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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Mar-23 4:13 PM View:  | Invesco Ltd. (IVZ) | 01-Mar-23 | Sale | 232,413 | $17.43 | $4,050,960.00 | (5%) 4.26M to 4.03M | |
| 02-Mar-23 4:13 PM View: | Invesco Ltd. (IVZ) | 28-Feb-23 | Grant | 347,968 | -- | -- | 9% 4.06M to 4.41M | |
| 02-Mar-23 4:13 PM View: | Invesco Ltd. (IVZ) | 28-Feb-23 | Payment of Exercise | 150,796 | $17.66 | $2,663,060.00 | (3%) 4.41M to 4.26M | |
| 12-Jan-23 10:00 PM View: | Invesco Ltd. (IVZ) | 19-Dec-22 | Gift | 127,900 | -- | -- | 3% 4.58M to 4.71M | |
| 12-Jan-23 10:00 PM View: | Invesco Ltd. (IVZ) | 19-Dec-22 | Gift | 127,900 | -- | -- | 3% 4.71M to 4.84M | |
| 12-Jan-23 10:00 PM View: | Invesco Ltd. (IVZ) | 19-Dec-22 | Gift | 127,900 | -- | -- | (3%) 4.84M to 4.71M | |
| 12-Jan-23 10:00 PM View: | Invesco Ltd. (IVZ) | 19-Dec-22 | Gift | 127,900 | -- | -- | (3%) 4.71M to 4.58M | |
| 02-Mar-22 5:14 PM View: | Invesco Ltd. (IVZ) | 01-Mar-22 | Sale | 189,708 | $19.51 | $3,701,200.00 | (12%) 1.57M to 1.38M | |
| 02-Mar-22 5:14 PM View: | Invesco Ltd. (IVZ) | 28-Feb-22 | Grant | 347,027 | -- | -- | 26% 1.35M to 1.7M | |
| 02-Mar-22 5:14 PM View: | Invesco Ltd. (IVZ) | 28-Feb-22 | Payment of Exercise | 123,087 | $21.24 | $2,614,370.00 | (7%) 1.7M to 1.57M | |
| 24-Jan-22 10:00 PM View: | Invesco Ltd. (IVZ) | 17-Dec-21 | Gift | 82,869 | -- | -- | 2% 4.55M to 4.63M | |
| 24-Jan-22 10:00 PM View: | Invesco Ltd. (IVZ) | 17-Dec-21 | Gift | 82,869 | -- | -- | 2% 4.63M to 4.71M | |
| 24-Jan-22 10:00 PM View: | Invesco Ltd. (IVZ) | 17-Dec-21 | Gift | 82,869 | -- | -- | (2%) 4.71M to 4.63M | |
| 24-Jan-22 10:00 PM View: | Invesco Ltd. (IVZ) | 17-Dec-21 | Gift | 82,869 | -- | -- | (2%) 4.63M to 4.55M | |
| 17-Jun-21 4:40 PM View: | Invesco Ltd. (IVZ) | 13-May-21 | Gift | 193,675 | -- | -- | 4% 4.55M to 4.74M | |
| 17-Jun-21 4:40 PM View: | Invesco Ltd. (IVZ) | 13-May-21 | Gift | 193,675 | -- | -- | (4%) 4.74M to 4.55M | |
| 02-Mar-21 4:34 PM View: | Invesco Ltd. (IVZ) | 28-Feb-21 | Grant | 262,669 | -- | -- | 18% 1.49M to 1.75M | |
| 02-Mar-21 4:34 PM View: | Invesco Ltd. (IVZ) | 28-Feb-21 | Payment of Exercise | 125,662 | $22.42 | $2,817,340.00 | (7%) 1.75M to 1.62M | (28%) |
| 20-Jan-21 4:49 PM View: | Invesco Ltd. (IVZ) | 15-Jan-21 | Gift | 1,482,950 | -- | -- | 51% 2.93M to 4.41M | |
| 20-Jan-21 4:49 PM View: | Invesco Ltd. (IVZ) | 15-Jan-21 | Gift | 1,482,950 | -- | -- | (25%) 5.89M to 4.41M | |
| 20-Jan-21 4:49 PM View: | Invesco Ltd. (IVZ) | 15-Jan-21 | Acquisition (other) | 1,482,950 | $19.83 | $29,399,400.00 | 34% 4.41M to 5.89M | 45% |
| 20-Jan-21 4:49 PM View: | Invesco Ltd. (IVZ) | 18-Dec-20 | Gift | 79,990 | -- | -- | 3% 2.93M to 3.01M | |
| 20-Jan-21 4:49 PM View: | Invesco Ltd. (IVZ) | 18-Dec-20 | Gift | 79,990 | -- | -- | (3%) 3.01M to 2.93M | |
| 20-Jan-21 4:49 PM View: | Invesco Ltd. (IVZ) | 17-Dec-20 | Gift | 79,990 | -- | -- | 3% 2.93M to 3.01M | |
| 20-Jan-21 4:49 PM View: | Invesco Ltd. (IVZ) | 17-Dec-20 | Gift | 79,990 | -- | -- | (3%) 3.01M to 2.93M | |
| 02-Sep-20 4:10 PM View: | Invesco Ltd. (IVZ) | 02-Sep-20 | Market Purchase | 4,207 | $10.24 | $43,079.70 | < 1% 2.92M to 2.93M | 179% |
| 02-Sep-20 4:10 PM View: | Invesco Ltd. (IVZ) | 01-Sep-20 | Market Purchase | 290,300 | $10.19 | $2,956,910.00 | 11% 2.63M to 2.92M | 180% |
| 09-Sep-20 4:09 PM View: | Invesco Ltd. (IVZ) | 20-Aug-20 | Gift | 354,363 | -- | -- | 8% 4.41M to 4.76M | |
| 09-Sep-20 4:09 PM View: | Invesco Ltd. (IVZ) | 20-Aug-20 | Gift | 1,837,310 | -- | -- | 39% 4.76M to 6.6M | |
| 09-Sep-20 4:09 PM View: | Invesco Ltd. (IVZ) | 20-Aug-20 | Gift | 354,363 | -- | -- | (5%) 6.6M to 6.25M | |
| 09-Sep-20 4:09 PM View: | Invesco Ltd. (IVZ) | 20-Aug-20 | Gift | 354,363 | -- | -- | (6%) 6.25M to 5.89M | |
| 09-Sep-20 4:09 PM View: | Invesco Ltd. (IVZ) | 20-Aug-20 | Gift | 1,482,950 | -- | -- | (25%) 5.89M to 4.41M | |
| 09-Sep-20 4:09 PM View: | Invesco Ltd. (IVZ) | 03-Aug-20 | Gift | 131,190 | -- | -- | 3% 4.06M to 4.19M | |
| 09-Sep-20 4:09 PM View: | Invesco Ltd. (IVZ) | 03-Aug-20 | Gift | 131,190 | -- | -- | 3% 4.19M to 4.32M | |
| 09-Sep-20 4:09 PM View: | Invesco Ltd. (IVZ) | 03-Aug-20 | Gift | 131,190 | -- | -- | (3%) 4.32M to 4.19M | |
| 09-Sep-20 4:09 PM View: | Invesco Ltd. (IVZ) | 03-Aug-20 | Gift | 131,190 | -- | -- | (3%) 4.19M to 4.06M | |
| 04-May-20 4:45 PM View: | Invesco Ltd. (IVZ) | 30-Mar-20 | Gift | 153,382 | -- | -- | 5% 3.22M to 3.38M | |
| 04-May-20 4:45 PM View: | Invesco Ltd. (IVZ) | 30-Mar-20 | Gift | 153,382 | -- | -- | (5%) 3.38M to 3.22M | |
| 03-Mar-20 4:22 PM View: | Invesco Ltd. (IVZ) | 28-Feb-20 | Grant | 377,226 | -- | -- | 38% 992.18K to 1.37M | |
| 03-Mar-20 4:22 PM View: | Invesco Ltd. (IVZ) | 28-Feb-20 | Payment of Exercise | 126,008 | $14.40 | $1,814,520.00 | (9%) 1.37M to 1.24M | (92%) |
| 07-Feb-20 10:00 PM View: | Invesco Ltd. (IVZ) | 17-Dec-19 | Gift | 44,135 | -- | -- | 1% 3.73M to 3.78M | |
| 07-Feb-20 10:00 PM View: | Invesco Ltd. (IVZ) | 17-Dec-19 | Gift | 44,135 | -- | -- | 1% 3.78M to 3.82M | |
| 07-Feb-20 10:00 PM View: | Invesco Ltd. (IVZ) | 17-Dec-19 | Gift | 44,135 | -- | -- | (1%) 3.82M to 3.78M | |
| 07-Feb-20 10:00 PM View: | Invesco Ltd. (IVZ) | 17-Dec-19 | Gift | 44,135 | -- | -- | (1%) 3.78M to 3.73M | |
| 09-Sep-19 4:43 PM View: | Invesco Ltd. (IVZ) | 20-Aug-19 | Gift | 229,500 | -- | -- | 6% 3.73M to 3.96M | |
| 09-Sep-19 4:43 PM View: | Invesco Ltd. (IVZ) | 20-Aug-19 | Gift | 229,500 | -- | -- | 6% 3.96M to 4.19M | |
| 09-Sep-19 4:43 PM View: | Invesco Ltd. (IVZ) | 20-Aug-19 | Gift | 229,500 | -- | -- | (5%) 4.19M to 3.96M | |
| 09-Sep-19 4:43 PM View: | Invesco Ltd. (IVZ) | 20-Aug-19 | Gift | 229,500 | -- | -- | (6%) 3.96M to 3.73M | |
| 09-Sep-19 4:43 PM View: | Invesco Ltd. (IVZ) | 02-Aug-19 | Gift | 70,800 | -- | -- | 2% 3.28M to 3.35M | |
| 09-Sep-19 4:43 PM View: | Invesco Ltd. (IVZ) | 02-Aug-19 | Gift | 70,800 | -- | -- | 2% 3.35M to 3.42M |