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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 10-May-23 7:13 PM View:  | PNM Resources Inc. (PNM) | 09-May-23 | Grant | 2,700 | -- | -- | 6% 46.67K to 49.38K | |
| 12-May-22 12:20 PM View: | PNM Resources Inc. (PNM) | 10-May-22 | Grant | 2,753 | -- | -- | 6% 43.92K to 46.67K | |
| 12-May-21 5:45 PM View: | PNM Resources Inc. (PNM) | 11-May-21 | Grant | 2,430 | -- | -- | 6% 41.49K to 43.92K | |
| 16-Feb-21 10:00 PM View: | PNM Resources Inc. (PNM) | 21-Dec-20 | Gift | 38,368 | -- | -- | (48%) 79.86K to 41.49K | |
| 13-May-20 9:57 PM View: | PNM Resources Inc. (PNM) | 12-May-20 | Grant | 3,124 | -- | -- | 8% 38.37K to 41.49K | |
| 22-May-19 7:17 PM View: | PNM Resources Inc. (PNM) | 21-May-19 | Grant | 2,218 | -- | -- | 6% 36.15K to 38.37K | |
| 20-May-19 5:28 PM View: | PNM Resources Inc. (PNM) | 17-May-19 | Option Exercise | 779 | -- | -- | 2% 35.37K to 36.15K | |
| 23-May-18 7:00 PM View: | PNM Resources Inc. (PNM) | 22-May-18 | Grant | 2,344 | -- | -- | 7% 33.03K to 35.37K | |
| 18-May-18 3:51 PM View: | PNM Resources Inc. (PNM) | 17-May-18 | Option Exercise | 780 | -- | -- | 2% 32.25K to 33.03K | |
| 15-May-18 5:58 PM View: | PNM Resources Inc. (PNM) | 12-May-18 | Option Exercise | 927 | -- | -- | 3% 31.32K to 32.25K | |
| 19-Mar-18 3:12 PM View: | PNM Resources Inc. (PNM) | 16-Mar-18 | Option Exercise | 2,000 | $11.07 | $22,140.00 | 7% 29.32K to 31.32K | |
| 18-May-17 11:01 AM View: | PNM Resources Inc. (PNM) | 17-May-17 | Option Exercise | 780 | -- | -- | 3% 28.54K to 29.32K | |
| 18-May-17 11:01 AM View: | PNM Resources Inc. (PNM) | 16-May-17 | Grant | 2,452 | -- | -- | 9% 26.09K to 28.54K | |
| 16-May-17 2:37 PM View: | PNM Resources Inc. (PNM) | 15-May-17 | Option Exercise | 784 | -- | -- | 3% 25.3K to 26.09K | |
| 16-May-17 2:37 PM View: | PNM Resources Inc. (PNM) | 12-May-17 | Option Exercise | 928 | -- | -- | 4% 24.38K to 25.3K | |
| 29-Jul-16 7:04 PM View: | Multi-Fineline Electronix I... (MFLX) | 27-Jul-16 | Disposition | 37,314 | $23.95 | $893,670.00 | (100%) 37.31K to 0 | |
| 16-May-16 12:30 PM View: | PNM Resources Inc. (PNM) | 15-May-16 | Option Exercise | 784 | -- | -- | 3% 23.59K to 24.38K | |
| 16-May-16 12:30 PM View: | PNM Resources Inc. (PNM) | 12-May-16 | Option Exercise | 928 | -- | -- | 4% 22.66K to 23.59K | |
| 11-May-16 10:00 AM View: | PNM Resources Inc. (PNM) | 09-May-16 | Option Exercise | 950 | -- | -- | 4% 21.71K to 22.66K | |
| 07-Mar-16 5:09 PM View: | Multi-Fineline Electronix I... (MFLX) | 05-Mar-16 | Option Exercise | 4,536 | -- | -- | 14% 32.78K to 37.31K | |
| 18-May-15 1:32 PM View: | PNM Resources Inc. (PNM) | 15-May-15 | Option Exercise | 1,805 | -- | -- | 9% 19.91K to 21.71K | |
| 12-May-15 5:37 PM View: | PNM Resources Inc. (PNM) | 08-May-15 | Option Exercise | 950 | -- | -- | 5% 18.96K to 19.91K | |
| 05-Mar-15 5:58 PM View: | Multi-Fineline Electronix I... (MFLX) | 04-Mar-15 | Option Exercise | 6,186 | -- | -- | 23% 26.59K to 32.78K | |
| 16-May-14 4:44 PM View: | PNM Resources Inc. (PNM) | 16-May-14 | Option Exercise | 1,156 | -- | -- | 6% 17.8K to 18.96K | |
| 16-May-14 4:44 PM View: | PNM Resources Inc. (PNM) | 15-May-14 | Option Exercise | 1,020 | -- | -- | 6% 16.78K to 17.8K | |
| 12-May-14 3:21 PM View: | PNM Resources Inc. (PNM) | 09-May-14 | Option Exercise | 950 | -- | -- | 6% 15.83K to 16.78K | |
| 04-Jun-13 5:59 PM View: | Multi-Fineline Electronix I... (MFLX) | 23-May-13 | Option Exercise | 6,130 | -- | -- | 30% 20.46K to 26.59K | |
| 17-May-13 1:13 PM View: | PNM Resources Inc. (PNM) | 15-May-13 | Option Exercise | 3,510 | -- | -- | 28% 12.32K to 15.83K | |
| 07-Mar-13 7:01 PM View: | Multi-Fineline Electronix I... (MFLX) | 06-Mar-13 | Option Exercise | 3,015 | -- | -- | 17% 17.45K to 20.46K | |
| 17-May-12 1:58 PM View: | PNM Resources Inc. (PNM) | 17-May-12 | Grant | 4,000 | $18.00 | $72,000.00 | 27% 15.03K to 19.03K | 186% |
| 17-May-12 1:58 PM View: | PNM Resources Inc. (PNM) | 15-May-12 | Grant | 3,062 | -- | -- | 26% 11.97K to 15.03K | |
| 06-Mar-12 7:05 PM View: | Multi-Fineline Electronix I... (MFLX) | 05-Mar-12 | Option Exercise | 2,856 | -- | -- | 20% 14.59K to 17.45K | |
| 18-May-11 1:54 PM View: | PNM Resources Inc. (PNM) | 17-May-11 | Grant | 3,468 | -- | -- | 41% 8.5K to 11.97K | |
| 03-May-11 5:12 PM View: | Multi-Fineline Electronix I... (MFLX) | 30-Apr-11 | Option Exercise | 2,534 | -- | -- | 21% 12.06K to 14.59K | |
| 11-Mar-11 5:03 PM View: | Multi-Fineline Electronix I... (MFLX) | 09-Mar-11 | Option Exercise | 2,863 | -- | -- | 31% 9.19K to 12.06K | |
| 18-May-10 7:01 PM View: | PNM Resources Inc. (PNM) | 18-May-10 | Grant | 4,000 | -- | -- | 89% 4.5K to 8.5K | |
| 03-May-10 5:20 PM View: | Multi-Fineline Electronix I... (MFLX) | 30-Apr-10 | Option Exercise | 2,533 | -- | -- | 38% 6.66K to 9.19K | |
| 11-Mar-10 5:00 PM View: | Multi-Fineline Electronix I... (MFLX) | 09-Mar-10 | Option Exercise | 5,128 | -- | -- | 335% 1.53K to 6.66K | |
| 13-Aug-09 5:59 PM View: | Multi-Fineline Electronix I... (MFLX) | 11-Aug-09 | Market Sale | 1,000 | $26.15 | $26,150.00 | (39%) 2.53K to 1.53K | 15% |
| 21-May-09 3:02 PM View: | PNM Resources Inc. (PNM) | 21-May-09 | Grant | 1,000 | $9.25 | $9,250.00 | 29% 3.5K to 4.5K | 512% |
| 20-May-09 3:40 PM View: | PNM Resources Inc. (PNM) | 19-May-09 | Grant | 2,500 | -- | -- | 250% 1.0K to 3.5K | |
| 30-Apr-09 1:13 PM View: | Multi-Fineline Electronix I... (MFLX) | 30-Apr-09 | Option Exercise | 2,533 | -- | -- | 100% 0 to 2.53K | |
| 14-Sep-07 3:31 PM View: | Cts Corp (CTS) | 13-Sep-07 | Payment of Exercise | 10,448 | $12.64 | $132,063.00 | (8%) 137.89K to 127.44K | (254%) |
| 12-Jun-07 3:41 PM View: | Cts Corp (CTS) | 09-Jun-07 | Payment of Exercise | 2,448 | $12.12 | $29,669.80 | (2%) 140.34K to 137.89K | (270%) |
| 12-Jun-07 3:41 PM View: | Cts Corp (CTS) | 08-Jun-07 | Payment of Exercise | 2,687 | $12.12 | $32,566.40 | (2%) 143.03K to 140.34K | (270%) |
| 21-Dec-06 10:27 AM View: | Cts Corp (CTS) | 20-Dec-06 | Payment of Exercise | 6,377 | $15.68 | $99,991.40 | (4%) 149.4K to 143.03K | (187%) |
| 21-Dec-06 10:27 AM View: | Cts Corp (CTS) | 20-Dec-06 | Option Exercise | 12,987 | $7.70 | $99,999.90 | 10% 136.42K to 149.4K | |
| 14-Sep-06 2:15 PM View: | Cts Corp (CTS) | 13-Sep-06 | Grant | 35,000 | -- | -- | 35% 101.42K to 136.42K | |
| 09-Jun-06 10:00 PM View: | Cts Corp (CTS) | 09-Jun-06 | Payment of Exercise | 2,448 | $13.80 | $33,782.40 | (2%) 103.86K to 101.42K | (228%) |
| 09-Jun-06 10:00 PM View: | Cts Corp (CTS) | 08-Jun-06 | Payment of Exercise | 2,687 | $13.76 | $36,973.10 | (3%) 106.55K to 103.86K | (229%) |