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| SEC Filing | Insider | Company | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Return |
|---|---|---|---|---|---|---|---|---|---|
| 13-Dec-23 1:02 PM View:  | Spence John Yogi | Xai Octagon Floating Rate &... (XFLT) | 12-Dec-23 | Purchase Duplicate | 825 | $7.05 | $5,816.25 | < 1% 563.45K to 564.27K | |
| 13-Dec-23 1:01 PM View: | Brombach Theodore J President & CEO | Xai Octagon Floating Rate &... (XFLT) | 12-Dec-23 | Purchase | 825 | $7.05 | $5,816.25 | < 1% 513.4K to 514.22K | |
| 13-Dec-23 12:59 PM View: | McCulloch Benjamin Secretary & CLO | Xai Octagon Floating Rate &... (XFLT) | 11-Dec-23 | Acquisition (other) | 2,209 | -- | -- | 152% 1.45K to 3.66K | |
| 13-Dec-23 1:02 PM View: | Spence John Yogi | Xai Octagon Floating Rate &... (XFLT) | 11-Dec-23 | Disposition (other) Duplicate | 5,409 | -- | -- | (< 1%) 568.86K to 563.45K | |
| 13-Dec-23 12:58 PM View: | Flynn Kimberly Ann Vice President | Xai Octagon Floating Rate &... (XFLT) | 11-Dec-23 | Acquisition (other) | 2,400 | -- | -- | 6% 37.8K to 40.2K | |
| 13-Dec-23 1:01 PM View: | Brombach Theodore J President & CEO | Xai Octagon Floating Rate &... (XFLT) | 11-Dec-23 | Disposition (other) | 5,409 | -- | -- | (1%) 518.81K to 513.4K | |
| 06-Dec-23 5:03 PM View: | Spence John Yogi | Xai Octagon Floating Rate &... (XFLT) | 05-Dec-23 | Private Purchase Duplicate | 6,000 | $6.89 | $41,340.00 | 1% 561.86K to 567.86K | |
| 06-Dec-23 5:01 PM View: | Brombach Theodore J President & CEO | Xai Octagon Floating Rate &... (XFLT) | 05-Dec-23 | Private Purchase | 6,000 | $6.89 | $41,340.00 | 1% 512.58K to 518.58K | |
| 16-Nov-23 12:05 PM View: | Spence John Yogi | Xai Octagon Floating Rate &... (XFLT) | 13-Nov-23 | Private Purchase Duplicate | 289 | $7.08 | $2,046.12 | < 1% 561.57K to 561.86K | |
| 16-Nov-23 12:04 PM View: | Brombach Theodore J President & CEO | Xai Octagon Floating Rate &... (XFLT) | 13-Nov-23 | Private Purchase | 289 | $7.08 | $2,046.12 | < 1% 512.29K to 512.58K | |
| 26-Jul-23 4:22 PM View: | Spence John Yogi | Xai Octagon Floating Rate &... (XFLT) | 24-Jul-23 | Gift | 4,000 | -- | -- | (< 1%) 550.17K to 546.17K | |
| 23-Dec-22 12:12 PM View: | Spence John Yogi | Xai Octagon Floating Rate &... (XFLT) | 22-Dec-22 | Private Purchase | 500 | $6.33 | $3,165.00 | < 1% 541.34K to 541.84K | |
| 15-Nov-22 1:26 PM View: | Brombach Theodore J President & CEO | Xai Octagon Floating Rate &... (XFLT) | 11-Nov-22 | Private Purchase Duplicate | 3,050 | $6.67 | $20,343.50 | < 1% 506.85K to 509.9K | |
| 15-Nov-22 1:18 PM View: | Spence John Yogi | Xai Octagon Floating Rate &... (XFLT) | 11-Nov-22 | Private Purchase | 3,050 | $6.67 | $20,343.50 | < 1% 538.3K to 541.35K | |
| 14-Nov-22 8:29 PM View: | Brombach Theodore J President & CEO | Xai Octagon Floating Rate &... (XFLT) | 10-Nov-22 | Private Purchase Duplicate | 2,000 | $6.64 | $13,274.60 | < 1% 504.85K to 506.85K | |
| 14-Nov-22 8:20 PM View: | Spence John Yogi | Xai Octagon Floating Rate &... (XFLT) | 10-Nov-22 | Private Purchase | 2,000 | $6.64 | $13,274.60 | < 1% 536.3K to 538.3K | |
| 09-Nov-22 8:16 PM View: | Brombach Theodore J President & CEO | Xai Octagon Floating Rate &... (XFLT) | 09-Nov-22 | Purchase | 2,000 | $6.54 | $13,087.50 | < 1% 492.65K to 494.65K | |
| 09-Nov-22 8:27 PM View: | Spence John Yogi | Xai Octagon Floating Rate &... (XFLT) | 09-Nov-22 | Purchase Duplicate | 2,000 | $6.54 | $13,087.50 | < 1% 534.3K to 536.3K | |
| 09-Nov-22 8:16 PM View: | Brombach Theodore J President & CEO | Xai Octagon Floating Rate &... (XFLT) | 08-Nov-22 | Private Purchase | 4,000 | $6.49 | $25,967.00 | < 1% 488.65K to 492.65K | |
| 09-Nov-22 8:27 PM View: | Spence John Yogi | Xai Octagon Floating Rate &... (XFLT) | 08-Nov-22 | Private Purchase Duplicate | 4,000 | $6.49 | $25,967.00 | < 1% 530.3K to 534.3K | |
| 04-Nov-22 3:37 PM View: | Brombach Theodore J President & CEO | Xai Octagon Floating Rate &... (XFLT) | 04-Nov-22 | Purchase | 3,588 | $6.39 | $22,927.30 | < 1% 463.02K to 466.61K | |
| 04-Nov-22 3:52 PM View: | Spence John Yogi | Xai Octagon Floating Rate &... (XFLT) | 04-Nov-22 | Purchase Duplicate | 3,588 | $6.39 | $22,927.30 | < 1% 525.48K to 529.07K | |
| 04-Nov-22 3:37 PM View: | Brombach Theodore J President & CEO | Xai Octagon Floating Rate &... (XFLT) | 03-Nov-22 | Private Purchase | 412 | $6.35 | $2,616.20 | < 1% 462.61K to 463.02K | |
| 04-Nov-22 3:52 PM View: | Spence John Yogi | Xai Octagon Floating Rate &... (XFLT) | 03-Nov-22 | Private Purchase Duplicate | 412 | $6.35 | $2,616.20 | < 1% 525.07K to 525.48K | |
| 23-Sep-22 1:39 PM View: | Spence John Yogi | Xai Octagon Floating Rate &... (XFLT) | 23-Sep-22 | Private Purchase | 3,000 | $6.23 | $18,700.00 | < 1% 522.07K to 525.07K | |
| 02-Sep-22 4:57 PM View: | Spence John Yogi | Xai Octagon Floating Rate &... (XFLT) | 02-Sep-22 | Purchase | -- | -- | -- | 0% 521.48K | |
| 02-Sep-22 4:57 PM View: | Spence John Yogi | Xai Octagon Floating Rate &... (XFLT) | 02-Sep-22 | Private Purchase | 2,000 | $6.99 | $13,970.00 | < 1% 519.48K to 521.48K | |
| 22-Aug-22 1:43 PM View: | Spence John Yogi | Xai Octagon Floating Rate &... (XFLT) | 19-Aug-22 | Private Purchase | 3,000 | $7.16 | $21,474.00 | < 1% 516.48K to 519.48K | |
| 22-Aug-22 1:43 PM View: | Spence John Yogi | Xai Octagon Floating Rate &... (XFLT) | 19-Aug-22 | Purchase | -- | -- | -- | 0% 519.48K | |
| 11-Apr-22 12:19 PM View: | McCulloch Benjamin Secretary & CLO | Xai Octagon Floating Rate &... (XFLT) | 08-Apr-22 | Private Purchase | 472 | $8.47 | $3,997.84 | 68% 0.69K to 1.16K | |
| 20-Dec-21 6:08 PM View: | Spence John Yogi | Xai Octagon Floating Rate &... (XFLT) | 20-Dec-21 | Private Purchase | 4,000 | $8.53 | $34,121.30 | < 1% 496.92K to 500.92K | |
| 09-Dec-21 5:25 PM View: | McGarrity John P | Xai Octagon Floating Rate &... (XFLT) | 08-Dec-21 | Market Sale | 11,100 | $9.10 | $101,010.00 | (21%) 53.95K to 42.85K | (4%) |
| 27-Jul-21 2:06 PM View: | McCulloch Benjamin Secretary & CLO | Xai Octagon Floating Rate &... (XFLT) | 27-Jul-21 | Private Purchase | 288 | $8.67 | $2,495.65 | 31% 0.94K to 1.23K | |
| 21-Jul-21 4:30 PM View: | Spence John Yogi | Xai Octagon Floating Rate &... (XFLT) | 21-Jul-21 | Private Purchase | 9,500 | $8.50 | $80,746.30 | 1% 941.9K to 951.4K | |
| 22-Jul-21 5:01 PM View: | Brombach Theodore J President & CEO | Xai Octagon Floating Rate &... (XFLT) | 21-Jul-21 | Private Purchase | 29,500 | $8.50 | $250,750.00 | 7% 431.58K to 461.08K | |
| 21-Jul-21 4:30 PM View: | Spence John Yogi | Xai Octagon Floating Rate &... (XFLT) | 21-Jul-21 | Purchase | 500 | $8.50 | $4,250.00 | < 1% 951.4K to 951.9K | |
| 25-Mar-20 11:00 AM View: | Franklin Philip G | Xai Octagon Floating Rate &... (XFLT) | 24-Mar-20 | Private Purchase | 10,000 | $4.04 | $40,380.00 | 22% 46.24K to 56.24K | |
| 23-Mar-20 2:48 PM View: | Gordon Andrew David | Xai Octagon Floating Rate &... (XFLT) | 20-Mar-20 | Purchase | 2,050 | $4.89 | $10,024.50 | 92% 2.22K to 4.27K | |
| 23-Mar-20 2:48 PM View: | Gordon Andrew David | Xai Octagon Floating Rate &... (XFLT) | 19-Mar-20 | Private Purchase | 2,222 | $4.47 | $9,932.34 | 100% 0 to 2.22K | |
| 18-Mar-20 12:09 PM View: | Brombach Theodore J President & CEO | Xai Octagon Floating Rate &... (XFLT) | 18-Mar-20 | Private Purchase | 2,000 | $4.50 | $9,000.00 | < 1% 429.58K to 431.58K | |
| 16-Mar-20 5:01 PM View: | McGarrity John P Chief Legal & Secretary | Xai Octagon Floating Rate &... (XFLT) | 16-Mar-20 | Private Purchase | 2,520 | $5.54 | $13,954.20 | 5% 51.43K to 53.95K | |
| 16-Mar-20 4:45 PM View: | Spence John Yogi | Xai Octagon Floating Rate &... (XFLT) | 16-Mar-20 | Private Purchase | 3,000 | $5.69 | $17,070.00 | < 1% 450.42K to 453.42K | |
| 12-Mar-20 4:08 PM View: | Spence John Yogi | Xai Octagon Floating Rate &... (XFLT) | 12-Mar-20 | Private Purchase | 1,800 | $5.91 | $10,640.00 | < 1% 448.62K to 450.42K | |
| 10-Mar-20 2:32 PM View: | Jones Scott C | Xai Octagon Floating Rate &... (XFLT) | 10-Mar-20 | Sale | 225 | $6.82 | $1,530.12 | (3%) 6.67K to 6.45K | |
| 06-Mar-20 2:21 PM View: | Spence John Yogi | Xai Octagon Floating Rate &... (XFLT) | 06-Mar-20 | Private Purchase | 5,000 | $7.38 | $36,900.00 | 1% 443.62K to 448.62K | |
| 21-Jan-20 2:19 PM View: | McCulloch Benjamin Secretary & CLO | Xai Octagon Floating Rate &... (XFLT) | 21-Jan-20 | Private Purchase | 300 | $8.24 | $2,472.00 | 100% 0 to 0.3K | |
| 13-Jan-20 12:02 PM View: | Brombach Theodore J President&CEO | Xai Octagon Floating Rate &... (XFLT) | 10-Jan-20 | Purchase | 612 | $8.17 | $5,000.04 | < 1% 418.76K to 419.38K | |
| 13-Jan-20 10:00 PM View: | Jones Scott C | Xai Octagon Floating Rate &... (XFLT) | 10-Jan-20 | Purchase | 582 | -- | -- | 10% 5.97K to 6.55K | |
| 13-Jan-20 12:02 PM View: | Brombach Theodore J President&CEO | Xai Octagon Floating Rate &... (XFLT) | 09-Jan-20 | Private Purchase | 609 | $8.20 | $4,993.80 | < 1% 418.15K to 418.76K | |
| 03-Apr-19 3:41 PM View: | Dingens Gregory | Xai Octagon Floating Rate &... (XFLT) | 03-Apr-19 | Market Purchase | 1,200 | $8.72 | $10,466.40 | 4% 27.0K to 28.2K | (< 1%) |
