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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 05-Mar-19 7:43 PM View:  | Investment Technology Group... (ITG) | 01-Mar-19 | Disposition | 209,439 | $30.30 | $6,345,990.00 | (100%) 209.44K to 0 | < 1% |
| 13-Feb-19 9:35 PM View: | Investment Technology Group... (ITG) | 11-Feb-19 | Grant | 9,448 | -- | -- | 4% 211.66K to 221.1K | |
| 13-Feb-19 9:35 PM View: | Investment Technology Group... (ITG) | 11-Feb-19 | Payment of Exercise | 12,013 | $30.28 | $363,754.00 | (5%) 221.1K to 209.09K | (< 1%) |
| 07-Feb-19 5:29 PM View: | Investment Technology Group... (ITG) | 05-Feb-19 | Grant | 19,582 | -- | -- | 10% 196.2K to 215.78K | |
| 07-Feb-19 5:29 PM View: | Investment Technology Group... (ITG) | 05-Feb-19 | Payment of Exercise | 4,125 | $30.28 | $124,905.00 | (2%) 215.78K to 211.66K | (< 1%) |
| 28-Jan-19 7:07 PM View: | Investment Technology Group... (ITG) | 24-Jan-19 | Grant | 28,818 | -- | -- | 17% 170.12K to 198.94K | |
| 28-Jan-19 7:07 PM View: | Investment Technology Group... (ITG) | 24-Jan-19 | Payment of Exercise | 2,740 | $30.19 | $82,720.60 | (1%) 198.94K to 196.2K | (< 1%) |
| 14-Feb-18 6:55 PM View: | Investment Technology Group... (ITG) | 12-Feb-18 | Payment of Exercise | 2,918 | $19.57 | $57,105.30 | (2%) 173.04K to 170.12K | (53%) |
| 13-Feb-18 6:22 PM View: | Investment Technology Group... (ITG) | 11-Feb-18 | Payment of Exercise | 7,636 | $19.81 | $151,269.00 | (4%) 180.68K to 173.04K | (51%) |
| 26-Jan-18 5:17 PM View: | Investment Technology Group... (ITG) | 24-Jan-18 | Grant | 12,945 | -- | -- | 8% 169.36K to 182.3K | |
| 26-Jan-18 5:17 PM View: | Investment Technology Group... (ITG) | 24-Jan-18 | Payment of Exercise | 1,627 | $21.67 | $35,257.10 | (< 1%) 182.3K to 180.68K | (38%) |
| 19-Dec-17 4:51 PM View: | Investment Technology Group... (ITG) | 15-Dec-17 | Grant | 44 | $18.94 | $840.94 | < 1% 169.31K to 169.36K | 58% |
| 19-Sep-17 4:55 PM View: | Investment Technology Group... (ITG) | 15-Sep-17 | Grant | 42 | $20.13 | $840.83 | < 1% 169.27K to 169.31K | 48% |
| 19-Jun-17 4:53 PM View: | Investment Technology Group... (ITG) | 15-Jun-17 | Grant | 38 | $21.88 | $840.85 | < 1% 169.23K to 169.27K | 36% |
| 17-Mar-17 5:43 PM View: | Investment Technology Group... (ITG) | 15-Mar-17 | Grant | 41 | $20.28 | $840.81 | < 1% 169.19K to 169.23K | 46% |
| 24-Feb-17 4:47 PM View: | Investment Technology Group... (ITG) | 22-Feb-17 | Payment of Exercise | 2,378 | $20.06 | $47,702.70 | (1%) 171.57K to 169.19K | (48%) |
| 14-Feb-17 8:39 PM View: | Investment Technology Group... (ITG) | 12-Feb-17 | Payment of Exercise | 5,595 | $20.18 | $112,907.00 | (3%) 177.16K to 171.57K | (47%) |
| 14-Feb-17 8:39 PM View: | Investment Technology Group... (ITG) | 11-Feb-17 | Payment of Exercise | 7,646 | $20.18 | $154,296.00 | (4%) 184.81K to 177.16K | (47%) |
| 26-Jan-17 5:52 PM View: | Investment Technology Group... (ITG) | 24-Jan-17 | Grant | 13,664 | -- | -- | 8% 171.15K to 184.81K | |
| 15-Dec-16 4:41 PM View: | Investment Technology Group... (ITG) | 13-Dec-16 | Grant | 74 | $20.40 | $1,519.60 | < 1% 171.07K to 171.15K | 46% |
| 09-Sep-16 5:49 PM View: | Investment Technology Group... (ITG) | 07-Sep-16 | Grant | 97 | $15.72 | $1,519.65 | < 1% 170.97K to 171.07K | 90% |
| 16-Jun-16 8:24 PM View: | Investment Technology Group... (ITG) | 14-Jun-16 | Grant | 94 | $16.10 | $1,519.68 | < 1% 170.88K to 170.97K | 86% |
| 22-Mar-16 5:01 PM View: | Investment Technology Group... (ITG) | 18-Mar-16 | Grant | 70 | $21.77 | $1,519.55 | < 1% 170.81K to 170.88K | 38% |
| 24-Feb-16 7:21 PM View: | Investment Technology Group... (ITG) | 23-Feb-16 | Payment of Exercise | 3,209 | $17.56 | $56,350.00 | (2%) 174.02K to 170.81K | (72%) |
| 24-Feb-16 7:21 PM View: | Investment Technology Group... (ITG) | 22-Feb-16 | Payment of Exercise | 2,986 | $17.24 | $51,478.60 | (2%) 177.0K to 174.02K | (75%) |
| 16-Feb-16 10:00 PM View: | Investment Technology Group... (ITG) | 12-Feb-16 | Payment of Exercise | 2,275 | $17.42 | $39,630.50 | (1%) 179.28K to 177.0K | (73%) |
| 16-Feb-16 10:00 PM View: | Investment Technology Group... (ITG) | 11-Feb-16 | Grant | 22,115 | -- | -- | 13% 166.94K to 189.06K | |
| 16-Feb-16 10:00 PM View: | Investment Technology Group... (ITG) | 11-Feb-16 | Payment of Exercise | 3,626 | $17.30 | $62,729.80 | (2%) 189.06K to 185.43K | (75%) |
| 15-Dec-15 6:54 PM View: | Investment Technology Group... (ITG) | 11-Dec-15 | Grant | 191 | $17.38 | $3,319.58 | < 1% 166.75K to 166.94K | 74% |
| 16-Nov-15 7:36 PM View: | Investment Technology Group... (ITG) | 12-Nov-15 | Grant | 26,902 | -- | -- | 19% 139.85K to 166.75K | |
| 14-Sep-15 9:42 PM View: | Investment Technology Group... (ITG) | 10-Sep-15 | Grant | 246 | $13.50 | $3,319.65 | < 1% 139.6K to 139.85K | 124% |
| 09-Jun-15 5:13 PM View: | Investment Technology Group... (ITG) | 05-Jun-15 | Grant | 166 | $27.44 | $4,566.29 | < 1% 139.44K to 139.6K | 11% |
| 25-Feb-15 7:35 PM View: | Investment Technology Group... (ITG) | 23-Feb-15 | Payment of Exercise | 6,326 | $22.04 | $139,425.00 | (4%) 146.01K to 139.68K | (38%) |
| 24-Feb-15 6:16 PM View: | Investment Technology Group... (ITG) | 22-Feb-15 | Payment of Exercise | 2,568 | $21.99 | $56,470.30 | (2%) 148.58K to 146.01K | (39%) |
| 17-Feb-15 4:49 PM View: | Investment Technology Group... (ITG) | 12-Feb-15 | Payment of Exercise | 2,248 | $22.18 | $49,860.60 | (1%) 150.83K to 148.58K | (38%) |
| 13-Feb-15 6:59 PM View: | Investment Technology Group... (ITG) | 11-Feb-15 | Grant | 19,582 | -- | -- | 15% 131.24K to 150.83K | |
| 25-Feb-14 8:22 PM View: | Investment Technology Group... (ITG) | 23-Feb-14 | Payment of Exercise | 9,635 | $16.81 | $161,964.00 | (7%) 140.88K to 131.24K | (81%) |
| 25-Feb-14 8:22 PM View: | Investment Technology Group... (ITG) | 22-Feb-14 | Payment of Exercise | 1,284 | $16.81 | $21,584.00 | (< 1%) 142.16K to 140.88K | (81%) |
| 14-Feb-14 4:27 PM View: | Investment Technology Group... (ITG) | 12-Feb-14 | Grant | 40,124 | -- | -- | 39% 102.04K to 142.16K | |
| 26-Feb-13 8:42 PM View: | Investment Technology Group... (ITG) | 23-Feb-13 | Payment of Exercise | 5,410 | $12.24 | $66,218.40 | (5%) 107.45K to 102.04K | (149%) |
| 26-Feb-13 8:42 PM View: | Investment Technology Group... (ITG) | 22-Feb-13 | Grant | 22,918 | -- | -- | 27% 84.53K to 107.45K | |
| 05-Feb-13 5:19 PM View: | Investment Technology Group... (ITG) | 01-Feb-13 | Payment of Exercise | 9,213 | $10.43 | $96,091.60 | (10%) 93.74K to 84.53K | (192%) |
| 27-Feb-12 7:47 PM View: | Investment Technology Group... (ITG) | 23-Feb-12 | Grant | 43,654 | -- | -- | 82% 52.98K to 96.64K | |
| 27-Feb-12 7:47 PM View: | Investment Technology Group... (ITG) | 23-Feb-12 | Payment of Exercise | 2,893 | $11.34 | $32,806.60 | (3%) 96.64K to 93.74K | (169%) |
| 25-Feb-11 5:04 PM View: | Investment Technology Group... (ITG) | 23-Feb-11 | Grant | 28,863 | -- | -- | 120% 24.12K to 52.98K | |
| 02-Dec-09 5:05 PM View: | NYFIX Inc. (NYFX) | 30-Nov-09 | Disposition | 12,000 | $1.67 | $20,100.00 | (100%) 12.0K to 0 | |
| 11-Mar-08 5:00 PM View: | NYFIX Inc. (NYFX) | 10-Mar-08 | Market Purchase | 12,000 | $3.92 | $47,038.00 | 100% 0 to 12.0K | (71%) |
| 24-May-05 2:24 PM View: | Maxcor Financial Group Inc (MAXFE.OB) | 20-May-05 | Disposition | 26,200 | $14.00 | $366,800.00 | (100%) 26.2K to 0 | |
| 01-Mar-04 10:00 PM View: | Maxcor Financial Group Inc (MAXFE.OB) | 26-Feb-04 | Option Exercise | 6,500 | $2.28 | $14,830.00 | 33% 19.7K to 26.2K | |
| 25-Aug-03 10:00 PM View: | Maxcor Financial Group Inc (MAXFE.OB) | 21-Aug-03 | Option Exercise | 6,500 | $2.00 | $13,000.00 | 49% 13.2K to 19.7K |