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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 05-Apr-23 3:51 PM View:  | Cadiz Inc. (CDZI) | 03-Apr-23 | Grant | 4,699 | $3.99 | $18,749.00 | < 1% 1.93M to 1.93M | (9%) |
| 04-Jan-23 8:00 PM View: | Cadiz Inc. (CDZI) | 03-Jan-23 | Grant | 7,396 | $2.54 | $18,748.90 | < 1% 1.92M to 1.93M | |
| 05-Oct-22 12:42 PM View: | Cadiz Inc. (CDZI) | 03-Oct-22 | Grant | 10,081 | $1.86 | $18,750.70 | < 1% 1.91M to 1.92M | |
| 14-Jul-22 9:31 AM View: | Cadiz Inc. (CDZI) | 12-Jul-22 | Grant | 5,670 | $2.20 | $12,502.30 | < 1% 1.91M to 1.91M | |
| 06-Jul-22 5:01 PM View: | Cadiz Inc. (CDZI) | 01-Jul-22 | Grant | 7,764 | $2.41 | $18,750.10 | < 1% 1.9M to 1.91M | |
| 12-Apr-22 2:19 PM View: | Cadiz Inc. (CDZI) | 12-Apr-22 | Purchase | 100,000 | $1.95 | $194,870.00 | 6% 1.8M to 1.9M | |
| 12-Apr-22 2:19 PM View: | Cadiz Inc. (CDZI) | 11-Apr-22 | Private Purchase | 100,000 | $2.00 | $199,570.00 | 6% 1.7M to 1.8M | |
| 05-Apr-22 3:43 PM View: | Cadiz Inc. (CDZI) | 01-Apr-22 | Grant | 9,036 | $2.08 | $18,749.70 | < 1% 1.69M to 1.7M | |
| 22-Mar-22 3:21 PM View: | Cadiz Inc. (CDZI) | 20-Mar-22 | Grant | 1,142,860 | $1.75 | $2,000,000.00 | 209% 546.2K to 1.69M | |
| 08-Feb-22 1:41 PM View: | Cadiz Inc. (CDZI) | 04-Feb-22 | Option Exercise | 170,000 | -- | -- | 45% 376.2K to 546.2K | |
| 16-Dec-21 10:07 AM View: | Cadiz Inc. (CDZI) | 15-Dec-21 | Market Purchase | 30,000 | $3.78 | $113,400.00 | 9% 346.2K to 376.2K | (< 1%) |
| 14-Dec-21 2:00 PM View: | Cadiz Inc. (CDZI) | 13-Dec-21 | Market Purchase | 25,000 | $3.60 | $90,000.00 | 8% 321.2K to 346.2K | (< 1%) |
| 13-Dec-21 10:13 AM View: | Cadiz Inc. (CDZI) | 10-Dec-21 | Grant | 50,000 | $3.98 | $199,000.00 | 18% 271.2K to 321.2K | (3%) |
| 08-Dec-21 11:53 AM View: | Cadiz Inc. (CDZI) | 07-Dec-21 | Grant | 29,900 | $4.10 | $122,590.00 | 12% 241.3K to 271.2K | 2% |
| 08-Dec-21 11:53 AM View: | Cadiz Inc. (CDZI) | 06-Dec-21 | Grant | 20,100 | $3.98 | $79,998.00 | 9% 221.2K to 241.3K | 5% |
| 17-Aug-21 1:40 PM View: | Cadiz Inc. (CDZI) | 13-Aug-21 | Option Exercise | 55,802 | -- | -- | 34% 165.4K to 221.2K | |
| 09-Mar-20 8:54 PM View: | Cadiz Inc. (CDZI) | 05-Mar-20 | Grant | 20,387 | $9.81 | $199,996.00 | 14% 145.0K to 165.39K | 4% |
| 13-Feb-19 10:00 PM View: | Cadiz Inc. (CDZI) | 03-Oct-18 | Gift | 25,000 | -- | -- | (15%) 170.0K to 145.0K | |
| 08-Feb-18 10:00 PM View: | Cadiz Inc. (CDZI) | 24-Nov-17 | Gift | 40,000 | -- | -- | (19%) 210.0K to 170.0K | |
| 08-Feb-18 10:00 PM View: | Cadiz Inc. (CDZI) | 11-Oct-17 | Gift | 40,000 | -- | -- | (16%) 250.0K to 210.0K | |
| 08-Feb-18 10:00 PM View: | Cadiz Inc. (CDZI) | 14-Sep-17 | Gift | 35,000 | -- | -- | (12%) 285.0K to 250.0K | |
| 08-Feb-18 10:00 PM View: | Cadiz Inc. (CDZI) | 07-Jun-17 | Option Exercise | 100,000 | -- | -- | 54% 185.0K to 285.0K | |
| 06-Jan-17 6:39 PM View: | Cadiz Inc. (CDZI) | 05-Jan-17 | Market Sale (Planned) | 50,000 | $12.70 | $635,000.00 | (21%) 235.0K to 185.0K | 31% |
| 10-Feb-15 2:33 PM View: | Cadiz Inc. (CDZI) | 26-Dec-14 | Gift | 50,000 | -- | -- | (18%) 285.0K to 235.0K | |
| 03-Jul-14 5:04 PM View: | Cadiz Inc. (CDZI) | 01-Jul-14 | Grant | 100,000 | -- | -- | 40% 247.44K to 347.44K | |
| 12-Jan-11 7:53 PM View: | Cadiz Inc. (CDZI) | 10-Jan-11 | Grant | 100,000 | -- | -- | 68% 147.44K to 247.44K | |
| 15-Jan-10 7:45 PM View: | Cadiz Inc. (CDZI) | 14-Jan-10 | Grant | 85,000 | -- | -- | 92% 92.44K to 177.44K | |
| 10-Feb-15 2:33 PM View: | Cadiz Inc. (CDZI) | 12-Nov-09 | Gift | 30,000 | -- | -- | (10%) 315.0K to 285.0K | |
| 10-Feb-15 2:33 PM View: | Cadiz Inc. (CDZI) | 01-Oct-09 | Gift | 10,000 | -- | -- | (3%) 325.0K to 315.0K | |
| 15-Jan-10 7:45 PM View: | Cadiz Inc. (CDZI) | 14-Sep-09 | Gift | 30,000 | -- | -- | 32% 92.44K to 122.44K | |
| 15-Jan-10 7:45 PM View: | Cadiz Inc. (CDZI) | 14-Sep-09 | Gift | 30,000 | -- | -- | (25%) 122.44K to 92.44K | |
| 10-Feb-15 2:33 PM View: | Cadiz Inc. (CDZI) | 12-Aug-09 | Gift | 20,000 | -- | -- | (6%) 345.0K to 325.0K | |
| 27-May-09 4:00 PM View: | Cadiz Inc. (CDZI) | 22-May-09 | Grant | 60,000 | -- | -- | 185% 32.44K to 92.44K | |
| 13-Feb-09 7:11 PM View: | Cadiz Inc. (CDZI) | 31-Oct-08 | Disposition (other) | 75,000 | -- | -- | (70%) 107.44K to 32.44K | |
| 03-Jan-08 10:00 PM View: | Cadiz Inc. (CDZI) | 23-Apr-07 | Gift | 10,000 | -- | -- | (9%) 117.44K to 107.44K | |
| 30-Mar-07 3:44 PM View: | Cadiz Inc. (CDZI) | 28-Mar-07 | Market Sale | 60,000 | $25.50 | $1,530,000.00 | (34%) 177.44K to 117.44K | 26% |
| 29-Dec-06 3:55 PM View: | Cadiz Inc. (CDZI) | 27-Dec-06 | Market Sale | 30,000 | $20.50 | $615,000.00 | (14%) 207.44K to 177.44K | 49% |
| 29-Dec-06 3:55 PM View: | Cadiz Inc. (CDZI) | 21-Dec-06 | Gift | 15,000 | -- | -- | (7%) 222.44K to 207.44K | |
| 29-Dec-06 3:55 PM View: | Cadiz Inc. (CDZI) | 28-Sep-06 | Gift | 15,000 | -- | -- | (6%) 237.44K to 222.44K | |
| 24-Mar-06 2:34 PM View: | Cadiz Inc. (CDZI) | 20-Mar-06 | Disposition (other) | 12,128 | -- | -- | (5%) 249.56K to 237.44K | |
| 30-Jan-06 5:05 PM View: | Cadiz Inc. (CDZI) | 26-Jan-06 | Market Sale | 45,000 | $18.50 | $832,500.00 | (15%) 294.56K to 249.56K | 43% |
| 30-Jan-06 5:05 PM View: | Cadiz Inc. (CDZI) | 22-Dec-05 | Gift | 30,000 | -- | -- | (7%) 424.56K to 394.56K | |
| 30-Jan-06 5:05 PM View: | Cadiz Inc. (CDZI) | 15-Oct-05 | Gift | 20,000 | -- | -- | (6%) 344.56K to 324.56K | |
| 06-May-05 4:20 PM View: | Cadiz Inc. (CDZI) | 05-May-05 | Market Sale | 144,850 | $13.95 | $2,020,660.00 | (29%) 491.41K to 346.56K | 25% |
| 06-May-05 4:20 PM View: | Cadiz Inc. (CDZI) | 04-May-05 | Grant | 364,191 | -- | -- | 286% 127.22K to 491.41K | |
| 15-Feb-05 10:00 PM View: | Cadiz Inc. (CDZI) | 07-Dec-04 | Gift | 8,500 | -- | -- | (6%) 135.72K to 127.22K | |
| 25-Mar-04 10:00 PM View: | Cadiz Inc. (CDZI) | 25-Mar-04 | Payment of Exercise | 370 | $7.54 | $2,789.80 | (< 1%) 127.59K to 127.22K | (39%) |
| 09-Feb-04 10:00 PM View: | Cadiz Inc. (CDZI) | 09-Feb-04 | Grant | 80,000 | $2.50 | $200,000.00 | 168% 47.59K to 127.59K |