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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 23-May-13 9:30 PM View:  | Steel Partners Holdings L.P (SPLP) | 22-May-13 | Grant | 5,535 | -- | -- | 27% 20.35K to 25.89K | |
| 17-May-13 4:45 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 15-May-13 | Grant | 30 | -- | -- | < 1% 68.12K to 68.15K | |
| 02-Apr-13 7:22 PM View: | Limited Brands Inc. (LTD) | 29-Mar-13 | Grant | 3,303 | -- | -- | 4% 77.35K to 80.65K | |
| 28-Mar-13 6:02 PM View: | Epoch Holding Corporation (EPHC) | 27-Mar-13 | Disposition | 257,645 | -- | -- | (41%) 627.79K to 370.14K | |
| 28-Mar-13 6:02 PM View: | Epoch Holding Corporation (EPHC) | 27-Mar-13 | Disposition | 370,141 | -- | -- | (100%) 370.14K to 0 | |
| 20-Feb-13 7:52 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 15-Feb-13 | Grant | 33 | -- | -- | < 1% 68.09K to 68.12K | |
| 18-Jan-13 4:32 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 16-Jan-13 | Grant | 7,462 | -- | -- | 12% 60.63K to 68.09K | |
| 03-Jan-13 6:28 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 31-Dec-12 | Grant | 385 | -- | -- | < 1% 60.24K to 60.63K | |
| 27-Nov-12 7:44 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 23-Nov-12 | Grant | 72 | -- | -- | < 1% 60.17K to 60.24K | |
| 21-May-13 9:13 PM View: | Steel Partners Holdings L.P (SPLP) | 31-Oct-12 | Grant | 6,421 | -- | -- | 46% 13.93K to 20.35K | |
| 21-Sep-12 2:36 PM View: | Limited Brands Inc. (LTD) | 04-Sep-12 | Gift | 3,100 | -- | -- | (4%) 80.45K to 77.35K | |
| 16-Aug-12 4:56 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 14-Aug-12 | Grant | 45 | -- | -- | < 1% 60.13K to 60.17K | |
| 16-Jul-12 4:46 PM View: | Limited Brands Inc. (LTD) | 13-Jul-12 | Market Sale | 10,000 | $46.00 | $459,997.00 | (11%) 90.45K to 80.45K | 4% |
| 16-Jul-12 5:48 PM View: | Epoch Holding Corporation (EPHC) | 13-Jul-12 | Market Sale | 679 | $24.01 | $16,302.80 | (< 1%) 629.14K to 628.47K | (28%) |
| 16-Jul-12 5:48 PM View: | Epoch Holding Corporation (EPHC) | 13-Jul-12 | Market Sale | 679 | $24.01 | $16,302.80 | (< 1%) 628.47K to 627.79K | (28%) |
| 12-Jul-12 7:00 PM View: | Epoch Holding Corporation (EPHC) | 11-Jul-12 | Market Sale | 500 | $24.00 | $12,000.00 | (< 1%) 630.14K to 629.64K | (28%) |
| 12-Jul-12 7:00 PM View: | Epoch Holding Corporation (EPHC) | 11-Jul-12 | Market Sale | 500 | $24.00 | $12,000.00 | (< 1%) 629.64K to 629.14K | (28%) |
| 03-Jul-12 4:04 PM View: | Epoch Holding Corporation (EPHC) | 02-Jul-12 | Grant | 2,671 | $22.47 | $60,017.40 | < 1% 627.47K to 630.14K | 36% |
| 17-May-12 5:38 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 15-May-12 | Grant | 43 | -- | -- | < 1% 60.08K to 60.13K | |
| 03-Apr-12 4:36 PM View: | Limited Brands Inc. (LTD) | 30-Mar-12 | Grant | 2,553 | -- | -- | 3% 87.89K to 90.45K | |
| 17-Feb-12 4:45 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 15-Feb-12 | Grant | 43 | -- | -- | < 1% 60.04K to 60.08K | |
| 20-Jan-12 8:41 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 18-Jan-12 | Grant | 8,177 | -- | -- | 16% 51.86K to 60.04K | |
| 06-Mar-12 4:29 PM View: | Limited Brands Inc. (LTD) | 23-Dec-11 | Gift | 3,900 | -- | -- | (4%) 91.79K to 87.89K | |
| 27-Dec-11 4:32 PM View: | Epoch Holding Corporation (EPHC) | 23-Dec-11 | Gift | 2,000 | -- | -- | (< 1%) 629.47K to 627.47K | |
| 17-Nov-11 5:55 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 15-Nov-11 | Grant | 50 | -- | -- | < 1% 51.81K to 51.86K | |
| 18-Aug-11 4:47 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 16-Aug-11 | Grant | 47 | -- | -- | < 1% 51.77K to 51.81K | |
| 05-Jul-11 4:17 PM View: | Epoch Holding Corporation (EPHC) | 01-Jul-11 | Grant | 3,414 | $17.58 | $60,010.60 | < 1% 626.06K to 629.47K | 83% |
| 19-May-11 7:09 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 17-May-11 | Grant | 33 | -- | -- | < 1% 51.73K to 51.77K | |
| 06-Apr-11 11:00 AM View: | Limited Brands Inc. (LTD) | 04-Apr-11 | Option Exercise | 299 | $14.80 | $4,424.81 | < 1% 91.5K to 91.79K | |
| 04-Apr-11 3:46 PM View: | Limited Brands Inc. (LTD) | 31-Mar-11 | Grant | 3,726 | $32.88 | $122,511.00 | 4% 87.77K to 91.5K | 49% |
| 17-Feb-11 6:17 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 15-Feb-11 | Grant | 31 | -- | -- | < 1% 51.7K to 51.73K | |
| 18-Jan-11 7:24 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 13-Jan-11 | Grant | 6,782 | -- | -- | 15% 44.92K to 51.7K | |
| 29-Dec-10 4:56 PM View: | Epoch Holding Corporation (EPHC) | 27-Dec-10 | Gift | 10,000 | -- | -- | (2%) 636.06K to 626.06K | |
| 22-Dec-10 5:05 PM View: | Epoch Holding Corporation (EPHC) | 22-Dec-10 | Gift | 9,329 | -- | -- | (1%) 645.39K to 636.06K | |
| 06-Jan-11 6:00 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 15-Dec-10 | Grant | 12 | -- | -- | < 1% 44.91K to 44.92K | |
| 13-Sep-10 10:29 AM View: | Limited Brands Inc. (LTD) | 10-Sep-10 | Gift | 5,770 | -- | -- | (6%) 93.54K to 87.77K | |
| 02-Jul-10 4:22 PM View: | Epoch Holding Corporation (EPHC) | 01-Jul-10 | Grant | 4,766 | $12.59 | $60,003.50 | (< 1%) 650.15K to 645.39K | (182%) |
| 02-Apr-10 9:38 AM View: | Limited Brands Inc. (LTD) | 31-Mar-10 | Grant | 3,758 | $24.62 | $92,522.00 | 4% 89.78K to 93.54K | 125% |
| 03-Feb-10 2:40 PM View: | Limited Brands Inc. (LTD) | 01-Feb-10 | Grant | 2,913 | $7.94 | $23,129.20 | 3% 86.87K to 89.78K | |
| 08-Jan-10 4:32 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 07-Jan-10 | Grant | 6,836 | -- | -- | 18% 38.07K to 44.91K | |
| 10-Dec-09 5:14 PM View: | Epoch Holding Corporation (EPHC) | 09-Dec-09 | Gift | 23,000 | -- | -- | (3%) 663.62K to 640.62K | |
| 04-Nov-09 4:24 PM View: | Limited Brands Inc. (LTD) | 02-Nov-09 | Grant | 2,913 | $7.94 | $23,129.20 | 3% 83.95K to 86.87K | |
| 05-Aug-09 5:04 PM View: | Limited Brands Inc. (LTD) | 03-Aug-09 | Grant | 2,913 | $7.94 | $23,129.20 | 4% 81.04K to 83.95K | |
| 02-Jul-09 10:04 AM View: | Epoch Holding Corporation (EPHC) | 01-Jul-09 | Grant | 8,528 | $7.04 | $60,003.00 | 3% 313.77K to 322.3K | |
| 06-May-09 4:58 PM View: | Limited Brands Inc. (LTD) | 04-May-09 | Grant | 2,913 | $7.94 | $23,129.20 | 4% 78.13K to 81.04K | |
| 04-Feb-09 4:31 PM View: | Limited Brands Inc. (LTD) | 02-Feb-09 | Grant | 1,263 | $18.32 | $23,138.20 | 2% 76.87K to 78.13K | (56%) |
| 12-Jan-09 4:35 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 08-Jan-09 | Grant | 7,616 | -- | -- | 25% 30.46K to 38.07K | |
| 05-Nov-08 5:45 PM View: | Limited Brands Inc. (LTD) | 03-Nov-08 | Grant | 1,263 | $18.32 | $23,138.20 | 2% 75.6K to 76.87K | (37%) |
| 06-Aug-08 3:41 PM View: | Limited Brands Inc. (LTD) | 04-Aug-08 | Grant | 1,263 | $18.32 | $23,138.20 | 2% 74.34K to 75.6K | (13%) |
| 02-Jul-08 11:24 AM View: | Epoch Holding Corporation (EPHC) | 01-Jul-08 | Grant | 6,437 | $9.32 | $60,006.40 | 2% 310.84K to 317.27K | 293% |