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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 15-May-20 7:53 PM View:  | Resonant Inc. (RESN) | 14-May-20 | Market Sale (Planned) | 5,086 | $2.10 | $10,689.20 | (1%) 504.91K to 499.82K | (15%) |
| 06-May-20 7:59 PM View: | Resonant Inc. (RESN) | 04-May-20 | Grant | 5,477 | -- | -- | 1% 499.43K to 504.91K | |
| 11-Mar-20 9:35 PM View: | Resonant Inc. (RESN) | 09-Mar-20 | Grant | 8,047 | -- | -- | 2% 491.38K to 499.43K | |
| 04-Dec-19 7:28 PM View: | Resonant Inc. (RESN) | 03-Dec-19 | Market Option Sale (Planned) | 10,340 | $2.07 | $21,382.10 | (2%) 501.72K to 491.38K | (17%) |
| 04-Dec-19 7:28 PM View: | Resonant Inc. (RESN) | 02-Dec-19 | Option Exercise | 28,008 | -- | -- | 6% 473.71K to 501.72K | |
| 26-Nov-19 8:00 PM View: | Resonant Inc. (RESN) | 26-Nov-19 | Market Sale (Planned) | 1,631 | $2.17 | $3,539.43 | (< 1%) 475.35K to 473.71K | (11%) |
| 06-Nov-19 9:36 PM View: | Resonant Inc. (RESN) | 04-Nov-19 | Grant | 4,452 | -- | -- | < 1% 470.89K to 475.35K | |
| 21-Aug-19 9:56 PM View: | Resonant Inc. (RESN) | 20-Aug-19 | Market Sale (Planned) | 1,838 | $2.76 | $5,072.88 | (< 1%) 472.73K to 470.89K | 13% |
| 06-Aug-19 7:54 PM View: | Resonant Inc. (RESN) | 02-Aug-19 | Grant | 5,027 | -- | -- | 1% 467.7K to 472.73K | |
| 17-May-19 6:48 PM View: | Resonant Inc. (RESN) | 16-May-19 | Market Sale (Planned) | 1,448 | $3.00 | $4,348.20 | (< 1%) 469.15K to 467.7K | 20% |
| 08-May-19 7:42 PM View: | Resonant Inc. (RESN) | 06-May-19 | Grant | 4,247 | -- | -- | < 1% 464.91K to 469.15K | |
| 07-Jan-19 8:37 PM View: | Resonant Inc. (RESN) | 03-Jan-19 | Market Sale (Planned) | 3,309 | $1.43 | $4,741.80 | (< 1%) 468.21K to 464.91K | (68%) |
| 06-Dec-18 6:38 PM View: | Resonant Inc. (RESN) | 04-Dec-18 | Market Option Sale (Planned) | 7,140 | $1.70 | $12,157.30 | (2%) 475.36K to 468.21K | (42%) |
| 06-Dec-18 6:38 PM View: | Resonant Inc. (RESN) | 01-Dec-18 | Option Exercise | 19,933 | -- | -- | 4% 455.42K to 475.36K | |
| 26-Nov-18 6:01 PM View: | Resonant Inc. (RESN) | 21-Nov-18 | Market Sale (Planned) | 1,071 | $1.97 | $2,114.90 | (< 1%) 456.49K to 455.42K | (22%) |
| 09-Nov-18 4:44 PM View: | Resonant Inc. (RESN) | 02-Nov-18 | Grant | 4,672 | -- | -- | 1% 451.82K to 456.49K | |
| 16-Aug-18 8:01 PM View: | Resonant Inc. (RESN) | 15-Aug-18 | Market Sale (Planned) | 1,105 | $4.25 | $4,700.45 | (< 1%) 452.93K to 451.82K | 43% |
| 08-Aug-18 7:25 PM View: | Resonant Inc. (RESN) | 06-Aug-18 | Grant | 2,924 | -- | -- | < 1% 450.0K to 452.93K | |
| 25-Jun-18 5:53 PM View: | Resonant Inc. (RESN) | 21-Jun-18 | Market Sale (Planned) | 1,400 | $6.00 | $8,400.00 | (< 1%) 451.4K to 450.0K | 60% |
| 21-Jun-18 7:39 PM View: | Resonant Inc. (RESN) | 20-Jun-18 | Market Sale (Planned) | 3,600 | $6.00 | $21,600.00 | (< 1%) 455.0K to 451.4K | 60% |
| 17-May-18 1:23 PM View: | Resonant Inc. (RESN) | 16-May-18 | Market Sale (Planned) | 2,126 | $4.05 | $8,605.62 | (< 1%) 457.13K to 455.0K | 40% |
| 09-May-18 7:20 PM View: | Resonant Inc. (RESN) | 07-May-18 | Grant | 5,965 | -- | -- | 1% 451.16K to 457.13K | |
| 18-Jan-18 1:34 PM View: | Resonant Inc. (RESN) | 17-Jan-18 | Grant | 80,971 | -- | -- | 22% 370.19K to 451.16K | |
| 04-Jan-18 8:46 PM View: | Resonant Inc. (RESN) | 04-Jan-18 | Market Sale (Planned) | 5,000 | $7.40 | $37,021.50 | (1%) 375.19K to 370.19K | 67% |
| 04-Jan-18 8:46 PM View: | Resonant Inc. (RESN) | 03-Jan-18 | Market Sale (Planned) | 3,382 | $7.43 | $25,127.90 | (< 1%) 378.57K to 375.19K | 68% |
| 05-Dec-17 3:01 PM View: | Resonant Inc. (RESN) | 04-Dec-17 | Market Option Sale (Planned) | 4,395 | $7.21 | $31,684.00 | (1%) 382.97K to 378.57K | 67% |
| 05-Dec-17 3:01 PM View: | Resonant Inc. (RESN) | 01-Dec-17 | Option Exercise | 11,250 | -- | -- | 3% 371.72K to 382.97K | |
| 22-Nov-17 6:01 PM View: | Resonant Inc. (RESN) | 21-Nov-17 | Market Sale (Planned) | 5,000 | $6.00 | $30,000.30 | (1%) 376.72K to 371.72K | 60% |
| 10-May-17 2:05 PM View: | Resonant Inc. (RESN) | 08-May-17 | Grant | 2,439 | -- | -- | < 1% 374.28K to 376.72K | |
| 06-Jan-17 1:18 PM View: | Resonant Inc. (RESN) | 05-Jan-17 | Market Sale (Planned) | 583 | $4.83 | $2,815.31 | (< 1%) 374.86K to 374.28K | 50% |
| 06-Jan-17 1:18 PM View: | Resonant Inc. (RESN) | 04-Jan-17 | Market Sale (Planned) | 2,854 | $4.82 | $13,762.30 | (< 1%) 377.72K to 374.86K | 50% |
| 26-Apr-16 8:08 PM View: | Resonant Inc. (RESN) | 25-Apr-16 | Market Purchase | 5,000 | $2.98 | $14,925.00 | 1% 372.72K to 377.72K | (20%) |
| 08-Dec-14 8:31 PM View: | Resonant Inc. (RESN) | 04-Dec-14 | Grant | 29,384 | -- | -- | 9% 343.33K to 372.72K | |
| 29-Sep-14 9:00 PM View: | Resonant Inc. (RESN) | 29-Sep-14 | Private Purchase | 10,000 | $5.09 | $50,920.00 | 3% 333.33K to 343.33K | |
| 08-May-12 5:34 PM View: | Superconductor Technologies... (CLRD) | 06-May-12 | Payment of Exercise | 2,960 | $0.68 | $2,012.80 | (1%) 216.52K to 213.56K | 100% |
| 13-Feb-12 1:56 PM View: | Superconductor Technologies... (CLRD) | 09-Feb-12 | Grant | 26,731 | -- | -- | 14% 189.78K to 216.52K | |
| 25-Jan-12 8:08 PM View: | Superconductor Technologies... (CLRD) | 25-Jan-12 | Payment of Exercise | 12,399 | $1.43 | $17,730.60 | (6%) 202.18K to 189.78K | 100% |
| 10-May-11 6:50 PM View: | Superconductor Technologies... (CLRD) | 06-May-11 | Payment of Exercise | 1,184 | $2.79 | $3,303.36 | (< 1%) 202.18K to 201.0K | 100% |
| 27-Jan-11 8:40 PM View: | Superconductor Technologies... (CLRD) | 25-Jan-11 | Grant | 59,211 | -- | -- | 41% 142.97K to 202.18K | |
| 21-Jan-11 3:29 PM View: | Superconductor Technologies... (CLRD) | 20-Jan-11 | Payment of Exercise | 17,321 | $1.60 | $27,713.60 | (11%) 160.29K to 142.97K | 100% |
| 07-May-10 9:21 PM View: | Superconductor Technologies... (CLRD) | 06-May-10 | Grant | 19,372 | -- | -- | 14% 140.92K to 160.29K | |
| 21-Jan-10 6:37 PM View: | Superconductor Technologies... (CLRD) | 20-Jan-10 | Payment of Exercise | 17,100 | $3.15 | $53,865.00 | (11%) 158.02K to 140.92K | 100% |
| 21-Jan-09 7:33 PM View: | Superconductor Technologies... (CLRD) | 20-Jan-09 | Grant | 82,322 | -- | -- | 109% 75.7K to 158.02K | |
| 30-Jul-08 12:49 PM View: | Superconductor Technologies... (CLRD) | 28-Jul-08 | Disposition | 14,300 | $2.02 | $28,886.00 | (16%) 90.0K to 75.7K | 100% |
| 05-Jun-07 11:10 AM View: | Superconductor Technologies... (CLRD) | 01-Jun-07 | Market Purchase | 50,000 | $1.54 | $77,240.00 | 100% 0 to 50.0K | (100%) |
| 02-Aug-06 4:22 PM View: | Superconductor Technologies... (CLRD) | 28-Jul-06 | Grant | 40,000 | -- | -- | 100% 0 to 40.0K | |
| 06-Jun-06 11:14 AM View: | Superconductor Technologies... (CLRD) | 02-Jun-06 | Grant | 9,375 | $2.85 | $26,732.20 | (10%) 93.75K to 84.38K | 100% |
| 28-May-04 7:57 PM View: | Superconductor Technologies... (CLRD) | 26-May-04 | Market Purchase | 93,750 | $0.80 | $75,000.00 | 100% 0 to 93.75K | (100%) |
| 06-Nov-03 10:00 PM View: | Superconductor Technologies... (CLRD) | 05-Nov-03 | Market Sale | 56,282 | $5.36 | $301,677.00 | (100%) 56.28K to 0 | 100% |