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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 29-Feb-24 12:26 PM View:  | A-Mark Precious Metals, Inc. (AMRK) | 27-Feb-24 | Private Purchase | 20,000 | $25.63 | $512,536.00 | 16% 123.67K to 143.67K | |
| 16-Nov-23 3:58 PM View: | A-Mark Precious Metals, Inc. (AMRK) | 15-Nov-23 | Grant | 2,319 | -- | -- | < 1% 326.35K to 328.67K | |
| 22-May-23 12:56 PM View: | A-Mark Precious Metals, Inc. (AMRK) | 19-May-23 | Exercise (in-the money or at-the-money) | 55,000 | $34.55 | $1,900,000.00 | (14%) 381.35K to 326.35K | |
| 31-Oct-22 6:49 PM View: | A-Mark Precious Metals, Inc. (AMRK) | 27-Oct-22 | Grant | 2,021 | -- | -- | < 1% 379.33K to 381.35K | |
| 15-Nov-21 6:34 PM View: | A-Mark Precious Metals, Inc. (AMRK) | 11-Nov-21 | Market Sale | 7,212 | $71.04 | $512,324.00 | (4%) 196.88K to 189.66K | (6%) |
| 12-Nov-21 6:48 PM View: | A-Mark Precious Metals, Inc. (AMRK) | 10-Nov-21 | Market Sale | 8,413 | $70.26 | $591,084.00 | (4%) 205.29K to 196.88K | (3%) |
| 01-Nov-21 1:41 PM View: | A-Mark Precious Metals, Inc. (AMRK) | 28-Oct-21 | Grant | 824 | -- | -- | < 1% 204.47K to 205.29K | |
| 03-May-21 6:03 PM View: | A-Mark Precious Metals, Inc. (AMRK) | 29-Apr-21 | Grant | 1,590 | -- | -- | < 1% 201.28K to 202.88K | |
| 19-Feb-21 7:20 PM View: | Alj Regional Holdings Inc (ALJJ) | 17-Feb-21 | Market Sale | 276,237 | $1.80 | $498,470.00 | (2%) 16.02M to 15.74M | |
| 21-Sep-20 8:27 PM View: | A-Mark Precious Metals, Inc. (AMRK) | 18-Sep-20 | Market Sale | 15,000 | $33.34 | $500,074.00 | (7%) 217.88K to 202.88K | 18% |
| 21-Sep-20 8:27 PM View: | A-Mark Precious Metals, Inc. (AMRK) | 17-Sep-20 | Market Sale | 10,000 | $33.51 | $335,071.00 | (4%) 233.67K to 223.67K | 22% |
| 21-Sep-20 8:27 PM View: | A-Mark Precious Metals, Inc. (AMRK) | 17-Sep-20 | Market Sale | 5,793 | $33.47 | $193,893.00 | (3%) 223.67K to 217.88K | 22% |
| 15-Jun-20 5:56 PM View: | Cherokee Inc. (APEX) | 11-Jun-20 | Grant | 13,776 | -- | -- | 3% 449.55K to 463.33K | |
| 22-May-20 4:37 PM View: | A-Mark Precious Metals, Inc. (AMRK) | 21-May-20 | Market Sale | 1,633 | $16.55 | $27,020.40 | (< 1%) 235.3K to 233.67K | (58%) |
| 20-May-20 7:06 PM View: | A-Mark Precious Metals, Inc. (AMRK) | 19-May-20 | Market Sale | 1,948 | $16.30 | $31,759.40 | (< 1%) 238.7K to 236.75K | (60%) |
| 20-May-20 7:06 PM View: | A-Mark Precious Metals, Inc. (AMRK) | 18-May-20 | Market Sale | 500 | $16.55 | $8,275.00 | (< 1%) 237.75K to 237.25K | (58%) |
| 18-May-20 6:00 PM View: | A-Mark Precious Metals, Inc. (AMRK) | 15-May-20 | Market Sale | 2,000 | $16.20 | $32,400.00 | (< 1%) 239.75K to 237.75K | (61%) |
| 15-May-20 5:53 PM View: | A-Mark Precious Metals, Inc. (AMRK) | 14-May-20 | Market Sale | 5,149 | $16.07 | $82,752.20 | (2%) 244.9K to 239.75K | (62%) |
| 15-May-20 5:53 PM View: | A-Mark Precious Metals, Inc. (AMRK) | 13-May-20 | Market Sale | 5,324 | $16.03 | $85,342.70 | (2%) 250.22K to 244.9K | (63%) |
| 14-May-20 6:58 PM View: | A-Mark Precious Metals, Inc. (AMRK) | 12-May-20 | Market Sale | 7,004 | $16.06 | $112,499.00 | (3%) 257.23K to 250.22K | (62%) |
| 16-Mar-20 5:28 PM View: | Alj Regional Holdings Inc (ALJJ) | 13-Mar-20 | Grant | 14,419 | $0.75 | $10,804.20 | < 1% 16.05M to 16.06M | 29% |
| 16-Mar-20 5:28 PM View: | Alj Regional Holdings Inc (ALJJ) | 12-Mar-20 | Grant | 29,200 | $0.75 | $21,891.20 | < 1% 16.02M to 16.05M | 29% |
| 10-Sep-19 8:01 PM View: | Alj Regional Holdings Inc (ALJJ) | 06-Sep-19 | Grant | 133,070 | -- | -- | < 1% 15.89M to 16.02M | |
| 18-Nov-19 10:00 PM View: | Alj Regional Holdings Inc (ALJJ) | 22-Aug-19 | Gift | 32,000 | -- | -- | (< 1%) 16.02M to 15.99M | |
| 01-Aug-19 4:45 PM View: | Alj Regional Holdings Inc (ALJJ) | 30-Jul-19 | Purchase | 1,560,000 | -- | -- | 11% 14.33M to 15.89M | |
| 24-Jun-19 3:13 PM View: | Cherokee Inc. (APEX) | 20-Jun-19 | Grant | 84,746 | -- | -- | 7% 1.26M to 1.34M | |
| 27-Feb-19 8:16 PM View: | Alj Regional Holdings Inc (ALJJ) | 26-Feb-19 | Market Purchase | 20,160 | $1.98 | $39,975.30 | < 1% 14.31M to 14.33M | (52%) |
| 27-Feb-19 8:16 PM View: | Alj Regional Holdings Inc (ALJJ) | 25-Feb-19 | Market Purchase | 1,749 | $1.89 | $3,313.13 | < 1% 14.31M to 14.31M | (50%) |
| 20-Feb-19 7:08 PM View: | Alj Regional Holdings Inc (ALJJ) | 20-Feb-19 | Market Purchase | 77,060 | $1.85 | $142,391.00 | < 1% 14.23M to 14.31M | (49%) |
| 20-Feb-19 7:08 PM View: | Alj Regional Holdings Inc (ALJJ) | 19-Feb-19 | Market Purchase | 21,233 | $1.85 | $39,247.10 | < 1% 14.21M to 14.23M | (49%) |
| 20-Feb-19 7:08 PM View: | Alj Regional Holdings Inc (ALJJ) | 15-Feb-19 | Market Purchase | 54,475 | $1.78 | $96,769.40 | < 1% 14.15M to 14.21M | (47%) |
| 20-Feb-19 6:07 PM View: | Cherokee Inc. (APEX) | 01-Feb-19 | Option Exercise | 355,000 | $0.50 | $177,500.00 | 39% 901.57K to 1.26M | |
| 19-Dec-18 6:25 PM View: | Cherokee Inc. (APEX) | 17-Dec-18 | Grant | 36,832 | -- | -- | 4% 864.74K to 901.57K | |
| 18-Sep-18 5:25 PM View: | Cherokee Inc. (APEX) | 17-Sep-18 | Grant | 20,346 | -- | -- | 2% 833.76K to 854.11K | |
| 20-Aug-18 9:04 PM View: | Alj Regional Holdings Inc (ALJJ) | 17-Aug-18 | Grant | 109,223 | -- | -- | < 1% 14.04M to 14.15M | |
| 15-Jun-18 5:17 PM View: | Alj Regional Holdings Inc (ALJJ) | 14-Jun-18 | Market Purchase | 20,000 | $1.59 | $31,778.00 | < 1% 14.02M to 14.04M | (40%) |
| 15-Jun-18 5:17 PM View: | Alj Regional Holdings Inc (ALJJ) | 13-Jun-18 | Market Purchase | 110,100 | $1.54 | $169,136.00 | < 1% 13.91M to 14.02M | (38%) |
| 16-Apr-18 2:38 PM View: | Tcw Direct Lending Vii LLC (N/A) | 13-Apr-18 | Purchase | 5,000 | $100.00 | $500,000.00 | 100% 0 to 5.0K | |
| 19-Mar-18 4:36 PM View: | Alj Regional Holdings Inc (ALJJ) | 16-Mar-18 | Market Purchase | 5,105 | $2.14 | $10,948.70 | < 1% 13.91M to 13.91M | (56%) |
| 19-Mar-18 4:36 PM View: | Alj Regional Holdings Inc (ALJJ) | 15-Mar-18 | Market Purchase | 67,716 | $2.09 | $141,222.00 | < 1% 13.84M to 13.91M | (55%) |
| 20-Feb-18 7:18 PM View: | Alj Regional Holdings Inc (ALJJ) | 20-Feb-18 | Market Purchase | 300,000 | $2.25 | $676,320.00 | 2% 13.54M to 13.84M | (58%) |
| 01-Nov-17 8:00 PM View: | Cherokee Inc. (APEX) | 30-Oct-17 | Grant | 17,977 | -- | -- | 2% 815.78K to 833.76K | |
| 26-Oct-17 7:44 PM View: | Alj Regional Holdings Inc (ALJJ) | 26-Oct-17 | Grant | 30,030 | -- | -- | < 1% 13.51M to 13.54M | |
| 18-Aug-17 6:50 PM View: | Alj Regional Holdings Inc (ALJJ) | 16-Aug-17 | Option Exercise | 1,000,000 | $1.00 | $1,000,000.00 | 8% 12.51M to 13.51M | |
| 15-Aug-17 5:14 PM View: | Cherokee Inc. (APEX) | 11-Aug-17 | Grant | 473,934 | $4.22 | $2,000,000.00 | 139% 341.85K to 815.78K | (81%) |
| 22-Feb-17 6:47 PM View: | Alj Regional Holdings Inc (ALJJ) | 22-Feb-17 | Market Sale | 300 | $4.05 | $1,215.00 | (< 1%) 4.85M to 4.85M | 77% |
| 14-Feb-17 9:57 PM View: | Alj Regional Holdings Inc (ALJJ) | 14-Feb-17 | Market Sale | 900 | $4.05 | $3,645.00 | (< 1%) 4.86M to 4.85M | 77% |
| 13-Feb-17 8:07 PM View: | Alj Regional Holdings Inc (ALJJ) | 13-Feb-17 | Market Sale | 3,323 | $4.06 | $13,485.10 | (< 1%) 4.86M to 4.86M | 77% |
| 10-Feb-17 7:32 PM View: | Alj Regional Holdings Inc (ALJJ) | 10-Feb-17 | Market Sale | 5,000 | $4.05 | $20,254.50 | (< 1%) 4.86M to 4.86M | 77% |
| 09-Feb-17 6:50 PM View: | Alj Regional Holdings Inc (ALJJ) | 09-Feb-17 | Market Sale | 5,000 | $4.05 | $20,260.50 | (< 1%) 4.87M to 4.86M | 77% |