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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 28-May-13 4:50 PM View:  | DNP Select Income Fund Inc. (DNP) | 24-May-13 | Market Sale | 12 | $10.47 | $127.71 | (< 1%) 84.97K to 84.96K | 41% |
| 25-Sep-12 12:08 PM View: | DNP Select Income Fund Inc. (DNP) | 21-Sep-12 | Exercise (in-the money or at-the-money) | 981 | $9.57 | $9,388.17 | 1% 76.35K to 77.33K | (37%) |
| 25-Sep-12 12:08 PM View: | DNP Select Income Fund Inc. (DNP) | 21-Sep-12 | Exercise (in-the money or at-the-money) | 7,625 | $9.57 | $72,971.20 | 10% 77.33K to 84.96K | (37%) |
| 14-Mar-12 8:13 PM View: | Constellation Energy Group,... (CEG) | 12-Mar-12 | Disposition | 6,679 | -- | -- | (47%) 14.18K to 7.5K | |
| 14-Mar-12 8:13 PM View: | Constellation Energy Group,... (CEG) | 12-Mar-12 | Disposition | 7,500 | -- | -- | (100%) 7.5K to 0 | |
| 30-Aug-11 10:35 AM View: | Duff & Phelps Utility & Inf... (DPG) | 30-Aug-11 | Market Purchase | 1,000 | $20.00 | $20,000.00 | 100% 0 to 1.0K | (53%) |
| 18-Mar-10 5:03 PM View: | DNP Select Income Fund Inc. (DNP) | 12-Aug-09 | Market Purchase | 1,120 | $8.85 | $9,917.60 | 1% 75.23K to 76.35K | (13%) |
| 05-Jan-09 7:04 PM View: | Constellation Energy Group,... (CEG) | 02-Jan-09 | Market Purchase | 200 | $25.22 | $5,044.00 | 1% 13.98K to 14.18K | 73% |
| 05-Jan-09 12:37 PM View: | DNP Select Income Fund Inc. (DNP) | 02-Jan-09 | Market Purchase | 800 | $6.22 | $4,976.00 | 1% 74.43K to 75.23K | 27% |
| 26-Nov-08 11:37 AM View: | DNP Select Income Fund Inc. (DNP) | 25-Nov-08 | Market Purchase | 500 | $7.05 | $3,525.00 | < 1% 73.93K to 74.43K | 13% |
| 14-May-08 6:15 PM View: | Constellation Energy Group,... (CEG) | 13-May-08 | Market Purchase | 2,500 | $81.59 | $203,975.00 | 22% 11.48K to 13.98K | (49%) |
| 14-May-07 6:08 PM View: | Constellation Energy Group,... (CEG) | 10-May-07 | Market Sale | 1,000 | $93.23 | $93,227.00 | (8%) 12.28K to 11.28K | 54% |
| 16-Nov-06 4:11 PM View: | DNP Select Income Fund Inc. (DNP) | 16-Nov-06 | Market Purchase | 494 | $10.92 | $5,394.48 | < 1% 73.44K to 73.93K | (31%) |
| 16-Nov-06 4:11 PM View: | DNP Select Income Fund Inc. (DNP) | 15-Nov-06 | Market Purchase | 17,506 | $10.92 | $191,166.00 | 31% 55.93K to 73.44K | (31%) |
| 10-Feb-06 4:31 PM View: | Constellation Energy Group,... (CEG) | 08-Feb-06 | Market Purchase | 170 | $58.65 | $9,970.50 | 1% 12.1K to 12.27K | (25%) |
| 03-Jun-05 9:13 AM View: | DTF Tax-Free Income Inc. (DTF) | 01-Jun-05 | Market Purchase | 1,000 | $15.80 | $15,800.00 | 100% 0 to 1.0K | (21%) |
| 03-Jun-05 1:24 PM View: | Duff & Phelps Utility & Cor... (DUC) | 01-Jun-05 | Market Purchase | 1,000 | $14.32 | $14,320.00 | 100% 0 to 1.0K | (54%) |
| 06-Feb-04 10:00 PM View: | Constellation Energy Group,... (CEG) | 04-Feb-04 | Grant | 890 | -- | -- | 15% 6.11K to 7.0K |