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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 06-Sep-16 7:22 PM View:  | Johnson Controls Inc. (JCI) | 02-Sep-16 | Disposition | 105,314 | $27.03 | $2,846,680.00 | (93%) 112.71K to 7.4K | |
| 06-Sep-16 7:22 PM View: | Johnson Controls Inc. (JCI) | 02-Sep-16 | Disposition | 7,397 | -- | -- | (100%) 7.4K to 0 | |
| 06-Sep-16 7:22 PM View: | Johnson Controls Inc. (JCI) | 02-Sep-16 | Option Exercise | 58,214 | -- | -- | 107% 54.49K to 112.71K | |
| 26-Apr-16 5:19 PM View: | Johnson Controls Inc. (JCI) | 26-Apr-16 | Disposition | 45,400 | $42.20 | $1,915,800.00 | (45%) 99.83K to 54.42K | (6%) |
| 26-Apr-16 5:19 PM View: | Johnson Controls Inc. (JCI) | 26-Apr-16 | Option Exercise | 45,400 | $23.97 | $1,088,010.00 | 83% 54.42K to 99.83K | |
| 26-Apr-16 5:19 PM View: | Johnson Controls Inc. (JCI) | 22-Apr-16 | Disposition | 2,600 | $42.06 | $109,363.00 | (5%) 57.02K to 54.42K | (6%) |
| 26-Apr-16 5:19 PM View: | Johnson Controls Inc. (JCI) | 22-Apr-16 | Option Exercise | 2,600 | $23.97 | $62,309.00 | 5% 54.42K to 57.02K | |
| 09-Dec-15 1:22 PM View: | Johnson Controls Inc. (JCI) | 07-Dec-15 | Disposition | 7,789 | $42.15 | $328,306.00 | (13%) 62.09K to 54.3K | (8%) |
| 19-Nov-15 3:42 PM View: | Johnson Controls Inc. (JCI) | 17-Nov-15 | Grant | 21,604 | -- | -- | 55% 39.23K to 60.84K | |
| 11-Mar-15 4:35 PM View: | Johnson Controls Inc. (JCI) | 10-Mar-15 | Private Sale | 15,000 | $49.26 | $738,900.00 | (28%) 54.09K to 39.09K | 7% |
| 04-Nov-14 1:13 PM View: | Johnson Controls Inc. (JCI) | 03-Nov-14 | Disposition | 254 | $47.25 | $11,992.90 | (< 1%) 55.42K to 55.17K | 2% |
| 04-Nov-14 1:13 PM View: | Johnson Controls Inc. (JCI) | 03-Nov-14 | Payment of Exercise | 1,024 | $47.25 | $48,384.00 | (2%) 55.17K to 54.15K | 2% |
| 04-Nov-14 1:13 PM View: | Johnson Controls Inc. (JCI) | 03-Nov-14 | Option Exercise | 254 | -- | -- | < 1% 55.17K to 55.42K | |
| 21-Nov-13 5:21 PM View: | Johnson Controls Inc. (JCI) | 21-Nov-13 | Option Exercise | 60,000 | $22.56 | $1,353,700.00 | 109% 54.96K to 114.96K | |
| 21-Nov-13 5:21 PM View: | Johnson Controls Inc. (JCI) | 21-Nov-13 | Option Sale | 60,000 | -- | -- | (52%) 114.96K to 54.96K | |
| 05-Nov-13 12:45 PM View: | Johnson Controls Inc. (JCI) | 02-Nov-13 | Disposition | 274 | $45.94 | $12,572.40 | (< 1%) 56.36K to 56.08K | (3%) |
| 05-Nov-13 12:45 PM View: | Johnson Controls Inc. (JCI) | 02-Nov-13 | Payment of Exercise | 1,109 | $45.94 | $50,947.50 | (2%) 56.08K to 54.98K | (3%) |
| 05-Nov-13 12:45 PM View: | Johnson Controls Inc. (JCI) | 02-Nov-13 | Option Exercise | 274 | $45.94 | $12,572.40 | < 1% 56.08K to 56.36K | 3% |
| 24-Jan-13 12:36 PM View: | Johnson Controls Inc. (JCI) | 23-Jan-13 | Option Exercise | 21,000 | $20.56 | $431,829.00 | 38% 55.94K to 76.94K | |
| 24-Jan-13 12:36 PM View: | Johnson Controls Inc. (JCI) | 23-Jan-13 | Market Option Sale | 21,000 | $30.65 | $643,734.00 | (27%) 76.94K to 55.94K | (19%) |
| 24-Jan-13 12:36 PM View: | Johnson Controls Inc. (JCI) | 22-Jan-13 | Option Exercise | 3,000 | $20.56 | $61,689.90 | 5% 55.94K to 58.94K | |
| 24-Jan-13 12:36 PM View: | Johnson Controls Inc. (JCI) | 22-Jan-13 | Market Option Sale | 3,000 | $31.01 | $93,030.00 | (5%) 58.94K to 55.94K | (18%) |
| 02-Nov-12 2:30 PM View: | Johnson Controls Inc. (JCI) | 01-Nov-12 | Disposition | 127 | $26.04 | $3,306.79 | (< 1%) 57.3K to 57.18K | (40%) |
| 02-Nov-12 2:30 PM View: | Johnson Controls Inc. (JCI) | 01-Nov-12 | Payment of Exercise | 1,026 | $26.04 | $26,717.00 | (2%) 57.18K to 56.15K | (40%) |
| 02-Nov-12 2:30 PM View: | Johnson Controls Inc. (JCI) | 01-Nov-12 | Option Exercise | 127 | $26.04 | $3,306.79 | < 1% 57.18K to 57.31K | 40% |
| 03-Nov-11 10:43 AM View: | Johnson Controls Inc. (JCI) | 02-Nov-11 | Disposition | 116 | $1.00 | $116.12 | (< 1%) 57.14K to 57.02K | |
| 03-Nov-11 10:43 AM View: | Johnson Controls Inc. (JCI) | 02-Nov-11 | Payment of Exercise | 1,112 | $31.75 | $35,306.00 | (2%) 57.02K to 55.91K | (15%) |
| 03-Nov-11 10:43 AM View: | Johnson Controls Inc. (JCI) | 02-Nov-11 | Option Exercise | 116 | $31.75 | $3,686.75 | < 1% 57.02K to 57.14K | 15% |
| 02-Nov-10 5:15 PM View: | Johnson Controls Inc. (JCI) | 01-Nov-10 | Grant | 6,000 | -- | -- | 12% 50.23K to 56.23K | |
| 03-Nov-09 12:34 PM View: | Johnson Controls Inc. (JCI) | 02-Nov-09 | Grant | 6,500 | $24.71 | $160,615.00 | 15% 42.32K to 48.82K | 53% |
| 07-Jun-04 5:24 PM View: | Johnson Controls Inc. (JCI) | 01-Jun-04 | Grant | 47 | $53.76 | $2,500.00 | 9% 0.53K to 0.58K | 125% |
| 05-May-04 10:00 PM View: | Johnson Controls Inc. (JCI) | 03-May-04 | Grant | 45 | $55.07 | $2,500.02 | 10% 0.46K to 0.51K | 119% |
| 05-Apr-04 10:00 PM View: | Johnson Controls Inc. (JCI) | 01-Apr-04 | Grant | 42 | $59.10 | $2,499.99 | 11% 0.39K to 0.43K | 104% |
| 03-Mar-04 10:00 PM View: | Johnson Controls Inc. (JCI) | 01-Mar-04 | Grant | 43 | $58.78 | $2,499.99 | 13% 0.32K to 0.37K | 106% |
| 04-Feb-04 10:00 PM View: | Johnson Controls Inc. (JCI) | 03-Feb-04 | Grant | 43 | $58.50 | $2,500.00 | 17% 0.26K to 0.3K | 107% |
| 09-Jan-04 10:00 PM View: | Johnson Controls Inc. (JCI) | 07-Jan-04 | Grant | 42 | $58.33 | $2,441.66 | 22% 0.19K to 0.23K | 107% |
| 03-Dec-03 10:00 PM View: | Johnson Controls Inc. (JCI) | 01-Dec-03 | Grant | 23 | $110.77 | $2,499.99 | 31% 72 to 95 | 118% |
| 05-Nov-03 10:00 PM View: | Johnson Controls Inc. (JCI) | 03-Nov-03 | Grant | 23 | $108.25 | $2,499.97 | 47% 48 to 72 | 124% |
| 08-Oct-03 10:00 PM View: | Johnson Controls Inc. (JCI) | 06-Oct-03 | Grant | 26 | $95.85 | $2,500.02 | 114% 22 to 49 | 152% |
| 09-Sep-03 10:00 PM View: | Johnson Controls Inc. (JCI) | 05-Sep-03 | Grant | 15 | $99.80 | $1,500.00 | 216% 6 to 22 | 143% |
| 07-Aug-03 10:00 PM View: | Johnson Controls Inc. (JCI) | 01-Aug-03 | Grant | 5 | $96.40 | $500.02 | 14% 37 to 43 | 151% |