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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 15-Jun-23 6:49 PM View:  | Shockwave Medical, Inc. (SWAV) | 13-Jun-23 | Grant | 736 | -- | -- | 16% 4.54K to 5.28K | |
| 19-May-23 5:24 PM View: | Align Technology Inc. (ALGN) | 17-May-23 | Option Exercise | 1,486 | -- | -- | 8% 18.89K to 20.38K | |
| 27-Jun-22 7:50 PM View: | Shockwave Medical, Inc. (SWAV) | 23-Jun-22 | Grant | 994 | -- | -- | 28% 3.55K to 4.54K | |
| 19-May-22 6:01 PM View: | Align Technology Inc. (ALGN) | 18-May-22 | Option Exercise | 699 | -- | -- | 4% 18.19K to 18.89K | |
| 13-May-22 5:33 PM View: | Align Technology Inc. (ALGN) | 13-May-22 | Private Purchase | 1,000 | $264.42 | $264,420.00 | 6% 17.19K to 18.19K | |
| 09-Nov-21 5:58 PM View: | Align Technology Inc. (ALGN) | 05-Nov-21 | Gift | 1,477 | -- | -- | (8%) 18.67K to 17.19K | |
| 02-Aug-21 4:28 PM View: | Align Technology Inc. (ALGN) | 29-Jul-21 | Market Sale (Planned) | 2,500 | $675.00 | $1,687,500.00 | (12%) 21.17K to 18.67K | (3%) |
| 14-Jul-21 5:03 PM View: | Align Technology Inc. (ALGN) | 14-Jul-21 | Market Sale (Planned) | 2,500 | $650.00 | $1,625,000.00 | (11%) 23.67K to 21.17K | 1% |
| 29-Jun-21 6:22 PM View: | Align Technology Inc. (ALGN) | 28-Jun-21 | Market Sale (Planned) | 5,000 | $621.72 | $3,108,620.00 | (17%) 28.71K to 23.71K | |
| 09-Jul-21 9:43 PM View: | Shockwave Medical, Inc. (SWAV) | 28-Jun-21 | Grant | 850 | -- | -- | 31% 2.7K to 3.55K | |
| 29-Jun-21 6:22 PM View: | Align Technology Inc. (ALGN) | 21-May-21 | Gift | 43 | -- | -- | (< 1%) 23.71K to 23.67K | |
| 21-May-21 6:03 PM View: | Align Technology Inc. (ALGN) | 19-May-21 | Option Exercise | 1,694 | -- | -- | 6% 27.02K to 28.71K | |
| 10-May-21 6:17 PM View: | Align Technology Inc. (ALGN) | 07-May-21 | Gift | 36 | -- | -- | (< 1%) 32.05K to 32.02K | |
| 10-May-21 6:17 PM View: | Align Technology Inc. (ALGN) | 07-May-21 | Market Sale | 5,000 | $598.70 | $2,993,510.00 | (16%) 32.02K to 27.02K | 5% |
| 11-Jan-21 10:00 PM View: | Align Technology Inc. (ALGN) | 02-Dec-20 | Gift | 42 | -- | -- | (< 1%) 32.09K to 32.05K | |
| 04-Nov-20 6:56 PM View: | Align Technology Inc. (ALGN) | 30-Oct-20 | Gift | 162 | -- | -- | (< 1%) 32.29K to 32.13K | |
| 21-Jul-20 8:33 PM View: | Shockwave Medical, Inc. (SWAV) | 17-Jul-20 | Grant | 2,701 | -- | -- | 100% 0 to 2.7K | |
| 11-Jan-21 10:00 PM View: | Align Technology Inc. (ALGN) | 09-Jul-20 | Gift | 37 | -- | -- | (< 1%) 32.13K to 32.09K | |
| 19-May-20 6:13 PM View: | Align Technology Inc. (ALGN) | 15-May-20 | Grant | 1,228 | -- | -- | 4% 31.07K to 32.29K | |
| 19-May-20 6:13 PM View: | Align Technology Inc. (ALGN) | 06-Mar-20 | Gift | 135 | -- | -- | (< 1%) 31.2K to 31.07K | |
| 21-Jan-20 10:00 PM View: | Align Technology Inc. (ALGN) | 16-Dec-19 | Gift | 263 | -- | -- | (< 1%) 31.46K to 31.2K | |
| 21-Jan-20 10:00 PM View: | Align Technology Inc. (ALGN) | 20-Nov-19 | Gift | 38 | -- | -- | (< 1%) 31.5K to 31.46K | |
| 21-Jan-20 10:00 PM View: | Align Technology Inc. (ALGN) | 02-Oct-19 | Gift | 56 | -- | -- | (< 1%) 31.56K to 31.5K | |
| 31-May-19 6:44 PM View: | Align Technology Inc. (ALGN) | 30-May-19 | Market Sale | 9,734 | $296.65 | $2,887,560.00 | (16%) 59.99K to 50.26K | (92%) |
| 15-Jul-19 8:06 PM View: | Align Technology Inc. (ALGN) | 30-May-19 | Sale | 18,700 | -- | -- | (37%) 50.26K to 31.56K | |
| 17-May-19 9:48 PM View: | Align Technology Inc. (ALGN) | 15-May-19 | Option Exercise | 1,390 | -- | -- | 2% 58.6K to 59.99K | |
| 17-May-19 9:48 PM View: | Align Technology Inc. (ALGN) | 29-Apr-19 | Gift | 146 | -- | -- | (< 1%) 58.75K to 58.6K | |
| 28-Jan-19 10:00 PM View: | Align Technology Inc. (ALGN) | 25-Sep-18 | Gift | 39 | -- | -- | (< 1%) 59.87K to 59.83K | |
| 28-Jan-19 10:00 PM View: | Align Technology Inc. (ALGN) | 14-Aug-18 | Gift | 27,400 | -- | -- | (31%) 87.27K to 59.87K | |
| 02-Jul-18 8:00 PM View: | Reva Medical, Inc. (RVA.AX) | 29-Jun-18 | Purchase | 19,632 | $1.53 | $30,036.20 | 6% 351.75K to 371.38K | |
| 18-May-18 4:56 PM View: | Align Technology Inc. (ALGN) | 16-May-18 | Option Exercise | 4,344 | -- | -- | 5% 82.92K to 87.27K | |
| 08-May-18 5:59 PM View: | Align Technology Inc. (ALGN) | 07-May-18 | Option Exercise | 15,000 | $7.81 | $117,150.00 | 18% 82.92K to 97.92K | |
| 08-May-18 5:59 PM View: | Align Technology Inc. (ALGN) | 07-May-18 | Market Option Sale | 15,000 | $264.45 | $3,966,750.00 | (15%) 97.92K to 82.92K | (115%) |
| 24-Jan-18 10:00 PM View: | Align Technology Inc. (ALGN) | 18-Dec-17 | Gift | 279 | -- | -- | (< 1%) 83.2K to 82.92K | |
| 01-Nov-17 7:29 PM View: | Align Technology Inc. (ALGN) | 31-Oct-17 | Option Exercise | 15,000 | $20.79 | $311,850.00 | 18% 83.2K to 98.2K | |
| 01-Nov-17 7:29 PM View: | Align Technology Inc. (ALGN) | 31-Oct-17 | Market Option Sale | 15,000 | $238.82 | $3,582,300.00 | (15%) 98.2K to 83.2K | (138%) |
| 01-Nov-17 7:29 PM View: | Align Technology Inc. (ALGN) | 12-Oct-17 | Gift | 53 | -- | -- | (< 1%) 83.25K to 83.2K | |
| 01-Nov-17 7:29 PM View: | Align Technology Inc. (ALGN) | 25-Sep-17 | Gift | 27 | -- | -- | (< 1%) 83.31K to 83.28K | |
| 01-Nov-17 7:29 PM View: | Align Technology Inc. (ALGN) | 20-Sep-17 | Gift | 27 | -- | -- | (< 1%) 83.31K to 83.28K | |
| 01-Nov-17 7:29 PM View: | Align Technology Inc. (ALGN) | 06-Jul-17 | Gift | 40 | -- | -- | (< 1%) 83.35K to 83.31K | |
| 01-Nov-17 7:29 PM View: | Align Technology Inc. (ALGN) | 17-May-17 | Gift | 214 | -- | -- | (< 1%) 83.56K to 83.35K | |
| 18-May-17 7:05 PM View: | Align Technology Inc. (ALGN) | 17-May-17 | Option Exercise | 7,000 | -- | -- | 9% 76.56K to 83.56K | |
| 18-May-17 7:05 PM View: | Align Technology Inc. (ALGN) | 31-Mar-17 | Gift | 289 | -- | -- | (< 1%) 76.85K to 76.56K | |
| 06-Feb-17 4:59 PM View: | Align Technology Inc. (ALGN) | 03-Feb-17 | Option Exercise | 15,000 | $17.94 | $269,100.00 | 19% 77.01K to 92.01K | |
| 06-Feb-17 4:59 PM View: | Align Technology Inc. (ALGN) | 03-Feb-17 | Market Option Sale | 15,000 | $94.71 | $1,420,660.00 | (16%) 92.01K to 77.01K | (501%) |
| 06-Feb-17 4:59 PM View: | Align Technology Inc. (ALGN) | 25-Jan-17 | Gift | 161 | -- | -- | (< 1%) 77.01K to 76.85K | |
| 04-Jan-17 5:16 PM View: | Align Technology Inc. (ALGN) | 21-Dec-16 | Gift | 200 | -- | -- | (< 1%) 77.21K to 77.01K | |
| 04-Jan-17 5:16 PM View: | Align Technology Inc. (ALGN) | 19-Sep-16 | Gift | 125 | -- | -- | (< 1%) 77.34K to 77.21K | |
| 24-Aug-16 1:30 PM View: | Heartware International, Inc. (HTWR) | 23-Aug-16 | Disposition (change in control) | 8,000 | $58.00 | $464,000.00 | (100%) 8.0K to 0 | |
| 03-Jun-16 5:11 PM View: | Heartware International, Inc. (HTWR) | 01-Jun-16 | Option Exercise | 1,000 | -- | -- | 14% 7.0K to 8.0K |