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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 08-Nov-16 8:02 PM View:  | Falconstor Software Inc. (FALC) | 04-Nov-16 | Grant | 14,201 | -- | -- | < 1% 2.78M to 2.79M | |
| 09-Sep-16 5:06 PM View: | Garnero Group Acquisition Co (GGAC) | 26-Jul-16 | Disposition (other) | 150,000 | $10.05 | $1,507,500.00 | (23%) 650.0K to 500.0K | 0% |
| 09-Sep-16 5:06 PM View: | Garnero Group Acquisition Co (GGAC) | 26-Jul-16 | Disposition (other) | 500,000 | $10.05 | $5,025,000.00 | (100%) 500.0K to 0 | 0% |
| 28-Apr-16 6:14 PM View: | Falconstor Software Inc. (FALC) | 27-Apr-16 | Grant | 10,000 | -- | -- | < 1% 2.77M to 2.78M | |
| 24-Apr-15 5:41 PM View: | Falconstor Software Inc. (FALC) | 22-Apr-15 | Grant | 10,000 | -- | -- | < 1% 2.76M to 2.77M | |
| 11-Dec-14 2:10 PM View: | Falconstor Software Inc. (FALC) | 09-Dec-14 | Market Purchase | 60,000 | $1.23 | $73,800.00 | 2% 2.7M to 2.76M | (76%) |
| 30-May-14 5:38 PM View: | Falconstor Software Inc. (FALC) | 28-May-14 | Grant | 10,000 | -- | -- | < 1% 2.69M to 2.7M | |
| 23-May-14 9:36 PM View: | Falconstor Software Inc. (FALC) | 23-May-14 | Market Sale | 147,015 | $1.50 | $220,239.00 | (5%) 2.83M to 2.69M | 81% |
| 21-May-14 1:39 PM View: | Falconstor Software Inc. (FALC) | 20-May-14 | Market Purchase | 34,098 | $1.56 | $53,090.60 | 1% 2.8M to 2.83M | (81%) |
| 21-May-14 1:39 PM View: | Falconstor Software Inc. (FALC) | 19-May-14 | Market Purchase | 112,917 | $1.51 | $170,281.00 | 4% 2.69M to 2.8M | (81%) |
| 13-May-13 4:39 PM View: | Falconstor Software Inc. (FALC) | 09-May-13 | Grant | 10,000 | -- | -- | < 1% 2.68M to 2.69M | |
| 09-May-12 4:59 PM View: | Falconstor Software Inc. (FALC) | 07-May-12 | Grant | 10,000 | -- | -- | < 1% 2.67M to 2.68M | |
| 10-May-11 7:53 PM View: | Falconstor Software Inc. (FALC) | 09-May-11 | Grant | 10,000 | -- | -- | < 1% 2.66M to 2.67M | |
| 08-Feb-10 5:28 PM View: | Falconstor Software Inc. (FALC) | 05-Feb-10 | Market Purchase Duplicate | 50,000 | $3.00 | $149,998.00 | 2% 2.61M to 2.66M | (91%) |
| 26-Jan-10 4:01 PM View: | Falconstor Software Inc. (FALC) | 25-Jan-10 | Market Purchase | 30,000 | $3.30 | $98,971.70 | 1% 2.58M to 2.61M | (91%) |
| 26-Jan-10 4:01 PM View: | Falconstor Software Inc. (FALC) | 22-Jan-10 | Market Purchase | 28,000 | $3.32 | $92,956.30 | 1% 2.55M to 2.58M | (91%) |
| 19-Jun-08 4:25 PM View: | QueryObject Systems Corp. (QOBJ.PK) | 18-Jun-08 | Purchase | 3,335,930 | $0.01 | $33,359.30 | 292% 1.14M to 4.48M | |
| 19-Jun-08 4:25 PM View: | QueryObject Systems Corp. (QOBJ.PK) | 17-Jun-08 | Conversion | 1,082,630 | -- | -- | 1787% 60.6K to 1.14M | |
| 12-Jun-08 4:31 PM View: | Neuro-Hitech, Inc. (NHPI.OB) | 10-Jun-08 | Private Purchase | 2,800,000 | $0.25 | $700,000.00 | 190% 1.47M to 4.27M | 80% |
| 21-Dec-07 11:57 AM View: | Neuro-Hitech, Inc. (NHPI.OB) | 14-Dec-07 | Acquisition (other) | 43,900 | -- | -- | 4% 1.06M to 1.11M | |
| 21-Dec-07 11:57 AM View: | Neuro-Hitech, Inc. (NHPI.OB) | 14-Dec-07 | Private Purchase | 362,500 | -- | -- | 33% 1.11M to 1.47M | |
| 26-Oct-07 4:48 PM View: | Network-1 Security Solution... (NTIP-NYSE) | 25-Oct-07 | Market Sale | 1,664,360 | $1.76 | $2,921,510.00 | (45%) 3.7M to 2.03M | (84%) |
| 21-Dec-07 11:57 AM View: | Neuro-Hitech, Inc. (NHPI.OB) | 25-Sep-07 | Acquisition (other) | 7,780 | -- | -- | < 1% 1.06M to 1.06M | |
| 30-Apr-07 4:57 PM View: | Falconstor Software Inc. (FALC) | 30-Apr-07 | Market Sale | 60,000 | $11.31 | $678,600.00 | (1%) 4.94M to 4.88M | 97% |
| 30-Apr-07 4:57 PM View: | Falconstor Software Inc. (FALC) | 27-Apr-07 | Market Sale | 250,000 | $11.38 | $2,845,340.00 | (5%) 5.19M to 4.94M | 97% |
| 30-Apr-07 4:57 PM View: | Falconstor Software Inc. (FALC) | 26-Apr-07 | Market Sale | 727,015 | $11.95 | $8,687,020.00 | (12%) 5.92M to 5.19M | 97% |
| 30-Apr-07 4:57 PM View: | Falconstor Software Inc. (FALC) | 25-Apr-07 | Market Sale | 527,015 | $11.36 | $5,986,890.00 | (8%) 6.45M to 5.92M | 97% |
| 08-Mar-06 3:20 PM View: | Falconstor Software Inc. (FALC) | 06-Mar-06 | Acquisition (other) | 200 | -- | -- | < 1% 6.54M to 6.54M | |
| 08-Mar-06 3:20 PM View: | Falconstor Software Inc. (FALC) | 06-Mar-06 | Acquisition (other) | 5,259 | -- | -- | < 1% 6.54M to 6.55M | |
| 17-Feb-05 9:42 PM View: | Network-1 Security Solution... (NTIP-NYSE) | 17-Feb-05 | Market Sale Duplicate | 70,000 | $1.15 | $80,500.00 | (2%) 3.77M to 3.7M | (181%) |
| 17-Feb-05 9:42 PM View: | Network-1 Security Solution... (NTIP-NYSE) | 15-Feb-05 | Market Sale Duplicate | 105,000 | $1.15 | $120,750.00 | (3%) 3.87M to 3.77M | (181%) |
| 04-Jan-05 4:07 PM View: | TPC Liquidation Inc. (TPLQ.PK) | 31-Dec-04 | Sale | 1,918,440 | -- | -- | (15%) 12.87M to 10.96M | |
| 15-Apr-04 10:00 PM View: | Network-1 Security Solution... (NTIP-NYSE) | 13-Apr-04 | Acquisition (other) | 118,972 | -- | -- | 8% 1.51M to 1.63M | |
| 15-Apr-04 10:00 PM View: | Network-1 Security Solution... (NTIP-NYSE) | 13-Apr-04 | Acquisition (other) | 2,240,570 | -- | -- | 137% 1.63M to 3.87M | |
| 21-Oct-03 10:00 PM View: | TPC Liquidation Inc. (TPLQ.PK) | 17-Oct-03 | Purchase | 6,870,100 | $0.04 | $262,500.00 | 114% 6.0M to 12.87M |