.00 | 997% 2.83K to 31.04K | (< 1%) |
| 03-Dec-19 3:37 PM View: | Goldstein Phillip Director | The Swiss Helvetia Fund Inc. (SWZ) | 29-Nov-19 | Market Purchase | 1,791 | $8.12 | $14,542.90 | 173% 1.04K to 2.83K | (1%) |
| 09-Oct-19 2:46 PM View: | Hellerman Gerald Director | The Swiss Helvetia Fund Inc. (SWZ) | 08-Oct-19 | Market Purchase | 1,000 | $7.93 | $7,930.00 | 96% 1.04K to 2.04K | 1% |
| 07-Aug-19 4:37 PM View: | Sell Moritz A Director | The Swiss Helvetia Fund Inc. (SWZ) | 05-Aug-19 | Market Purchase | 1,875 | $7.87 | $14,763.80 | 1500% 0.13K to 2.0K | 2% |
| 02-Aug-19 4:30 PM View: | Hellerman Gerald Director | The Swiss Helvetia Fund Inc. (SWZ) | 02-Aug-19 | Market Purchase | 1,000 | $8.00 | $8,000.00 | 2439% 41 to 1.04K | < 1% |
| 04-Jan-19 4:46 PM View: | Goldstein Phillip Director | The Swiss Helvetia Fund Inc. (SWZ) | 02-Jan-19 | Disposition (other) Duplicate | 104,660 | -- | -- | (99%) 105.71K to 1.05K | |
| 04-Jan-19 4:44 PM View: | Dakos Andrew Director | The Swiss Helvetia Fund Inc. (SWZ) | 02-Jan-19 | Disposition (other) | 104,660 | -- | -- | (100%) 104.72K to 64 | |
| 23-Nov-18 9:02 PM View: | Hellerman Gerald Director | The Swiss Helvetia Fund Inc. (SWZ) | 20-Nov-18 | Disposition | 691 | $7.86 | $5,431.26 | (94%) 0.73K to 41 | |
| 23-Nov-18 9:06 PM View: | Goldstein Phillip Director | The Swiss Helvetia Fund Inc. (SWZ) | 20-Nov-18 | Disposition Duplicate | 1,782,350 | $7.86 | $14,009,300.00 | (94%) 1.91M to 123.34K | |
| 23-Nov-18 9:03 PM View: | Dakos Andrew Director | The Swiss Helvetia Fund Inc. (SWZ) | 20-Nov-18 | Disposition | 1,782,350 | $7.86 | $14,009,300.00 | (94%) 1.89M to 105.82K | |
| 23-Nov-18 9:02 PM View: | Sell Moritz A Director | The Swiss Helvetia Fund Inc. (SWZ) | 20-Nov-18 | Disposition | 2,129 | $7.86 | $16,733.90 | (94%) 2.25K to 0.13K | |
| 23-Nov-18 9:06 PM View: | Goldstein Phillip Director | The Swiss Helvetia Fund Inc. (SWZ) | 20-Nov-18 | Disposition | 17,633 | $7.86 | $138,595.00 | (14%) 123.34K to 105.71K | |
| 23-Nov-18 9:03 PM View: | Dakos Andrew Director | The Swiss Helvetia Fund Inc. (SWZ) | 20-Nov-18 | Disposition | 1,095 | $7.86 | $8,606.70 | (1%) 105.82K to 104.72K | |
| 23-Oct-18 5:50 PM View: | Goldstein Phillip Director | The Swiss Helvetia Fund Inc. (SWZ) | 19-Oct-18 | Acquisition (other) | 5,924 | -- | -- | < 1% 1.9M to 1.91M | |
| 23-Oct-18 5:54 PM View: | Dakos Andrew Director | The Swiss Helvetia Fund Inc. (SWZ) | 19-Oct-18 | Acquisition (other) Duplicate | 598,378 | -- | -- | 46% 1.29M to 1.89M | |
| 23-Oct-18 5:51 PM View: | Hellerman Gerald Director | The Swiss Helvetia Fund Inc. (SWZ) | 19-Oct-18 | Acquisition (other) | 232 | -- | -- | 46% 0.5K to 0.73K | |
| 23-Oct-18 5:54 PM View: | Dakos Andrew Director | The Swiss Helvetia Fund Inc. (SWZ) | 19-Oct-18 | Acquisition (other) | 367 | -- | -- | < 1% 1.89M to 1.89M | |
| 23-Oct-18 5:52 PM View: | Sell Moritz A Director | The Swiss Helvetia Fund Inc. (SWZ) | 19-Oct-18 | Acquisition (other) | 715 | -- | -- | 46% 1.54K to 2.25K | |
| 23-Oct-18 5:50 PM View: | Goldstein Phillip Director | The Swiss Helvetia Fund Inc. (SWZ) | 19-Oct-18 | Acquisition (other) | 598,378 | -- | -- | 46% 1.3M to 1.9M | |
| 08-Jun-18 4:02 PM View: | Dakos Andrew Director | The Swiss Helvetia Fund Inc. (SWZ) | 06-Jun-18 | Disposition (other) | 54,549 | -- | -- | (4%) 1.34M to 1.29M | |
| 21-Feb-18 2:32 PM View: | Dakos Andrew Director | The Swiss Helvetia Fund Inc. (SWZ) | 20-Feb-18 | Market Purchase | 5,700 | $12.74 | $72,607.70 | < 1% 1.34M to 1.34M | (54%) |
| 21-Feb-18 2:32 PM View: | Dakos Andrew Director | The Swiss Helvetia Fund Inc. (SWZ) | 16-Feb-18 | Market Purchase | 500 | $12.84 | $6,422.15 | < 1% 1.34M to 1.34M | (55%) |
| 14-Feb-18 5:27 PM View: | Dakos Andrew Director | The Swiss Helvetia Fund Inc. (SWZ) | 13-Feb-18 | Market Purchase | 7,400 | $12.35 | $91,390.00 | < 1% 1.33M to 1.34M | (53%) |
| 14-Feb-18 5:27 PM View: | Dakos Andrew Director | The Swiss Helvetia Fund Inc. (SWZ) | 12-Feb-18 | Market Purchase | 3,800 | $12.35 | $46,942.50 | < 1% 1.33M to 1.33M | (53%) |
| 07-Feb-18 1:54 PM View: | Dakos Andrew Director | The Swiss Helvetia Fund Inc. (SWZ) | 05-Feb-18 | Market Purchase | 6,442 | $12.88 | $82,970.40 | < 1% 1.32M to 1.33M | (55%) |
| 05-Feb-18 3:11 PM View: | Dakos Andrew Director | The Swiss Helvetia Fund Inc. (SWZ) | 01-Feb-18 | Market Purchase | 1,353 | $13.40 | $18,128.60 | < 1% 1.32M to 1.32M | (57%) |
