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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 16-May-19 4:44 PM View:  | Northeast Bancorp (NBN) | 15-May-19 | Disposition (other) | 59,713 | -- | -- | (100%) 59.71K to 0 | |
| 14-Sep-18 4:08 PM View: | XL Capital Ltd. (XL) | 12-Sep-18 | Disposition | 57,194 | $57.60 | $3,294,370.00 | (100%) 57.19K to 0 | < 1% |
| 14-Sep-18 4:08 PM View: | XL Capital Ltd. (XL) | 03-Aug-18 | Gift | 8,000 | -- | -- | (12%) 65.19K to 57.19K | |
| 15-May-18 10:00 PM View: | XL Capital Ltd. (XL) | 11-May-18 | Grant | 2,731 | -- | -- | 4% 62.46K to 65.19K | |
| 15-Mar-18 6:36 PM View: | XL Capital Ltd. (XL) | 13-Mar-18 | Option Exercise | 2,500 | $32.28 | $80,700.00 | 4% 59.96K to 62.46K | |
| 05-Jul-17 4:18 PM View: | XL Capital Ltd. (XL) | 30-Jun-17 | Grant | 24 | -- | -- | < 1% 59.94K to 59.96K | |
| 31-May-17 4:50 PM View: | XL Capital Ltd. (XL) | 26-May-17 | Grant | 3,465 | -- | -- | 6% 56.47K to 59.94K | |
| 04-Apr-17 4:36 PM View: | XL Capital Ltd. (XL) | 31-Mar-17 | Grant | 27 | -- | -- | < 1% 56.45K to 56.47K | |
| 05-Jan-17 4:48 PM View: | XL Capital Ltd. (XL) | 03-Jan-17 | Grant | 26 | -- | -- | < 1% 56.42K to 56.45K | |
| 18-Oct-16 4:58 PM View: | XL Capital Ltd. (XL) | 30-Sep-16 | Grant | 28 | -- | -- | < 1% 56.39K to 56.42K | |
| 10-Aug-16 6:45 PM View: | XL Capital Ltd. (XL) | 08-Aug-16 | Grant | 3,317 | -- | -- | 6% 53.08K to 56.39K | |
| 05-Jul-16 4:18 PM View: | XL Capital Ltd. (XL) | 30-Jun-16 | Grant | 29 | -- | -- | < 1% 53.05K to 53.08K | |
| 24-May-16 4:50 PM View: | XL Capital Ltd. (XL) | 20-May-16 | Grant | 1,089 | -- | -- | 2% 52.09K to 53.17K | |
| 24-May-16 4:50 PM View: | XL Capital Ltd. (XL) | 20-May-16 | Payment of Exercise | 127 | $34.45 | $4,375.15 | (< 1%) 53.17K to 53.05K | (68%) |
| 04-Apr-16 4:21 PM View: | XL Capital Ltd. (XL) | 31-Mar-16 | Grant | 26 | -- | -- | < 1% 52.06K to 52.09K | |
| 06-Jan-16 12:32 PM View: | XL Capital Ltd. (XL) | 31-Dec-15 | Grant | 24 | -- | -- | < 1% 52.03K to 52.06K | |
| 02-Oct-15 5:20 PM View: | XL Capital Ltd. (XL) | 30-Sep-15 | Grant | 26 | -- | -- | < 1% 52.01K to 52.04K | |
| 02-Jul-15 4:22 PM View: | XL Capital Ltd. (XL) | 30-Jun-15 | Grant | 20 | -- | -- | < 1% 51.99K to 52.01K | |
| 12-May-15 4:48 PM View: | XL Capital Ltd. (XL) | 08-May-15 | Grant | 4,057 | -- | -- | 8% 49.23K to 53.29K | |
| 12-May-15 4:48 PM View: | XL Capital Ltd. (XL) | 08-May-15 | Payment of Exercise | 1,299 | $36.98 | $48,037.00 | (2%) 53.29K to 51.99K | (60%) |
| 02-Apr-15 7:07 PM View: | XL Capital Ltd. (XL) | 31-Mar-15 | Grant | 20 | -- | -- | < 1% 49.21K to 49.23K | |
| 05-Jan-15 4:18 PM View: | XL Capital Ltd. (XL) | 31-Dec-14 | Grant | 22 | -- | -- | < 1% 49.19K to 49.21K | |
| 02-Oct-14 4:43 PM View: | XL Capital Ltd. (XL) | 30-Sep-14 | Grant | 22 | -- | -- | < 1% 49.17K to 49.19K | |
| 02-Jul-14 4:06 PM View: | XL Capital Ltd. (XL) | 30-Jun-14 | Grant | 22 | -- | -- | < 1% 49.15K to 49.17K | |
| 08-May-14 4:35 PM View: | XL Capital Ltd. (XL) | 06-May-14 | Grant | 4,716 | -- | -- | 10% 45.94K to 50.66K | |
| 08-May-14 4:35 PM View: | XL Capital Ltd. (XL) | 06-May-14 | Payment of Exercise | 1,509 | $31.81 | $48,001.30 | (3%) 50.66K to 49.15K | (89%) |
| 06-May-14 4:02 PM View: | Moody's Corp. (MCO) | 05-May-14 | Market Sale | 15,000 | $78.20 | $1,173,000.00 | (38%) 39.64K to 24.64K | (146%) |
| 02-Apr-14 4:47 PM View: | XL Capital Ltd. (XL) | 31-Mar-14 | Grant | 23 | -- | -- | < 1% 45.91K to 45.94K | |
| 12-Mar-14 4:03 PM View: | Moody's Corp. (MCO) | 10-Mar-14 | Grant | 133 | $82.95 | $11,032.30 | < 1% 39.5K to 39.64K | 132% |
| 13-Feb-14 10:28 AM View: | Moody's Corp. (MCO) | 12-Feb-14 | Grant | 1,823 | -- | -- | 5% 37.68K to 39.5K | |
| 03-Jan-14 4:05 PM View: | XL Capital Ltd. (XL) | 31-Dec-13 | Grant | 20 | -- | -- | < 1% 45.9K to 45.92K | |
| 12-Dec-13 3:33 PM View: | Moody's Corp. (MCO) | 10-Dec-13 | Grant | 128 | $73.25 | $9,376.00 | < 1% 37.55K to 37.68K | 164% |
| 02-Oct-13 5:11 PM View: | XL Capital Ltd. (XL) | 30-Sep-13 | Grant | 21 | -- | -- | < 1% 45.88K to 45.9K | |
| 12-Sep-13 3:09 PM View: | Moody's Corp. (MCO) | 11-Sep-13 | Grant | 139 | $67.23 | $9,344.97 | < 1% 37.41K to 37.55K | 188% |
| 03-Jul-13 8:33 AM View: | XL Capital Ltd. (XL) | 01-Jul-13 | Grant | 21 | -- | -- | < 1% 45.85K to 45.88K | |
| 12-Jun-13 2:22 PM View: | Moody's Corp. (MCO) | 10-Jun-13 | Grant | 114 | $64.96 | $7,405.44 | < 1% 37.3K to 37.41K | 199% |
| 09-May-13 5:12 PM View: | XL Capital Ltd. (XL) | 07-May-13 | Grant | 4,673 | -- | -- | 11% 42.53K to 47.2K | |
| 09-May-13 5:12 PM View: | XL Capital Ltd. (XL) | 07-May-13 | Payment of Exercise | 1,346 | $32.10 | $43,206.60 | (3%) 47.2K to 45.85K | (91%) |
| 03-Apr-13 4:46 PM View: | XL Capital Ltd. (XL) | 01-Apr-13 | Grant | 21 | -- | -- | < 1% 42.51K to 42.53K | |
| 14-Mar-13 2:13 PM View: | Moody's Corp. (MCO) | 13-Mar-13 | Grant | 143 | $51.69 | $7,391.67 | < 1% 37.16K to 37.3K | 277% |
| 14-Feb-13 5:16 PM View: | Moody's Corp. (MCO) | 13-Feb-13 | Grant | 2,800 | -- | -- | 8% 34.36K to 37.16K | |
| 02-Jan-13 6:37 PM View: | XL Capital Ltd. (XL) | 31-Dec-12 | Grant | 20 | -- | -- | < 1% 39.09K to 39.11K | |
| 12-Dec-12 1:40 PM View: | Moody's Corp. (MCO) | 10-Dec-12 | Grant | 111 | $49.20 | $5,461.20 | < 1% 34.25K to 34.36K | 298% |
| 03-Oct-12 6:35 PM View: | XL Capital Ltd. (XL) | 01-Oct-12 | Grant | 20 | -- | -- | < 1% 39.06K to 39.09K | |
| 12-Sep-12 4:08 PM View: | Moody's Corp. (MCO) | 10-Sep-12 | Grant | 130 | $41.86 | $5,441.80 | < 1% 34.12K to 34.25K | 370% |
| 05-Jul-12 5:25 PM View: | XL Capital Ltd. (XL) | 02-Jul-12 | Grant | 23 | -- | -- | < 1% 39.04K to 39.07K | |
| 13-Jun-12 8:04 AM View: | Moody's Corp. (MCO) | 11-Jun-12 | Grant | 150 | $36.68 | $5,502.00 | < 1% 33.97K to 34.12K | 438% |
| 18-May-12 12:10 PM View: | Northeast Bancorp (NBN) | 16-May-12 | Market Purchase | 43,750 | $8.00 | $350,000.00 | 274% 15.96K to 59.71K | 189% |
| 15-May-12 5:14 PM View: | XL Capital Ltd. (XL) | 11-May-12 | Grant | 6,782 | -- | -- | 21% 32.26K to 39.04K | |
| 04-Apr-12 6:08 PM View: | XL Capital Ltd. (XL) | 02-Apr-12 | Grant | 22 | -- | -- | < 1% 32.24K to 32.26K |