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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 14-Aug-23 4:10 PM View:  | Capital Southwest Corporation (CSWC) | 10-Aug-23 | Grant | 2,240 | -- | -- | 3% 80.42K to 82.67K | |
| 22-Jun-23 5:58 PM View: | Drilling Tools Internationa... (DTI) | 20-Jun-23 | Grant | 118,252 | -- | -- | 100% 0 to 118.25K | |
| 12-Aug-22 4:14 PM View: | Capital Southwest Corporation (CSWC) | 10-Aug-22 | Grant | 2,421 | -- | -- | 3% 78.0K to 80.42K | |
| 19-Mar-20 5:55 PM View: | Capital Southwest Corporation (CSWC) | 18-Mar-20 | Market Purchase | 39,000 | $8.84 | $344,620.00 | 166% 23.5K to 62.5K | 112% |
| 19-Mar-20 5:55 PM View: | Capital Southwest Corporation (CSWC) | 18-Mar-20 | Market Purchase | 15,500 | $8.84 | $136,964.00 | 25% 62.5K to 78.0K | 112% |
| 27-Dec-18 4:32 PM View: | Capital Southwest Corporation (CSWC) | 26-Dec-18 | Market Purchase | 3,504 | $18.78 | $65,805.10 | 18% 20.0K to 23.5K | (10%) |
| 27-Dec-18 4:32 PM View: | Capital Southwest Corporation (CSWC) | 24-Dec-18 | Market Purchase | 2,900 | $18.16 | $52,664.00 | 17% 17.1K to 20.0K | (7%) |
| 15-Sep-16 5:59 PM View: | Capital Southwest Corporation (CSWC) | 15-Sep-16 | Market Purchase | 5,400 | $14.90 | $80,460.00 | 46% 11.7K to 17.1K | (2%) |
| 15-Sep-16 5:59 PM View: | Capital Southwest Corporation (CSWC) | 14-Sep-16 | Market Purchase | 900 | $14.90 | $13,410.00 | 8% 10.8K to 11.7K | (2%) |
| 15-Sep-16 5:59 PM View: | Capital Southwest Corporation (CSWC) | 13-Sep-16 | Market Purchase | 2,700 | $14.90 | $40,230.00 | 33% 8.1K to 10.8K | (2%) |
| 09-Sep-16 5:07 PM View: | Capital Southwest Corporation (CSWC) | 09-Sep-16 | Market Purchase | 2,600 | $14.89 | $38,714.00 | 43% 6.0K to 8.6K | (3%) |
| 09-Sep-16 5:07 PM View: | Capital Southwest Corporation (CSWC) | 08-Sep-16 | Market Purchase | 1,500 | $14.84 | $22,260.00 | 38% 4.0K to 5.5K | (3%) |
| 09-Sep-16 5:07 PM View: | Capital Southwest Corporation (CSWC) | 07-Sep-16 | Market Purchase | 1,900 | $14.78 | $28,082.00 | 90% 2.1K to 4.0K | (2%) |
| 03-Jun-15 6:46 PM View: | Viasystems Group Inc. (VIAS) | 31-May-15 | Disposition | 38,246 | -- | -- | (100%) 38.25K to 0 | |
| 18-May-15 5:16 PM View: | Capital Southwest Corporation (CSWC) | 15-May-15 | Market Purchase | 2,100 | $51.43 | $108,009.00 | 100% 0 to 2.1K | (72%) |
| 07-May-14 4:05 PM View: | Viasystems Group Inc. (VIAS) | 06-May-14 | Grant | 12,690 | -- | -- | 50% 25.56K to 38.25K | |
| 09-May-13 9:55 AM View: | Viasystems Group Inc. (VIAS) | 07-May-13 | Grant | 11,848 | -- | -- | < 1% 15.58M to 15.59M | |
| 09-May-12 4:04 PM View: | Viasystems Group Inc. (VIAS) | 08-May-12 | Grant | 6,852 | -- | -- | < 1% 15.57M to 15.58M | |
| 25-Jun-10 10:38 AM View: | Viasystems Group Inc. (VIAS) | 23-Jun-10 | Grant | 6,856 | -- | -- | 100% 0 to 6.86K | |
| 20-Mar-06 9:28 PM View: | Regency Energy Partners LP (RGP) | 20-Mar-06 | Disposition (other) Duplicate | 1,400,000 | $18.69 | $26,162,500.00 | (29%) 4.87M to 3.47M | |
| 20-Mar-06 9:28 PM View: | Regency Energy Partners LP (RGP) | 16-Mar-06 | Disposition (other) | 497,641 | -- | -- | (9%) 5.37M to 4.87M | |
| 07-Feb-06 7:15 PM View: | Regency Energy Partners LP (RGP) | 03-Feb-06 | Market Purchase | 12,500 | $20.00 | $250,000.00 | 100% 0 to 12.5K | 144% |