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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 10-Dec-18 5:01 PM View:  | Bookham Inc. (OCLR) | 10-Dec-18 | Disposition | 169,333 | -- | -- | (53%) 317.06K to 147.73K | |
| 10-Dec-18 5:01 PM View: | Bookham Inc. (OCLR) | 10-Dec-18 | Disposition | 147,731 | -- | -- | (100%) 147.73K to 0 | |
| 12-Oct-18 7:05 PM View: | Bookham Inc. (OCLR) | 10-Oct-18 | Option Exercise | 8,000 | $3.65 | $29,200.00 | 5% 161.33K to 169.33K | |
| 21-Nov-17 7:00 PM View: | Bookham Inc. (OCLR) | 17-Nov-17 | Grant | 18,762 | -- | -- | 6% 290.3K to 309.06K | |
| 22-Nov-16 6:43 PM View: | Bookham Inc. (OCLR) | 18-Nov-16 | Grant | 12,083 | -- | -- | 4% 278.22K to 290.3K | |
| 12-Nov-15 1:27 PM View: | Bookham Inc. (OCLR) | 10-Nov-15 | Grant | 34,750 | -- | -- | 36% 95.74K to 130.49K | |
| 02-Sep-15 5:32 PM View: | Bookham Inc. (OCLR) | 31-Aug-15 | Market Purchase | 10,000 | $2.75 | $27,500.00 | 17% 60.0K to 70.0K | 200% |
| 25-Aug-15 6:23 PM View: | Bookham Inc. (OCLR) | 24-Aug-15 | Market Purchase | 10,000 | $2.50 | $25,000.00 | 20% 50.0K to 60.0K | 230% |
| 20-May-15 6:20 PM View: | Bookham Inc. (OCLR) | 18-May-15 | Market Purchase | 70,000 | $2.04 | $143,000.00 | 46% 153.47K to 223.47K | 304% |
| 20-May-15 6:20 PM View: | Bookham Inc. (OCLR) | 14-Jan-15 | Gift | 57,731 | -- | -- | 60% 95.74K to 153.47K | |
| 18-Nov-14 7:52 PM View: | Bookham Inc. (OCLR) | 14-Nov-14 | Grant | 50,000 | -- | -- | 48% 103.47K to 153.47K | |
| 16-Jan-14 7:20 PM View: | Bookham Inc. (OCLR) | 14-Jan-14 | Grant | 45,738 | -- | -- | 79% 57.73K to 103.47K | |
| 09-Sep-13 8:06 PM View: | Bookham Inc. (OCLR) | 30-Oct-12 | Grant | 43,918 | -- | -- | 318% 13.81K to 57.73K | |
| 27-Oct-11 7:11 PM View: | Bookham Inc. (OCLR) | 26-Oct-11 | Grant | 10,401 | -- | -- | 305% 3.41K to 13.81K | |
| 29-Oct-10 7:09 PM View: | Bookham Inc. (OCLR) | 27-Oct-10 | Grant | 2,412 | -- | -- | 241% 1.0K to 3.41K | |
| 21-May-08 9:00 PM View: | Bookham Inc. (OCLR) | 13-May-08 | Grant | 5,000 | -- | -- | 100% 0 to 5.0K | |
| 14-Dec-05 3:22 PM View: | Taiwan Greater China Fund (TFC) | 13-Dec-05 | Market Purchase | 2,000 | $5.10 | $10,200.00 | 200% 1.0K to 3.0K | 41% |
| 24-May-04 6:48 PM View: | Taiwan Greater China Fund (TFC) | 17-May-04 | Market Purchase | 1,000 | $3.86 | $3,860.00 | 100% 0 to 1.0K | 86% |