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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 29-Jan-16 5:02 PM View:  | Johnson Controls Inc. (JCI) | 27-Jan-16 | Grant | 4,127 | $35.13 | $144,982.00 | 8% 52.69K to 56.82K | (2%) |
| 04-Jun-15 6:45 PM View: | Ocwen Financial Corp. (OCN) | 02-Jun-15 | Grant | 9,867 | -- | -- | 69% 14.37K to 24.24K | |
| 30-Jan-15 12:02 PM View: | Johnson Controls Inc. (JCI) | 28-Jan-15 | Grant | 3,147 | -- | -- | 6% 49.54K to 52.69K | |
| 16-May-14 4:23 PM View: | Ocwen Financial Corp. (OCN) | 14-May-14 | Grant | 1,749 | -- | -- | 14% 12.58K to 14.33K | |
| 31-Jan-14 12:50 PM View: | Johnson Controls Inc. (JCI) | 29-Jan-14 | Grant | 2,915 | $46.31 | $134,994.00 | 6% 46.63K to 49.54K | 1% |
| 16-Nov-09 2:25 PM View: | Johnson Controls Inc. (JCI) | 19-Mar-09 | Grant | 134 | $11.49 | $1,539.58 | < 1% 46.49K to 46.63K | 254% |
| 16-Nov-09 2:25 PM View: | Johnson Controls Inc. (JCI) | 02-Mar-09 | Market Sale | 215 | $10.63 | $2,285.66 | (< 1%) 46.71K to 46.49K | (258%) |
| 16-Nov-09 2:25 PM View: | Johnson Controls Inc. (JCI) | 06-Feb-09 | Grant | 239 | $14.24 | $3,404.36 | < 1% 46.47K to 46.71K | 167% |
| 16-Nov-09 2:25 PM View: | Johnson Controls Inc. (JCI) | 25-Apr-08 | Grant | 550 | $34.10 | $18,753.50 | 1% 45.92K to 46.47K | 15% |
| 25-Jan-08 7:44 PM View: | Johnson Controls Inc. (JCI) | 23-Jan-08 | Grant | 3,076 | $32.50 | $99,970.00 | 7% 45.92K to 49.0K | 21% |
| 17-Nov-06 4:00 PM View: | ACA Capital Holdings, Inc. (ACAH.PK) | 15-Nov-06 | Grant | 2,500 | -- | -- | 100% 0 to 2.5K | |
| 17-Nov-06 4:00 PM View: | ACA Capital Holdings, Inc. (ACAH.PK) | 15-Nov-06 | Conversion | 30,000 | -- | -- | 1200% 2.5K to 32.5K | |
| 07-Feb-05 6:00 PM View: | Total Logistics Inc (TLCX) | 07-Feb-05 | Disposition (change in control) | 3,442 | -- | -- | (100%) 3.44K to 0 | |
| 27-Jan-05 6:41 PM View: | Johnson Controls Inc. (JCI) | 26-Jan-05 | Grant | 760 | $59.15 | $44,954.00 | 5% 14.55K to 15.31K | 103% |
| 13-Jul-04 5:13 PM View: | Ocwen Financial Corp. (OCN) | 09-Jul-04 | Grant | 1,296 | -- | -- | 11% 11.28K to 12.58K | |
| 30-Jan-04 10:00 PM View: | Johnson Controls Inc. (JCI) | 28-Jan-04 | Grant | 671 | $59.58 | $39,978.20 | 5% 13.88K to 14.55K | 103% |