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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 03-Jan-19 3:24 PM View:  | Aware Inc. (AWRE) | 02-Jan-19 | Gift | 5,000 | -- | -- | 1% 341.67K to 346.67K | |
| 03-Jan-19 3:24 PM View: | Aware Inc. (AWRE) | 02-Jan-19 | Gift | 5,000 | -- | -- | (1%) 351.67K to 346.67K | |
| 03-Jan-19 3:24 PM View: | Aware Inc. (AWRE) | 02-Jan-19 | Option Exercise | 5,000 | -- | -- | 1% 346.67K to 351.67K | |
| 03-Jul-18 4:50 PM View: | Aware Inc. (AWRE) | 02-Jul-18 | Gift | 5,000 | -- | -- | 1% 336.67K to 341.67K | |
| 03-Jul-18 4:50 PM View: | Aware Inc. (AWRE) | 02-Jul-18 | Gift | 5,000 | -- | -- | (1%) 346.67K to 341.67K | |
| 03-Jul-18 4:50 PM View: | Aware Inc. (AWRE) | 02-Jul-18 | Option Exercise | 5,000 | -- | -- | 1% 341.67K to 346.67K | |
| 03-Jan-18 5:43 PM View: | Aware Inc. (AWRE) | 02-Jan-18 | Gift | 5,000 | -- | -- | 2% 331.67K to 336.67K | |
| 03-Jan-18 5:43 PM View: | Aware Inc. (AWRE) | 02-Jan-18 | Gift | 5,000 | -- | -- | (1%) 341.67K to 336.67K | |
| 03-Jan-18 5:43 PM View: | Aware Inc. (AWRE) | 02-Jan-18 | Option Exercise | 5,000 | -- | -- | 1% 336.67K to 341.67K | |
| 03-Jan-18 5:43 PM View: | Aware Inc. (AWRE) | 03-Jul-17 | Gift | 5,000 | -- | -- | 2% 331.67K to 336.67K | |
| 03-Jan-18 5:43 PM View: | Aware Inc. (AWRE) | 03-Jul-17 | Gift | 5,000 | -- | -- | (1%) 336.67K to 331.67K | |
| 06-Jul-17 12:40 PM View: | Aware Inc. (AWRE) | 03-Jul-17 | Option Exercise | 5,000 | -- | -- | 2% 326.67K to 331.67K | |
| 03-Jan-17 4:31 PM View: | Aware Inc. (AWRE) | 03-Jan-17 | Gift | 5,000 | -- | -- | < 1% 597.57K to 602.57K | |
| 03-Jan-17 4:31 PM View: | Aware Inc. (AWRE) | 03-Jan-17 | Gift | 5,000 | -- | -- | (< 1%) 607.57K to 602.57K | |
| 03-Jan-17 4:31 PM View: | Aware Inc. (AWRE) | 03-Jan-17 | Option Exercise | 5,000 | -- | -- | < 1% 602.57K to 607.57K | |
| 03-Nov-16 4:24 PM View: | Aware Inc. (AWRE) | 01-Nov-16 | Gift | 286,671 | -- | -- | 92% 310.9K to 597.57K | |
| 03-Nov-16 4:24 PM View: | Aware Inc. (AWRE) | 01-Nov-16 | Gift | 286,671 | -- | -- | (32%) 884.24K to 597.57K | |
| 03-Jan-17 4:31 PM View: | Aware Inc. (AWRE) | 01-Nov-16 | Gift | 35,000 | -- | -- | 6% 597.57K to 632.57K | |
| 03-Jan-17 4:31 PM View: | Aware Inc. (AWRE) | 01-Nov-16 | Gift | 35,000 | -- | -- | (6%) 632.57K to 597.57K | |
| 03-Nov-16 4:24 PM View: | Aware Inc. (AWRE) | 01-Nov-16 | Market Purchase | 286,671 | $5.22 | $1,497,860.00 | 48% 597.57K to 884.24K | (33%) |
| 05-Jul-16 2:55 PM View: | Aware Inc. (AWRE) | 30-Jun-16 | Option Exercise | 5,000 | -- | -- | 2% 305.9K to 310.9K | |
| 06-Jan-16 12:46 PM View: | Aware Inc. (AWRE) | 04-Jan-16 | Option Exercise | 5,000 | -- | -- | 2% 300.9K to 305.9K | |
| 05-Jan-15 3:03 PM View: | Aware Inc. (AWRE) | 02-Jan-15 | Option Exercise | 5,000 | -- | -- | 2% 290.9K to 295.9K | |
| 02-Jul-14 4:16 PM View: | Aware Inc. (AWRE) | 30-Jun-14 | Option Exercise | 5,000 | -- | -- | 2% 285.9K to 290.9K | |
| 02-Jul-15 3:16 PM View: | Aware Inc. (AWRE) | 30-Jun-14 | Option Exercise | 5,000 | -- | -- | 2% 295.9K to 300.9K | |
| 06-Jan-14 4:47 PM View: | Aware Inc. (AWRE) | 02-Jan-14 | Option Exercise | 5,000 | -- | -- | < 1% 2.06M to 2.07M | |
| 06-Dec-13 2:14 PM View: | Xencor Inc (XNCR) | 06-Dec-13 | Conversion | 1,725,350 | -- | -- | 36% 4.75M to 6.47M | |
| 06-Dec-13 2:14 PM View: | Xencor Inc (XNCR) | 06-Dec-13 | Purchase | 275,000 | $5.50 | $1,512,500.00 | 4% 6.47M to 6.75M | |
| 03-Jul-13 1:20 PM View: | Aware Inc. (AWRE) | 01-Jul-13 | Option Exercise | 5,000 | -- | -- | < 1% 2.06M to 2.06M | |
| 15-Nov-12 4:43 PM View: | Aware Inc. (AWRE) | 13-Nov-12 | Market Sale | 321,134 | $6.00 | $1,926,800.00 | (14%) 2.38M to 2.06M | 63% |
| 14-Feb-12 4:41 PM View: | Aware Inc. (AWRE) | 25-Jul-11 | Gift | 315,693 | -- | -- | (12%) 2.69M to 2.38M | |
| 12-Aug-10 8:46 PM View: | Aware Inc. (AWRE) | 04-Aug-10 | Gift | 3,395,020 | -- | -- | (84%) 4.03M to 636.83K | |
| 16-Jan-09 7:17 AM View: | Aware Inc. (AWRE) | 15-Jan-09 | Market Purchase | 4,372 | $1.95 | $8,525.40 | < 1% 4.03M to 4.03M | 28% |
| 16-Jan-09 7:16 AM View: | Aware Inc. (AWRE) | 14-Jan-09 | Market Purchase | 4,400 | $2.02 | $8,905.00 | < 1% 4.02M to 4.03M | 23% |
| 13-Jan-09 5:38 PM View: | Aware Inc. (AWRE) | 12-Jan-09 | Market Purchase | 100 | $1.95 | $195.00 | < 1% 4.02M to 4.02M | 28% |
| 06-Jan-09 5:02 PM View: | Aware Inc. (AWRE) | 02-Jan-09 | Market Purchase | 8,907 | $1.99 | $17,702.90 | < 1% 4.01M to 4.02M | 25% |
| 05-Jan-09 10:27 AM View: | Aware Inc. (AWRE) | 31-Dec-08 | Market Purchase | 4,307 | $1.84 | $7,920.81 | < 1% 4.01M to 4.01M | 36% |
| 31-Dec-08 3:39 PM View: | Aware Inc. (AWRE) | 29-Dec-08 | Market Purchase | 9,931 | $1.70 | $16,918.10 | < 1% 4.0M to 4.01M | 46% |
| 30-Dec-08 4:04 PM View: | Aware Inc. (AWRE) | 26-Dec-08 | Market Purchase | 20,280 | $1.70 | $34,433.00 | < 1% 3.98M to 4.0M | 47% |
| 29-Dec-08 12:55 PM View: | Aware Inc. (AWRE) | 24-Dec-08 | Market Purchase | 28,690 | $1.68 | $48,211.30 | < 1% 3.95M to 3.98M | 48% |
| 24-Dec-08 3:16 PM View: | Aware Inc. (AWRE) | 23-Dec-08 | Market Purchase | 19,670 | $1.67 | $32,812.00 | < 1% 3.93M to 3.95M | 49% |
| 24-Dec-08 3:15 PM View: | Aware Inc. (AWRE) | 22-Dec-08 | Market Purchase | 4,200 | $1.62 | $6,802.00 | < 1% 3.93M to 3.93M | 54% |
| 22-Dec-08 3:28 PM View: | Aware Inc. (AWRE) | 19-Dec-08 | Market Purchase | 4,681 | $1.60 | $7,502.79 | < 1% 3.92M to 3.93M | 56% |
| 22-Dec-08 2:28 PM View: | Aware Inc. (AWRE) | 18-Dec-08 | Market Purchase | 15,250 | $1.59 | $24,289.50 | < 1% 3.91M to 3.92M | 57% |
| 18-Dec-08 8:52 PM View: | Aware Inc. (AWRE) | 17-Dec-08 | Market Purchase | 17,090 | $1.62 | $27,655.90 | < 1% 3.89M to 3.91M | 54% |
| 17-Dec-08 6:41 PM View: | Aware Inc. (AWRE) | 16-Dec-08 | Market Purchase | 35,400 | $1.65 | $58,409.00 | < 1% 3.85M to 3.89M | 51% |
| 17-Dec-08 1:13 PM View: | Aware Inc. (AWRE) | 15-Dec-08 | Market Purchase | 2,100 | $1.64 | $3,450.00 | < 1% 3.85M to 3.85M | 52% |
| 15-Dec-08 4:34 PM View: | Aware Inc. (AWRE) | 12-Dec-08 | Market Purchase | 9,370 | $1.67 | $15,647.90 | < 1% 3.84M to 3.85M | 49% |
| 15-Dec-08 4:33 PM View: | Aware Inc. (AWRE) | 11-Dec-08 | Market Purchase | 13,200 | $1.63 | $21,534.00 | < 1% 3.83M to 3.84M | 53% |
| 11-Dec-08 3:55 PM View: | Aware Inc. (AWRE) | 10-Dec-08 | Market Purchase | 21,486 | $1.67 | $35,877.80 | < 1% 3.81M to 3.83M | 49% |