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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 05-Jan-24 4:32 PM View:  | 22nd Century Group, Inc. (XXII) | 04-Jan-24 | Private Purchase | 100,000 | $0.17 | $17,360.00 | 100% 0 to 100.0K | |
| 22-Jul-20 6:07 AM View: | Eastside Distilling, Inc. (EAST) | 18-Jul-20 | Option Exercise | 21,186 | -- | -- | 47% 44.75K to 65.93K | |
| 07-Apr-20 2:16 PM View: | Eastside Distilling, Inc. (EAST) | 06-Apr-20 | Option Exercise | 22,727 | $1.10 | $24,999.70 | 103% 22.02K to 44.75K | 14% |
| 30-Jan-20 9:53 PM View: | Eastside Distilling, Inc. (EAST) | 15-Jan-20 | Option Exercise | 12,019 | $3.20 | $38,460.80 | 120% 10.0K to 22.02K | (61%) |
| 22-Nov-19 2:12 PM View: | Eastside Distilling, Inc. (EAST) | 21-Nov-19 | Market Purchase | 5,235 | $3.34 | $17,477.00 | 110% 4.76K to 10.0K | (62%) |
| 22-Nov-19 2:12 PM View: | Eastside Distilling, Inc. (EAST) | 20-Nov-19 | Market Purchase | 4,762 | $2.88 | $13,714.60 | 100% 0 to 4.76K | (56%) |
| 21-Jun-16 11:38 AM View: | CVD Equipment Corp. (CVV) | 09-May-16 | Option Exercise | 900 | $6.87 | $6,183.00 | 15% 5.9K to 6.8K | (32%) |
| 12-Feb-16 11:38 AM View: | CVD Equipment Corp. (CVV) | 15-Jan-16 | Option Exercise | 2,800 | $8.86 | $24,808.00 | 90% 3.1K to 5.9K | (47%) |
| 15-Jan-15 4:26 PM View: | CVD Equipment Corp. (CVV) | 15-Jan-15 | Option Exercise | 1,800 | $14.00 | $25,200.00 | 138% 1.3K to 3.1K | (67%) |
| 24-Aug-12 7:00 PM View: | Qualstar Corp. (QBAK) | 24-Aug-12 | Market Purchase | 2,000 | $1.70 | $3,397.60 | 100% 0 to 2.0K | (19%) |
| 23-Jul-10 5:38 PM View: | Advanced Energy Industries,... (AEIS) | 21-Jul-10 | Payment of Exercise | 145 | $13.81 | $2,002.45 | (1%) 13.19K to 13.05K | (615%) |
| 22-Jul-10 8:41 PM View: | Advanced Energy Industries,... (AEIS) | 20-Jul-10 | Grant | 1,875 | -- | -- | 17% 11.32K to 13.19K | |
| 26-Apr-10 8:43 PM View: | Advanced Energy Industries,... (AEIS) | 26-Apr-10 | Payment of Exercise | 174 | $16.07 | $2,796.18 | (2%) 11.49K to 11.32K | (514%) |
| 22-Apr-10 6:54 PM View: | Advanced Energy Industries,... (AEIS) | 20-Apr-10 | Grant | 1,875 | -- | -- | 19% 9.62K to 11.49K | |
| 23-Feb-10 7:24 PM View: | Advanced Energy Industries,... (AEIS) | 19-Feb-10 | Payment of Exercise | 174 | $15.42 | $2,683.08 | (2%) 9.79K to 9.62K | (540%) |
| 18-Feb-10 6:41 PM View: | Advanced Energy Industries,... (AEIS) | 16-Feb-10 | Grant | 1,875 | -- | -- | 24% 7.92K to 9.79K | |
| 29-Oct-09 7:43 PM View: | Advanced Energy Industries,... (AEIS) | 27-Oct-09 | Grant | 1,875 | -- | -- | 31% 6.04K to 7.92K | |
| 23-Jul-09 7:01 PM View: | Advanced Energy Industries,... (AEIS) | 21-Jul-09 | Grant | 1,875 | -- | -- | 45% 4.17K to 6.04K | |
| 28-Apr-09 3:27 PM View: | Advanced Energy Industries,... (AEIS) | 24-Apr-09 | Grant | 1,875 | -- | -- | 89% 2.12K to 3.99K | |
| 23-Feb-09 6:50 PM View: | Advanced Energy Industries,... (AEIS) | 19-Feb-09 | Grant | 1,875 | -- | -- | 100% 0 to 1.88K | |
| 01-Jun-06 10:00 PM View: | Applied Films Corp (AFCO) | 31-May-06 | Option Exercise | 117,500 | $19.02 | $2,234,540.00 | 1963% 5.99K to 123.48K | |
| 01-Jun-06 10:00 PM View: | Applied Films Corp (AFCO) | 31-May-06 | Market Option Sale | 117,500 | $28.31 | $3,326,810.00 | (95%) 123.48K to 5.99K | |
| 01-Jun-06 10:00 PM View: | Applied Films Corp (AFCO) | 30-May-06 | Option Exercise | 24,900 | $3.35 | $83,336.50 | 382% 6.53K to 31.43K | |
| 01-Jun-06 10:00 PM View: | Applied Films Corp (AFCO) | 30-May-06 | Market Option Sale | 24,900 | $28.24 | $703,176.00 | (79%) 31.43K to 6.53K | |
| 01-Jun-06 10:00 PM View: | Applied Films Corp (AFCO) | 30-May-06 | Market Sale | 540 | $28.24 | $15,249.60 | (8%) 6.53K to 5.99K | |
| 02-May-05 5:01 PM View: | Applied Films Corp (AFCO) | 29-Apr-05 | Acquisition (other) | 137 | $19.67 | $2,694.65 | 2% 6.24K to 6.38K | |
| 23-Jul-04 2:02 PM View: | Applied Films Corp (AFCO) | 22-Jul-04 | Grant | 400 | -- | -- | 7% 6.03K to 6.42K | |
| 04-Nov-03 10:00 PM View: | Applied Films Corp (AFCO) | 31-Oct-03 | Acquisition (other) | 130 | $31.49 | $4,093.70 | 2% 5.86K to 5.99K |