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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 19-May-20 6:13 PM View:  | Align Technology Inc. (ALGN) | 15-May-20 | Grant | 1,228 | -- | -- | 4% 31.07K to 32.29K | |
| 19-May-20 6:13 PM View: | Align Technology Inc. (ALGN) | 06-Mar-20 | Gift | 135 | -- | -- | (< 1%) 31.2K to 31.07K | |
| 21-Jan-20 10:00 PM View: | Align Technology Inc. (ALGN) | 16-Dec-19 | Gift | 263 | -- | -- | (< 1%) 31.46K to 31.2K | |
| 21-Jan-20 10:00 PM View: | Align Technology Inc. (ALGN) | 20-Nov-19 | Gift | 38 | -- | -- | (< 1%) 31.5K to 31.46K | |
| 21-Jan-20 10:00 PM View: | Align Technology Inc. (ALGN) | 02-Oct-19 | Gift | 56 | -- | -- | (< 1%) 31.56K to 31.5K | |
| 31-May-19 6:44 PM View: | Align Technology Inc. (ALGN) | 30-May-19 | Market Sale | 9,734 | $296.65 | $2,887,560.00 | (16%) 59.99K to 50.26K | (< 1%) |
| 15-Jul-19 8:06 PM View: | Align Technology Inc. (ALGN) | 30-May-19 | Sale | 18,700 | -- | -- | (37%) 50.26K to 31.56K | |
| 17-May-19 9:48 PM View: | Align Technology Inc. (ALGN) | 15-May-19 | Option Exercise | 1,390 | -- | -- | 2% 58.6K to 59.99K | |
| 17-May-19 9:48 PM View: | Align Technology Inc. (ALGN) | 29-Apr-19 | Gift | 146 | -- | -- | (< 1%) 58.75K to 58.6K | |
| 28-Jan-19 10:00 PM View: | Align Technology Inc. (ALGN) | 25-Sep-18 | Gift | 39 | -- | -- | (< 1%) 59.87K to 59.83K | |
| 28-Jan-19 10:00 PM View: | Align Technology Inc. (ALGN) | 14-Aug-18 | Gift | 27,400 | -- | -- | (31%) 87.27K to 59.87K | |
| 02-Jul-18 8:00 PM View: | Reva Medical, Inc. (RVA.AX) | 29-Jun-18 | Purchase | 19,632 | $1.53 | $30,036.20 | 6% 351.75K to 371.38K | |
| 18-May-18 4:56 PM View: | Align Technology Inc. (ALGN) | 16-May-18 | Option Exercise | 4,344 | -- | -- | 5% 82.92K to 87.27K | |
| 08-May-18 5:59 PM View: | Align Technology Inc. (ALGN) | 07-May-18 | Option Exercise | 15,000 | $7.81 | $117,150.00 | 18% 82.92K to 97.92K | |
| 08-May-18 5:59 PM View: | Align Technology Inc. (ALGN) | 07-May-18 | Market Option Sale | 15,000 | $264.45 | $3,966,750.00 | (15%) 97.92K to 82.92K | 4% |
| 24-Jan-18 10:00 PM View: | Align Technology Inc. (ALGN) | 18-Dec-17 | Gift | 279 | -- | -- | (< 1%) 83.2K to 82.92K | |
| 01-Nov-17 7:29 PM View: | Align Technology Inc. (ALGN) | 31-Oct-17 | Option Exercise | 15,000 | $20.79 | $311,850.00 | 18% 83.2K to 98.2K | |
| 01-Nov-17 7:29 PM View: | Align Technology Inc. (ALGN) | 31-Oct-17 | Market Option Sale | 15,000 | $238.82 | $3,582,300.00 | (15%) 98.2K to 83.2K | (7%) |
| 01-Nov-17 7:29 PM View: | Align Technology Inc. (ALGN) | 12-Oct-17 | Gift | 53 | -- | -- | (< 1%) 83.25K to 83.2K | |
| 01-Nov-17 7:29 PM View: | Align Technology Inc. (ALGN) | 25-Sep-17 | Gift | 27 | -- | -- | (< 1%) 83.31K to 83.28K | |
| 01-Nov-17 7:29 PM View: | Align Technology Inc. (ALGN) | 20-Sep-17 | Gift | 27 | -- | -- | (< 1%) 83.31K to 83.28K | |
| 01-Nov-17 7:29 PM View: | Align Technology Inc. (ALGN) | 06-Jul-17 | Gift | 40 | -- | -- | (< 1%) 83.35K to 83.31K | |
| 01-Nov-17 7:29 PM View: | Align Technology Inc. (ALGN) | 17-May-17 | Gift | 214 | -- | -- | (< 1%) 83.56K to 83.35K | |
| 18-May-17 7:05 PM View: | Align Technology Inc. (ALGN) | 17-May-17 | Option Exercise | 7,000 | -- | -- | 9% 76.56K to 83.56K | |
| 18-May-17 7:05 PM View: | Align Technology Inc. (ALGN) | 31-Mar-17 | Gift | 289 | -- | -- | (< 1%) 76.85K to 76.56K | |
| 06-Feb-17 4:59 PM View: | Align Technology Inc. (ALGN) | 03-Feb-17 | Option Exercise | 15,000 | $17.94 | $269,100.00 | 19% 77.01K to 92.01K | |
| 06-Feb-17 4:59 PM View: | Align Technology Inc. (ALGN) | 03-Feb-17 | Market Option Sale | 15,000 | $94.71 | $1,420,660.00 | (16%) 92.01K to 77.01K | (169%) |
| 06-Feb-17 4:59 PM View: | Align Technology Inc. (ALGN) | 25-Jan-17 | Gift | 161 | -- | -- | (< 1%) 77.01K to 76.85K | |
| 04-Jan-17 5:16 PM View: | Align Technology Inc. (ALGN) | 21-Dec-16 | Gift | 200 | -- | -- | (< 1%) 77.21K to 77.01K | |
| 04-Jan-17 5:16 PM View: | Align Technology Inc. (ALGN) | 19-Sep-16 | Gift | 125 | -- | -- | (< 1%) 77.34K to 77.21K | |
| 24-Aug-16 1:30 PM View: | Heartware International, Inc. (HTWR) | 23-Aug-16 | Disposition (change in control) | 8,000 | $58.00 | $464,000.00 | (100%) 8.0K to 0 | |
| 03-Jun-16 5:11 PM View: | Heartware International, Inc. (HTWR) | 01-Jun-16 | Option Exercise | 1,000 | -- | -- | 14% 7.0K to 8.0K | |
| 04-Jan-17 5:16 PM View: | Align Technology Inc. (ALGN) | 31-May-16 | Gift | 400 | -- | -- | (< 1%) 77.74K to 77.34K | |
| 17-May-16 6:23 PM View: | Align Technology Inc. (ALGN) | 13-May-16 | Option Exercise | 7,700 | -- | -- | (9%) 85.44K to 77.74K | |
| 06-May-16 6:19 PM View: | Align Technology Inc. (ALGN) | 05-May-16 | Option Exercise | 15,000 | $13.00 | $195,000.00 | 21% 70.26K to 85.26K | |
| 06-May-16 6:19 PM View: | Align Technology Inc. (ALGN) | 05-May-16 | Market Option Sale | 15,000 | $74.36 | $1,115,400.00 | (18%) 85.26K to 70.26K | (243%) |
| 02-May-16 7:22 PM View: | Heartware International, Inc. (HTWR) | 01-May-16 | Option Exercise | 500 | -- | -- | 8% 6.5K to 7.0K | |
| 17-May-16 6:23 PM View: | Align Technology Inc. (ALGN) | 08-Feb-16 | Gift | 223 | -- | -- | (< 1%) 70.26K to 70.04K | |
| 28-Dec-15 9:18 PM View: | Align Technology Inc. (ALGN) | 24-Dec-15 | Gift | 200 | -- | -- | (< 1%) 70.46K to 70.26K | |
| 14-May-15 6:39 PM View: | Align Technology Inc. (ALGN) | 13-May-15 | Option Exercise | 8,000 | -- | -- | 13% 62.46K to 70.46K | |
| 13-May-15 5:07 PM View: | Heartware International, Inc. (HTWR) | 12-May-15 | Option Exercise | 250 | -- | -- | 4% 6.25K to 6.5K | |
| 08-May-15 5:17 PM View: | Align Technology Inc. (ALGN) | 07-May-15 | Option Exercise | 15,000 | $17.88 | $268,200.00 | 24% 62.46K to 77.46K | |
| 08-May-15 5:17 PM View: | Align Technology Inc. (ALGN) | 07-May-15 | Market Option Sale | 15,000 | $59.03 | $885,477.00 | (19%) 77.46K to 62.46K | (332%) |
| 04-May-15 5:04 PM View: | Heartware International, Inc. (HTWR) | 01-May-15 | Option Exercise | 1,500 | -- | -- | 32% 4.75K to 6.25K | |
| 29-Oct-14 5:55 PM View: | Align Technology Inc. (ALGN) | 28-Oct-14 | Option Exercise | 15,000 | $8.38 | $125,700.00 | 24% 62.46K to 77.46K | |
| 29-Oct-14 5:55 PM View: | Align Technology Inc. (ALGN) | 28-Oct-14 | Market Option Sale | 15,000 | $51.54 | $773,062.00 | (19%) 77.46K to 62.46K | (395%) |
| 29-May-14 7:29 PM View: | Align Technology Inc. (ALGN) | 28-May-14 | Gift | 200 | -- | -- | (< 1%) 62.66K to 62.46K | |
| 16-May-14 5:13 PM View: | Align Technology Inc. (ALGN) | 15-May-14 | Conversion | 11,500 | -- | -- | 22% 51.16K to 62.66K | |
| 13-May-14 5:09 PM View: | Heartware International, Inc. (HTWR) | 12-May-14 | Option Exercise | 250 | -- | -- | 6% 4.5K to 4.75K | |
| 02-May-14 6:00 PM View: | Heartware International, Inc. (HTWR) | 01-May-14 | Option Exercise | 500 | -- | -- | 12% 4.0K to 4.5K |