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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 20-Jun-18 5:13 PM View:  | New York & Company Inc. (RTW) | 12-Jun-18 | Grant | 20,581 | $4.13 | $84,999.50 | 14% 146.68K to 167.26K | (24%) |
| 10-Apr-18 5:41 PM View: | New York & Company Inc. (RTW) | 10-Apr-18 | Market Sale (Planned) | 6,760 | $4.08 | $27,580.80 | (4%) 153.44K to 146.68K | 24% |
| 10-Apr-18 5:41 PM View: | New York & Company Inc. (RTW) | 09-Apr-18 | Market Sale (Planned) | 57,711 | $4.20 | $242,386.00 | (27%) 211.15K to 153.44K | 26% |
| 10-Apr-18 5:41 PM View: | New York & Company Inc. (RTW) | 06-Apr-18 | Market Sale (Planned) | 10,529 | $4.00 | $42,116.00 | (5%) 221.68K to 211.15K | 22% |
| 22-Jun-17 6:13 PM View: | New York & Company Inc. (RTW) | 20-Jun-17 | Grant | 22,388 | $0.67 | $15,000.00 | 11% 199.29K to 221.68K | |
| 23-Jun-16 5:22 PM View: | New York & Company Inc. (RTW) | 21-Jun-16 | Grant | 19,867 | $1.51 | $29,999.20 | 11% 179.43K to 199.29K | 107% |
| 09-Jun-16 5:07 PM View: | New York & Company Inc. (RTW) | 07-Jun-16 | Acquisition (other) | 23,622 | -- | -- | 13% 179.43K to 203.05K | |
| 09-Jun-16 5:07 PM View: | New York & Company Inc. (RTW) | 07-Jun-16 | Disposition (other) | 23,622 | -- | -- | (12%) 203.05K to 179.43K | |
| 22-Jun-15 5:43 PM View: | New York & Company Inc. (RTW) | 18-Jun-15 | Grant | 23,622 | $2.54 | $59,999.90 | 14% 165.3K to 188.93K | 23% |
| 18-Jun-14 5:27 PM View: | New York & Company Inc. (RTW) | 16-Jun-14 | Grant | 15,306 | $3.92 | $59,999.50 | 10% 150.0K to 165.3K | (20%) |
| 27-Jun-13 6:49 PM View: | New York & Company Inc. (RTW) | 25-Jun-13 | Grant | 9,600 | -- | -- | 7% 140.4K to 150.0K | |
| 27-Jun-12 5:33 PM View: | New York & Company Inc. (RTW) | 25-Jun-12 | Grant | 16,853 | -- | -- | 14% 123.54K to 140.4K | |
| 23-Jun-11 4:43 PM View: | New York & Company Inc. (RTW) | 22-Jun-11 | Grant | 13,544 | -- | -- | 12% 110.0K to 123.54K | |
| 19-Aug-10 5:33 PM View: | New York & Company Inc. (RTW) | 18-Aug-10 | Grant | 28,571 | -- | -- | 35% 81.43K to 110.0K | |
| 24-Aug-09 9:27 PM View: | New York & Company Inc. (RTW) | 20-Aug-09 | Grant | 7,000 | -- | -- | 9% 74.43K to 81.43K | |
| 29-Apr-09 5:37 PM View: | Finlay Enterprises Inc. (FNLY.OB) | 25-Apr-09 | Payment of Exercise | 9,965 | $0.05 | $498.25 | (4%) 273.78K to 263.82K | 8% |
| 29-Apr-09 5:37 PM View: | Finlay Enterprises Inc. (FNLY.OB) | 25-Apr-09 | Option Exercise | 26,878 | -- | -- | 11% 246.9K to 273.78K | |
| 26-Nov-08 5:43 PM View: | New York & Company Inc. (RTW) | 26-Nov-08 | Option Exercise | 53,929 | $0.11 | $5,932.19 | 263% 20.5K to 74.43K | 909% |
| 30-Oct-08 4:17 PM View: | New York & Company Inc. (RTW) | 29-Oct-08 | Grant | 3,500 | -- | -- | 21% 17.0K to 20.5K | |
| 20-Aug-08 4:12 PM View: | New York & Company Inc. (RTW) | 19-Aug-08 | Option Exercise | 40,000 | $0.11 | $4,400.00 | 235% 17.0K to 57.0K | 9236% |
| 20-Aug-08 4:12 PM View: | New York & Company Inc. (RTW) | 19-Aug-08 | Market Option Sale | 40,000 | $10.44 | $417,680.00 | (70%) 57.0K to 17.0K | 42% |
| 29-Apr-08 6:45 PM View: | Finlay Enterprises Inc. (FNLY.OB) | 25-Apr-08 | Payment of Exercise | 6,990 | $0.42 | $2,963.76 | (3%) 253.89K to 246.9K | 79% |
| 29-Apr-08 6:45 PM View: | Finlay Enterprises Inc. (FNLY.OB) | 25-Apr-08 | Option Exercise | 18,854 | -- | -- | 8% 235.04K to 253.89K | |
| 05-Feb-08 6:42 PM View: | Finlay Enterprises Inc. (FNLY.OB) | 02-Feb-08 | Payment of Exercise | 40,802 | $1.95 | $79,563.90 | (15%) 275.84K to 235.04K | 95% |
| 23-Aug-07 4:23 PM View: | New York & Company Inc. (RTW) | 21-Aug-07 | Grant | 3,500 | -- | -- | 26% 13.5K to 17.0K | |
| 09-Jul-07 4:39 PM View: | Finlay Enterprises Inc. (FNLY.OB) | 30-Jun-07 | Payment of Exercise | 11,950 | $5.33 | $63,693.50 | (4%) 287.79K to 275.84K | 98% |
| 27-Apr-07 5:39 PM View: | Finlay Enterprises Inc. (FNLY.OB) | 25-Apr-07 | Option Exercise | 15,972 | -- | -- | 6% 277.74K to 293.71K | |
| 07-Feb-07 2:41 PM View: | Finlay Enterprises Inc. (FNLY.OB) | 05-Feb-07 | Grant | 53,505 | -- | -- | 24% 224.24K to 277.74K | |
| 18-Aug-06 4:32 PM View: | New York & Company Inc. (RTW) | 16-Aug-06 | Grant | 3,500 | -- | -- | 100% 0 to 3.5K | |
| 28-Apr-06 5:14 PM View: | Finlay Enterprises Inc. (FNLY.OB) | 26-Apr-06 | Grant | 21,594 | -- | -- | 10% 210.81K to 232.4K | |
| 28-Apr-06 5:14 PM View: | Finlay Enterprises Inc. (FNLY.OB) | 26-Apr-06 | Payment of Exercise | 8,163 | $9.70 | $79,181.10 | (4%) 232.4K to 224.24K | 99% |
| 02-Feb-06 6:52 PM View: | New York & Company Inc. (RTW) | 31-Jan-06 | Option Exercise | 19,800 | $0.11 | $2,178.00 | 100% 0 to 19.8K | |
| 02-Feb-06 6:52 PM View: | New York & Company Inc. (RTW) | 31-Jan-06 | Market Option Sale | 19,800 | $18.50 | $366,300.00 | (100%) 19.8K to 0 | 67% |
| 01-Feb-06 5:46 PM View: | Finlay Enterprises Inc. (FNLY.OB) | 30-Jan-06 | Grant | 54,437 | -- | -- | 35% 156.37K to 210.81K | |
| 18-Feb-05 4:33 PM View: | Finlay Enterprises Inc. (FNLY.OB) | 17-Feb-05 | Market Sale | 1,800 | $17.40 | $31,320.00 | (1%) 158.17K to 156.37K | 99% |
| 17-Feb-05 4:34 PM View: | Finlay Enterprises Inc. (FNLY.OB) | 16-Feb-05 | Market Sale | 1,900 | $17.40 | $33,060.00 | (1%) 160.07K to 158.17K | 99% |
| 17-Feb-05 4:34 PM View: | Finlay Enterprises Inc. (FNLY.OB) | 15-Feb-05 | Market Sale | 5,700 | $17.82 | $101,567.00 | (3%) 165.77K to 160.07K | 99% |
| 20-Jan-05 4:44 PM View: | Finlay Enterprises Inc. (FNLY.OB) | 18-Jan-05 | Market Sale | 400 | $19.31 | $7,724.99 | (< 1%) 166.17K to 165.77K | 100% |
| 13-Jan-05 5:08 PM View: | Finlay Enterprises Inc. (FNLY.OB) | 12-Jan-05 | Market Option Sale | 8,200 | $19.31 | $158,336.00 | (5%) 174.37K to 166.17K | 100% |
| 13-Jan-05 5:08 PM View: | Finlay Enterprises Inc. (FNLY.OB) | 11-Jan-05 | Option Exercise | 20,000 | $7.05 | $141,000.00 | 13% 154.37K to 174.37K | |
| 03-Sep-04 4:00 PM View: | Finlay Enterprises Inc. (FNLY.OB) | 02-Sep-04 | Market Sale | 4,500 | $19.56 | $88,035.30 | (3%) 158.87K to 154.37K | 100% |
| 02-Sep-04 1:54 PM View: | Finlay Enterprises Inc. (FNLY.OB) | 01-Sep-04 | Market Sale | 15,000 | $18.94 | $284,134.00 | (9%) 173.87K to 158.87K | 100% |
| 02-Sep-04 1:54 PM View: | Finlay Enterprises Inc. (FNLY.OB) | 31-Aug-04 | Market Sale | 500 | $18.90 | $9,450.00 | (< 1%) 174.37K to 173.87K | 100% |
| 31-Aug-04 4:31 PM View: | Finlay Enterprises Inc. (FNLY.OB) | 27-Aug-04 | Option Exercise | 20,000 | $7.05 | $141,000.00 | 13% 154.37K to 174.37K | |
| 14-Jun-04 4:38 PM View: | Finlay Enterprises Inc. (FNLY.OB) | 10-Jun-04 | Market Sale | 17,000 | $19.96 | $339,250.00 | (10%) 171.37K to 154.37K | 100% |
| 10-Jun-04 4:19 PM View: | Finlay Enterprises Inc. (FNLY.OB) | 08-Jun-04 | Market Sale | 3,000 | $19.95 | $59,850.00 | (2%) 174.37K to 171.37K | 100% |
| 03-May-04 10:00 PM View: | Finlay Enterprises Inc. (FNLY.OB) | 30-Apr-04 | Market Sale | 19,400 | $19.53 | $378,961.00 | (10%) 193.77K to 174.37K | 100% |
| 03-May-04 10:00 PM View: | Finlay Enterprises Inc. (FNLY.OB) | 29-Apr-04 | Market Sale | 600 | $20.00 | $12,000.00 | (< 1%) 194.37K to 193.77K | 100% |
| 01-Apr-04 10:00 PM View: | Finlay Enterprises Inc. (FNLY.OB) | 30-Mar-04 | Market Sale | 278 | $17.90 | $4,976.20 | (< 1%) 194.65K to 194.37K | 99% |
| 26-Mar-04 10:00 PM View: | Finlay Enterprises Inc. (FNLY.OB) | 26-Mar-04 | Market Sale | 5,000 | $17.50 | $87,500.00 | (3%) 199.65K to 194.65K | 99% |