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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 19-Mar-24 4:30 PM View:  | B. Riley Financial, Inc. (RILY) | 15-Mar-24 | Payment of Exercise | 5,679 | $17.56 | $99,723.20 | (< 1%) 1.12M to 1.11M | |
| 06-Mar-24 10:00 PM View: | B. Riley Financial, Inc. (RILY) | 04-Mar-24 | Grant | 83,086 | -- | -- | 8% 1.04M to 1.12M | |
| 06-Mar-24 10:00 PM View: | B. Riley Financial, Inc. (RILY) | 29-Dec-23 | Grant | 1 | $17.84 | $17.84 | < 1% 1.04M to 1.04M | |
| 19-Dec-23 5:00 PM View: | B. Riley Financial, Inc. (RILY) | 15-Dec-23 | Gift | 4,986 | -- | -- | (< 1%) 1.04M to 1.04M | |
| 19-Dec-23 5:00 PM View: | B. Riley Financial, Inc. (RILY) | 15-Dec-23 | Private Purchase | 20,000 | $20.22 | $404,392.00 | 2% 1.02M to 1.04M | |
| 21-Aug-23 5:01 PM View: | JTH Holding, Inc. (FRG FRGAP) | 21-Aug-23 | Sale | 13,768 | -- | -- | (100%) 13.77K to 0 | |
| 27-Jul-23 8:55 AM View: | B. Riley Financial, Inc. (RILY) | 26-Jul-23 | Purchase | 9,090 | $55.00 | $499,950.00 | < 1% 1.01M to 1.02M | |
| 27-Jul-23 8:55 AM View: | B. Riley Financial, Inc. (RILY) | 30-Jun-23 | Grant | 543 | $39.08 | $21,222.10 | < 1% 1.01M to 1.01M | |
| 06-Jun-23 4:31 PM View: | B. Riley Financial, Inc. (RILY) | 02-Jun-23 | Payment of Exercise | 13,928 | $36.43 | $507,397.00 | (1%) 1.02M to 1.01M | |
| 26-May-23 5:01 PM View: | B. Riley Financial, Inc. (RILY) | 24-May-23 | Payment of Exercise | 6,856 | $36.83 | $252,506.00 | (< 1%) 1.03M to 1.02M | |
| 16-Mar-23 10:00 PM View: | B. Riley Financial, Inc. (RILY) | 15-Mar-23 | Private Purchase | 10,000 | $31.13 | $311,301.00 | < 1% 1.02M to 1.03M | |
| 28-Feb-23 10:00 PM View: | B. Riley Financial, Inc. (RILY) | 24-Feb-23 | Grant | 49,225 | -- | -- | 5% 968.84K to 1.02M | |
| 10-Feb-23 4:05 PM View: | B. Riley Financial, Inc. (RILY) | 08-Feb-23 | Option Exercise | 150,000 | -- | -- | 18% 818.83K to 968.83K | |
| 14-Feb-23 10:00 PM View: | B. Riley Financial, Inc. (RILY) | 21-Dec-22 | Gift | 1,350 | -- | -- | (< 1%) 970.18K to 968.83K | |
| 03-Jun-22 4:30 PM View: | B. Riley Financial, Inc. (RILY) | 02-Jun-22 | Payment of Exercise | 6,971 | $54.07 | $376,922.00 | (< 1%) 825.8K to 818.83K | |
| 26-May-22 5:03 PM View: | B. Riley Financial, Inc. (RILY) | 24-May-22 | Grant | 42,092 | -- | -- | 5% 796.93K to 839.02K | |
| 26-May-22 5:03 PM View: | B. Riley Financial, Inc. (RILY) | 24-May-22 | Payment of Exercise | 13,216 | $49.56 | $654,985.00 | (2%) 839.02K to 825.8K | |
| 12-May-22 12:04 PM View: | B. Riley Financial, Inc. (RILY) | 11-May-22 | Private Purchase | 5,000 | $46.14 | $230,684.00 | < 1% 791.93K to 796.93K | |
| 02-Mar-22 9:04 AM View: | B. Riley Financial, Inc. (RILY) | 28-Feb-22 | Purchase | 4,300 | $58.64 | $252,154.00 | < 1% 787.63K to 791.93K | |
| 11-Feb-22 10:00 PM View: | B. Riley Financial, Inc. (RILY) | 22-Nov-21 | Gift | 579 | -- | -- | (< 1%) 787.88K to 787.3K | |
| 02-Mar-22 9:04 AM View: | B. Riley Financial, Inc. (RILY) | 30-Jun-21 | Grant | 331 | $64.18 | $21,241.90 | < 1% 787.3K to 787.63K | |
| 02-Jun-21 4:31 PM View: | B. Riley Financial, Inc. (RILY) | 28-May-21 | Grant | 42,092 | -- | -- | 6% 745.2K to 787.3K | |
| 26-May-21 4:20 PM View: | B. Riley Financial, Inc. (RILY) | 24-May-21 | Payment of Exercise | 17,348 | $73.78 | $1,279,940.00 | (2%) 762.55K to 745.2K | 3% |
| 13-Jan-21 8:34 AM View: | B. Riley Financial, Inc. (RILY) | 13-Jan-21 | Private Purchase Duplicate | 10,000 | $46.00 | $460,000.00 | 1% 752.55K to 762.55K | 1% |
| 16-Dec-20 8:31 PM View: | B. Riley Financial, Inc. (RILY) | 15-Dec-20 | Payment of Exercise | 99,160 | $36.78 | $3,647,100.00 | (12%) 851.71K to 752.55K | (17%) |
| 07-Dec-20 9:58 PM View: | B. Riley Financial, Inc. (RILY) | 03-Dec-20 | Option Exercise | 200,000 | -- | -- | 44% 451.71K to 651.71K | |
| 26-May-20 5:25 PM View: | B. Riley Financial, Inc. (RILY) | 22-May-20 | Payment of Exercise | 8,131 | $18.54 | $150,749.00 | (1%) 658.85K to 650.72K | (124%) |
| 26-May-20 5:25 PM View: | B. Riley Financial, Inc. (RILY) | 21-May-20 | Grant | 41,482 | -- | -- | 7% 617.37K to 658.85K | |
| 11-Mar-20 6:11 PM View: | B. Riley Financial, Inc. (RILY) | 11-Mar-20 | Market Purchase | 5,000 | $20.19 | $100,953.00 | < 1% 612.37K to 617.37K | 103% |
| 11-Mar-20 6:11 PM View: | B. Riley Financial, Inc. (RILY) | 09-Mar-20 | Market Purchase | 5,000 | $20.67 | $103,372.00 | < 1% 607.37K to 612.37K | 98% |
| 07-Feb-20 10:00 PM View: | B. Riley Financial, Inc. (RILY) | 05-Nov-19 | Gift | 1,500 | -- | -- | (< 1%) 608.87K to 607.37K | |
| 16-Jul-19 6:09 PM View: | B. Riley Financial, Inc. (RILY) | 28-Jun-19 | Grant | 1,198 | $17.73 | $21,241.70 | < 1% 606.17K to 607.37K | |
| 29-May-19 5:01 PM View: | B. Riley Financial, Inc. (RILY) | 24-May-19 | Grant | 38,481 | -- | -- | 7% 567.69K to 606.17K | |
| 15-Mar-19 6:35 PM View: | B. Riley Financial, Inc. (RILY) | 14-Mar-19 | Market Purchase | 10,000 | $16.75 | $167,512.00 | 2% 557.69K to 567.69K | 133% |
| 15-Mar-19 6:35 PM View: | B. Riley Financial, Inc. (RILY) | 31-Dec-18 | Grant | 1,091 | $12.07 | $13,168.40 | < 1% 556.6K to 557.69K | |
| 15-Jun-18 5:24 PM View: | B. Riley Financial, Inc. (RILY) | 13-Jun-18 | Grant | 25,000 | -- | -- | 5% 531.6K to 556.6K | |
| 15-Jun-17 5:00 PM View: | B. Riley Financial, Inc. (RILY) | 13-Jun-17 | Grant | 24,194 | -- | -- | 5% 507.4K to 531.6K | |
| 06-Jun-17 8:02 PM View: | B. Riley Financial, Inc. (RILY) | 02-Jun-17 | Market Purchase | 3,148 | $14.56 | $45,831.10 | < 1% 504.26K to 507.4K | 160% |
| 05-Jun-17 6:03 PM View: | Strategic Diagnostics Inc. (SDI) | 01-Jun-17 | Acquisition (other) Duplicate | 4,800 | -- | -- | 100% 0 to 4.8K | |
| 13-Dec-16 8:02 PM View: | B. Riley Financial, Inc. (RILY) | 10-Dec-16 | Payment of Exercise | 3,618 | $16.90 | $61,144.20 | (< 1%) 507.88K to 504.26K | (126%) |
| 26-May-16 4:25 PM View: | B. Riley Financial, Inc. (RILY) | 24-May-16 | Grant | 25,317 | -- | -- | 5% 482.56K to 507.88K | |
| 09-May-16 2:53 PM View: | B. Riley Financial, Inc. (RILY) | 06-May-16 | Market Purchase | 18,000 | $9.50 | $171,000.00 | 4% 464.56K to 482.56K | 309% |
| 12-May-15 4:19 PM View: | B. Riley Financial, Inc. (RILY) | 09-May-15 | Grant | 23,810 | -- | -- | 5% 440.65K to 464.46K | |
| 27-Aug-14 5:14 PM View: | B. Riley Financial, Inc. (RILY) | 26-Aug-14 | Market Purchase | 500 | $8.00 | $4,000.00 | < 1% 440.25K to 440.75K | 393% |
| 26-Jun-14 8:11 PM View: | B. Riley Financial, Inc. (RILY) | 18-Jun-14 | Acquisition (other) | 440,248 | -- | -- | 100% 0 to 440.25K |