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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 14-Dec-23 7:37 PM View:  | Pulse Biosciences, Inc. (PLSE) | 12-Dec-23 | Private Purchase | 17,999 | $9.15 | $164,691.00 | < 1% 37.81M to 37.83M | |
| 13-Dec-23 6:03 PM View: | Pulse Biosciences, Inc. (PLSE) | 11-Dec-23 | Private Purchase | 90,118 | $9.36 | $843,504.00 | < 1% 37.72M to 37.81M | |
| 12-Dec-23 7:28 PM View: | Pulse Biosciences, Inc. (PLSE) | 08-Dec-23 | Private Purchase | 116,656 | $9.54 | $1,112,900.00 | < 1% 37.6M to 37.72M | |
| 11-Dec-23 8:13 PM View: | Pulse Biosciences, Inc. (PLSE) | 07-Dec-23 | Private Purchase | 74,852 | $9.19 | $687,890.00 | < 1% 37.53M to 37.6M | |
| 08-Dec-23 7:38 PM View: | Pulse Biosciences, Inc. (PLSE) | 06-Dec-23 | Option Exercise | 9,933 | $5.95 | $59,101.30 | < 1% 37.44M to 37.45M | |
| 08-Dec-23 7:38 PM View: | Pulse Biosciences, Inc. (PLSE) | 06-Dec-23 | Purchase | 82,813 | $9.06 | $750,286.00 | < 1% 37.45M to 37.53M | |
| 07-Dec-23 8:34 PM View: | Pulse Biosciences, Inc. (PLSE) | 05-Dec-23 | Private Purchase | 66,021 | $9.34 | $616,636.00 | < 1% 37.37M to 37.44M | |
| 06-Dec-23 7:54 PM View: | Pulse Biosciences, Inc. (PLSE) | 04-Dec-23 | Option Exercise | 40,347 | $10.66 | $430,099.00 | < 1% 37.3M to 37.34M | |
| 06-Dec-23 7:54 PM View: | Pulse Biosciences, Inc. (PLSE) | 04-Dec-23 | Purchase | 27,000 | $10.38 | $280,260.00 | < 1% 37.34M to 37.37M | |
| 05-Dec-23 8:31 PM View: | Pulse Biosciences, Inc. (PLSE) | 01-Dec-23 | Private Purchase | 45,600 | $9.07 | $413,592.00 | < 1% 37.26M to 37.3M | |
| 04-Dec-23 7:37 PM View: | Pulse Biosciences, Inc. (PLSE) | 30-Nov-23 | Private Purchase | 152,944 | $9.06 | $1,385,670.00 | < 1% 37.1M to 37.26M | |
| 01-Dec-23 7:36 PM View: | Pulse Biosciences, Inc. (PLSE) | 29-Nov-23 | Option Exercise | 1,667 | $5.95 | $9,918.65 | < 1% 36.88M to 36.88M | |
| 01-Dec-23 7:36 PM View: | Pulse Biosciences, Inc. (PLSE) | 29-Nov-23 | Purchase | 158,600 | $9.44 | $1,497,180.00 | < 1% 36.88M to 37.04M | |
| 01-Dec-23 7:36 PM View: | Pulse Biosciences, Inc. (PLSE) | 29-Nov-23 | Purchase | 60,000 | $9.21 | $552,600.00 | < 1% 37.04M to 37.1M | |
| 30-Nov-23 7:25 PM View: | Pulse Biosciences, Inc. (PLSE) | 28-Nov-23 | Private Purchase | 124,397 | $8.98 | $1,117,080.00 | < 1% 36.76M to 36.88M | |
| 20-Nov-23 10:00 PM View: | Pulse Biosciences, Inc. (PLSE) | 17-Nov-23 | Private Purchase | 20,241 | $6.10 | $123,470.00 | < 1% 36.74M to 36.76M | |
| 09-Nov-23 6:32 PM View: | Pulse Biosciences, Inc. (PLSE) | 07-Nov-23 | Option Exercise | 13,265 | $5.95 | $78,926.80 | < 1% 36.73M to 36.74M | |
| 28-Aug-23 8:08 PM View: | Pulse Biosciences, Inc. (PLSE) | 25-Aug-23 | Option Exercise | 1,667 | $5.95 | $9,918.65 | < 1% 36.72M to 36.73M | |
| 27-Jul-23 9:09 AM View: | Pulse Biosciences, Inc. (PLSE) | 25-Jul-23 | Option Exercise | 1,667 | $5.95 | $9,918.65 | < 1% 36.72M to 36.72M | |
| 07-Jul-23 6:26 PM View: | Pulse Biosciences, Inc. (PLSE) | 07-Jul-23 | Option Exercise | 67,133 | $2.23 | $150,012.00 | < 1% 36.65M to 36.72M | |
| 07-Jul-23 6:26 PM View: | Pulse Biosciences, Inc. (PLSE) | 05-Jul-23 | Option Exercise | 65,000 | $2.14 | $139,100.00 | < 1% 36.59M to 36.65M | |
| 16-Jun-23 4:12 PM View: | Pulse Biosciences, Inc. (PLSE) | 14-Jun-23 | Exercise (in-the money or at-the-money) | 5,683,160 | $2.05 | $11,650,500.00 | 18% 30.83M to 36.51M | |
| 16-Jun-23 4:12 PM View: | Pulse Biosciences, Inc. (PLSE) | 14-Jun-23 | Exercise (in-the money or at-the-money) | 81,025 | $2.05 | $166,101.00 | < 1% 36.51M to 36.59M | |
| 10-May-23 5:41 PM View: | Pulse Biosciences, Inc. (PLSE) | 09-May-23 | Private Purchase | 10,022,900 | $6.51 | $65,249,300.00 | 48% 20.8M to 30.83M | |
| 08-Mar-23 4:12 PM View: | Summit Therapeutics Inc. (SMMT) | 06-Mar-23 | Private Purchase | 376,489,984 | $1.05 | $395,313,984.00 | 214% 175.86M to 552.35M | |
| 08-Dec-22 6:28 PM View: | Summit Therapeutics Inc. (SMMT) | 06-Dec-22 | Acquisition (other) | 9,346,430 | -- | -- | 6% 162.53M to 171.88M | |
| 18-Aug-22 4:38 PM View: | Summit Therapeutics Inc. (SMMT) | 16-Aug-22 | Private Purchase | 94,849,200 | $0.97 | $92,003,696.00 | 140% 67.68M to 162.53M | |
| 10-Jun-22 7:00 PM View: | Pulse Biosciences, Inc. (PLSE) | 09-Jun-22 | Exercise (in-the money or at-the-money) | 5,683,160 | -- | -- | 38% 15.04M to 20.72M | |
| 10-Jun-22 7:00 PM View: | Pulse Biosciences, Inc. (PLSE) | 09-Jun-22 | Exercise (in-the money or at-the-money) | 81,025 | -- | -- | < 1% 20.72M to 20.8M | |
| 25-May-22 8:45 PM View: | Summit Therapeutics Inc. (SMMT) | 23-May-22 | Acquisition (other) | 21,135 | -- | -- | < 1% 67.66M to 67.68M | |
| 02-Jul-21 4:48 PM View: | Pulse Biosciences, Inc. (PLSE) | 30-Jun-21 | Market Purchase | 3,048,780 | $16.40 | $50,000,000.00 | 25% 11.99M to 15.04M | 27% |
| 14-May-21 4:39 PM View: | Summit Therapeutics Inc. (SMMT) | 12-May-21 | Market Purchase | 11,365,900 | $5.24 | $59,557,400.00 | 20% 56.3M to 67.66M | 4% |
| 30-Dec-20 9:11 PM View: | Pulse Biosciences, Inc. (PLSE) | 29-Dec-20 | Exercise (in-the money or at-the-money) | 376,065 | $7.01 | $2,636,220.00 | 3% 11.61M to 11.98M | |
| 30-Dec-20 9:11 PM View: | Pulse Biosciences, Inc. (PLSE) | 29-Dec-20 | Exercise (in-the money or at-the-money) | 8,214 | $7.01 | $57,580.10 | < 1% 11.98M to 11.99M | |
| 10-Nov-20 4:25 PM View: | Summit Therapeutics Inc. (SMMT) | 06-Nov-20 | Purchase | 14,071,900 | $3.34 | $47,000,000.00 | 33% 42.22M to 56.3M | |
| 17-Jun-20 4:03 PM View: | Pulse Biosciences, Inc. (PLSE) | 15-Jun-20 | Exercise (in-the money or at-the-money) | 2,507,110 | $7.01 | $17,574,900.00 | 28% 9.04M to 11.55M | |
| 17-Jun-20 4:03 PM View: | Pulse Biosciences, Inc. (PLSE) | 15-Jun-20 | Exercise (in-the money or at-the-money) | 54,761 | $7.01 | $383,875.00 | < 1% 11.55M to 11.61M | |
| 20-Mar-19 5:24 PM View: | Achaogen, Inc. (AKAO) | 20-Mar-19 | Market Sale | 50,000 | $0.53 | $26,500.00 | (< 1%) 5.81M to 5.76M | 2% |
| 20-Mar-19 5:24 PM View: | Achaogen, Inc. (AKAO) | 19-Mar-19 | Market Sale | 956,009 | $0.53 | $506,685.00 | (14%) 6.76M to 5.81M | 2% |
| 20-Mar-19 5:24 PM View: | Achaogen, Inc. (AKAO) | 18-Mar-19 | Market Sale | 271,879 | $0.56 | $152,252.00 | (4%) 7.04M to 6.76M | 7% |
| 13-Mar-19 5:31 PM View: | Achaogen, Inc. (AKAO) | 13-Mar-19 | Market Sale | 1,199,930 | $0.59 | $707,959.00 | (15%) 8.24M to 7.04M | (3%) |
| 13-Mar-19 5:31 PM View: | Achaogen, Inc. (AKAO) | 12-Mar-19 | Market Sale | 633,975 | $0.61 | $386,725.00 | (7%) 8.87M to 8.24M | 0% |
| 13-Mar-19 5:31 PM View: | Achaogen, Inc. (AKAO) | 11-Mar-19 | Market Sale | 520,102 | $0.63 | $327,664.00 | (6%) 9.39M to 8.87M | 3% |
| 17-Dec-18 4:05 PM View: | Pulse Biosciences, Inc. (PLSE) | 13-Dec-18 | Exercise (in-the money or at-the-money) | 2,914,180 | $12.57 | $36,619,000.00 | 49% 5.9M to 8.81M | 68% |
| 17-Dec-18 4:05 PM View: | Pulse Biosciences, Inc. (PLSE) | 13-Dec-18 | Exercise (in-the money or at-the-money) | 232,044 | $12.57 | $2,915,820.00 | 3% 8.81M to 9.04M | 68% |
| 12-Dec-18 6:23 PM View: | Achaogen, Inc. (AKAO) | 11-Dec-18 | Market Purchase | 306,848 | $1.65 | $505,010.00 | 3% 9.08M to 9.39M | (44%) |
| 12-Dec-18 6:23 PM View: | Achaogen, Inc. (AKAO) | 10-Dec-18 | Market Purchase | 436,500 | $1.60 | $697,789.00 | 5% 8.65M to 9.08M | (42%) |
| 11-Dec-18 5:44 PM View: | Achaogen, Inc. (AKAO) | 07-Dec-18 | Market Purchase | 22,431 | $1.40 | $31,394.40 | < 1% 8.62M to 8.65M | (34%) |
| 27-Nov-18 5:22 PM View: | Achaogen, Inc. (AKAO) | 27-Nov-18 | Market Purchase | 77,585 | $1.68 | $129,963.00 | < 1% 8.55M to 8.62M | (45%) |
| 27-Nov-18 5:22 PM View: | Achaogen, Inc. (AKAO) | 23-Nov-18 | Market Purchase | 80,175 | $1.89 | $151,643.00 | < 1% 8.47M to 8.55M | (51%) |