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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 21-May-19 4:15 PM View:  | Workiva Inc (WK) | 17-May-19 | Market Sale | 66,585 | $53.00 | $3,529,000.00 | (7%) 901.6K to 835.01K | (80%) |
| 21-May-19 4:15 PM View: | Workiva Inc (WK) | 17-May-19 | Market Sale | 533,415 | $53.00 | $28,271,000.00 | (64%) 835.01K to 301.6K | (80%) |
| 07-Feb-18 4:31 PM View: | Workiva Inc (WK) | 05-Feb-18 | Payment of Exercise | 15,777 | $22.05 | $347,883.00 | (2%) 917.37K to 901.6K | (333%) |
| 05-Feb-18 4:30 PM View: | Workiva Inc (WK) | 01-Feb-18 | Grant | 89,028 | $22.25 | $1,980,870.00 | 11% 828.35K to 917.37K | 329% |
| 22-Jan-18 4:31 PM View: | Workiva Inc (WK) | 19-Jan-18 | Payment of Exercise | 827 | $22.10 | $18,276.70 | (< 1%) 829.17K to 828.35K | (332%) |
| 22-Jan-18 4:31 PM View: | Workiva Inc (WK) | 18-Jan-18 | Payment of Exercise | 1,342 | $21.75 | $29,188.50 | (< 1%) 830.51K to 829.17K | (339%) |
| 11-Sep-17 4:22 PM View: | Workiva Inc (WK) | 07-Sep-17 | Conversion | 173,354 | -- | -- | 21% 830.52K to 1.0M | |
| 11-Sep-17 4:22 PM View: | Workiva Inc (WK) | 07-Sep-17 | Gift | 173,354 | -- | -- | (17%) 1.0M to 830.51K | |
| 07-Feb-17 6:12 PM View: | Workiva Inc (WK) | 06-Feb-17 | Payment of Exercise | 24,305 | $12.85 | $312,319.00 | (3%) 854.82K to 830.51K | (643%) |
| 20-Jan-17 6:18 PM View: | Workiva Inc (WK) | 18-Jan-17 | Grant | 93,328 | -- | -- | 12% 761.49K to 854.82K | |
| 09-Aug-16 4:17 PM View: | Workiva Inc (WK) | 08-Aug-16 | Conversion | 150,000 | -- | -- | 25% 611.49K to 761.49K | |
| 16-May-16 6:03 PM View: | Workiva Inc (WK) | 12-May-16 | Conversion | 242,217 | -- | -- | 66% 369.27K to 611.49K | |
| 16-May-16 6:03 PM View: | Workiva Inc (WK) | 12-May-16 | Gift | 32,783 | -- | -- | 5% 611.49K to 644.27K | |
| 16-May-16 6:03 PM View: | Workiva Inc (WK) | 12-May-16 | Gift | 32,783 | -- | -- | (5%) 644.27K to 611.49K | |
| 09-Feb-16 6:35 PM View: | Workiva Inc (WK) | 05-Feb-16 | Payment of Exercise | 20,550 | $12.41 | $255,026.00 | (5%) 389.82K to 369.27K | (669%) |
| 21-Jan-16 4:45 PM View: | Workiva Inc (WK) | 19-Jan-16 | Grant | 79,824 | -- | -- | 26% 310.0K to 389.82K | |
| 21-Jan-16 4:43 PM View: | Workiva Inc (WK) | 11-Nov-15 | Conversion | 150,000 | -- | -- | 94% 160.0K to 310.0K | |
| 09-Feb-15 6:25 PM View: | Workiva Inc (WK) | 05-Feb-15 | Grant | 160,000 | -- | -- | 100% 0 to 160.0K |