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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 26-Feb-24 4:25 PM View:  | Southwest Gas Holdings, Inc. (SWX) | 22-Feb-24 | Grant | 2,131 | -- | -- | 41% 5.15K to 7.28K | |
| 28-Dec-23 4:49 PM View: | Southwest Gas Holdings, Inc. (SWX) | 01-Dec-23 | Grant | 52 | $60.31 | $3,158.80 | 1% 5.09K to 5.15K | |
| 28-Dec-23 4:49 PM View: | Southwest Gas Holdings, Inc. (SWX) | 01-Sep-23 | Grant | 50 | $62.16 | $3,127.64 | < 1% 5.04K to 5.09K | |
| 28-Dec-23 4:49 PM View: | Southwest Gas Holdings, Inc. (SWX) | 01-Jun-23 | Grant | 53 | $58.00 | $3,094.53 | 1% 4.99K to 5.04K | |
| 10-May-23 7:14 PM View: | PNM Resources Inc. (PNM) | 09-May-23 | Grant | 2,700 | -- | -- | 10% 28.28K to 30.98K | |
| 28-Dec-23 4:49 PM View: | Southwest Gas Holdings, Inc. (SWX) | 01-Mar-23 | Grant | 51 | $59.74 | $3,062.75 | 1% 4.94K to 4.99K | |
| 24-Feb-23 7:47 PM View: | Southwest Gas Holdings, Inc. (SWX) | 23-Feb-23 | Grant | 2,182 | -- | -- | 79% 2.76K to 4.94K | |
| 04-Aug-22 7:32 PM View: | Southwest Gas Holdings, Inc. (SWX) | 03-Aug-22 | Grant | 659 | -- | -- | 32% 2.05K to 2.71K | |
| 04-Aug-22 7:32 PM View: | Southwest Gas Holdings, Inc. (SWX) | 02-Aug-22 | Grant | 178 | $60.75 | $10,833.30 | 10% 1.87K to 2.05K | |
| 04-Aug-22 7:32 PM View: | Southwest Gas Holdings, Inc. (SWX) | 01-Jun-22 | Grant | 1 | $93.10 | $111.53 | < 1% 1.87K to 1.87K | |
| 12-May-22 12:20 PM View: | PNM Resources Inc. (PNM) | 10-May-22 | Grant | 2,753 | -- | -- | 11% 25.53K to 28.28K | |
| 03-May-22 4:30 PM View: | Us Ecology, Inc. (ECOL) | 02-May-22 | Disposition | 8,650 | $48.00 | $415,200.00 | (100%) 8.65K to 0 | |
| 04-Aug-22 7:32 PM View: | Southwest Gas Holdings, Inc. (SWX) | 01-Mar-22 | Grant | 17 | $69.59 | $1,210.31 | < 1% 1.85K to 1.87K | (3%) |
| 25-Feb-22 3:50 PM View: | Southwest Gas Holdings, Inc. (SWX) | 24-Feb-22 | Grant | 1,856 | $70.05 | $130,000.00 | 1014200% 0 to 1.86K | (3%) |
| 28-May-21 1:04 PM View: | Us Ecology, Inc. (ECOL) | 26-May-21 | Grant | 2,900 | -- | -- | 50% 5.75K to 8.65K | |
| 12-May-21 5:45 PM View: | PNM Resources Inc. (PNM) | 11-May-21 | Grant | 2,430 | -- | -- | 11% 23.1K to 25.53K | |
| 30-Oct-20 4:56 PM View: | Advanced Disposal Services,... (ADSW) | 30-Oct-20 | Disposition | 10,846 | $30.30 | $328,634.00 | (100%) 10.85K to 0 | (6%) |
| 14-Aug-20 9:51 AM View: | Us Ecology, Inc. (ECOL) | 13-Aug-20 | Purchase | 2,650 | $37.75 | $100,038.00 | 85% 3.1K to 5.75K | |
| 03-Aug-20 8:28 PM View: | Advanced Disposal Services,... (ADSW) | 01-Aug-20 | Payment of Exercise | 1,520 | $30.16 | $45,843.20 | (12%) 12.37K to 10.85K | (6%) |
| 08-Jun-20 2:31 PM View: | Us Ecology, Inc. (ECOL) | 04-Jun-20 | Grant | 3,100 | -- | -- | 100% 0 to 3.1K | |
| 13-May-20 9:57 PM View: | PNM Resources Inc. (PNM) | 12-May-20 | Grant | 3,124 | -- | -- | 16% 19.97K to 23.1K | |
| 22-May-19 7:17 PM View: | PNM Resources Inc. (PNM) | 21-May-19 | Grant | 2,218 | -- | -- | 12% 17.75K to 19.97K | |
| 20-May-19 5:27 PM View: | PNM Resources Inc. (PNM) | 17-May-19 | Option Exercise | 779 | -- | -- | 5% 16.98K to 17.75K | |
| 27-Feb-19 6:54 PM View: | Advanced Disposal Services,... (ADSW) | 25-Feb-19 | Grant | 3,747 | -- | -- | 43% 8.62K to 12.37K | |
| 23-May-18 7:00 PM View: | PNM Resources Inc. (PNM) | 22-May-18 | Grant | 2,344 | -- | -- | 16% 14.63K to 16.98K | |
| 18-May-18 3:51 PM View: | PNM Resources Inc. (PNM) | 17-May-18 | Option Exercise | 780 | -- | -- | 6% 13.85K to 14.63K | |
| 15-May-18 5:58 PM View: | PNM Resources Inc. (PNM) | 12-May-18 | Option Exercise | 927 | -- | -- | 7% 12.92K to 13.85K | |
| 28-Feb-18 7:50 PM View: | Advanced Disposal Services,... (ADSW) | 26-Feb-18 | Grant | 4,513 | -- | -- | (34%) 13.13K to 8.62K | |
| 03-Aug-17 5:24 PM View: | Advanced Disposal Services,... (ADSW) | 01-Aug-17 | Grant | 4,106 | -- | -- | 100% 0 to 4.11K | |
| 18-May-17 11:01 AM View: | PNM Resources Inc. (PNM) | 17-May-17 | Option Exercise | 780 | -- | -- | 6% 12.14K to 12.92K | |
| 18-May-17 11:01 AM View: | PNM Resources Inc. (PNM) | 16-May-17 | Grant | 2,452 | -- | -- | 25% 9.69K to 12.14K | |
| 16-May-17 2:37 PM View: | PNM Resources Inc. (PNM) | 15-May-17 | Option Exercise | 784 | -- | -- | 9% 8.91K to 9.69K | |
| 16-May-17 2:37 PM View: | PNM Resources Inc. (PNM) | 12-May-17 | Option Exercise | 928 | -- | -- | 12% 7.98K to 8.91K | |
| 16-May-16 12:30 PM View: | PNM Resources Inc. (PNM) | 15-May-16 | Option Exercise | 784 | -- | -- | 11% 7.12K to 7.9K | |
| 16-May-16 12:30 PM View: | PNM Resources Inc. (PNM) | 12-May-16 | Option Exercise | 928 | -- | -- | 15% 6.19K to 7.12K | |
| 18-May-15 1:31 PM View: | PNM Resources Inc. (PNM) | 15-May-15 | Option Exercise | 784 | -- | -- | 15% 5.4K to 6.19K | |
| 04-Mar-15 6:13 PM View: | PNM Resources Inc. (PNM) | 04-Mar-15 | Market Purchase | 5,404 | $27.80 | $150,232.00 | 100% 0 to 5.4K | 75% |
| 11-Jun-13 4:33 PM View: | Entergy Corp. (ETR) | 03-Jun-13 | Option Exercise | 9,200 | $58.60 | $539,120.00 | 40% 22.77K to 31.97K | |
| 11-Jun-13 4:33 PM View: | Entergy Corp. (ETR) | 03-Jun-13 | Market Option Sale (Planned) | 8,197 | $70.00 | $573,790.00 | (26%) 31.97K to 23.77K | (37%) |
| 04-Feb-13 5:48 PM View: | Entergy Corp. (ETR) | 31-Jan-13 | Grant | 2,800 | -- | -- | 14% 19.64K to 22.44K | |
| 31-Jan-13 7:44 PM View: | Entergy Corp. (ETR) | 29-Jan-13 | Payment of Exercise | 562 | $64.45 | $36,220.90 | (3%) 20.2K to 19.64K | (52%) |
| 06-Jun-12 4:17 PM View: | Entergy Corp. (ETR) | 05-Jun-12 | Option Exercise | 12,000 | $44.45 | $533,400.00 | 69% 17.38K to 29.38K | |
| 06-Jun-12 4:17 PM View: | Entergy Corp. (ETR) | 05-Jun-12 | Market Option Sale (Planned) | 9,432 | $65.00 | $613,080.00 | (32%) 29.38K to 19.95K | (54%) |
| 31-Jan-12 6:22 PM View: | Entergy Corp. (ETR) | 27-Jan-12 | Payment of Exercise | 249 | $70.62 | $17,584.40 | (1%) 17.36K to 17.11K | (45%) |
| 30-Jan-12 6:09 PM View: | Entergy Corp. (ETR) | 26-Jan-12 | Grant | 2,300 | -- | -- | 15% 15.06K to 17.36K | |
| 31-Jan-11 6:55 PM View: | Entergy Corp. (ETR) | 27-Jan-11 | Grant | 2,000 | -- | -- | 16% 12.66K to 14.66K | |
| 20-Aug-09 3:59 PM View: | Entergy Corp. (ETR) | 18-Aug-09 | Option Exercise | 4,546 | $51.50 | $234,119.00 | 47% 9.62K to 14.17K | |
| 20-Aug-09 3:59 PM View: | Entergy Corp. (ETR) | 18-Aug-09 | Market Option Sale | 3,629 | $78.85 | $286,158.00 | (26%) 14.17K to 10.54K | (44%) |
| 06-Jan-09 7:34 PM View: | Entergy Corp. (ETR) | 02-Jan-09 | Disposition | 1,020 | $83.93 | $85,608.60 | (7%) 14.5K to 13.48K | (43%) |
| 06-Jan-09 7:34 PM View: | Entergy Corp. (ETR) | 02-Jan-09 | Option Exercise | 13,708 | -- | -- | 1726% 0.79K to 14.5K |