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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 10-Dec-18 5:00 PM View:  | Bookham Inc. (OCLR) | 10-Dec-18 | Disposition | 229,691 | -- | -- | (100%) 229.78K to 86 | |
| 10-Dec-18 5:00 PM View: | Bookham Inc. (OCLR) | 10-Dec-18 | Disposition | 86 | -- | -- | (100%) 86 to 0 | |
| 13-Nov-18 7:05 PM View: | Bookham Inc. (OCLR) | 09-Nov-18 | Option Exercise | 1,447 | $1.50 | $2,170.50 | < 1% 228.24K to 229.69K | |
| 22-Dec-17 7:05 PM View: | Bookham Inc. (OCLR) | 22-Dec-17 | Gift | 9,000 | -- | -- | (4%) 237.24K to 228.24K | |
| 21-Nov-17 7:00 PM View: | Bookham Inc. (OCLR) | 17-Nov-17 | Grant | 18,762 | -- | -- | 9% 218.48K to 237.24K | |
| 22-Nov-16 6:44 PM View: | Bookham Inc. (OCLR) | 18-Nov-16 | Grant | 12,083 | -- | -- | 6% 206.49K to 218.57K | |
| 12-Nov-15 1:29 PM View: | Bookham Inc. (OCLR) | 10-Nov-15 | Grant | 34,750 | -- | -- | 20% 171.65K to 206.4K | |
| 26-May-15 5:39 PM View: | Bookham Inc. (OCLR) | 22-May-15 | Market Purchase | 10,000 | $2.19 | $21,900.00 | 6% 161.65K to 171.65K | 277% |
| 18-Nov-14 7:52 PM View: | Bookham Inc. (OCLR) | 14-Nov-14 | Grant | 50,000 | -- | -- | 45% 111.65K to 161.65K | |
| 16-Jan-14 7:19 PM View: | Bookham Inc. (OCLR) | 14-Jan-14 | Grant | 45,738 | -- | -- | 69% 66.0K to 111.73K | |
| 09-Sep-13 8:05 PM View: | Bookham Inc. (OCLR) | 30-Oct-12 | Grant | 43,918 | -- | -- | 199% 22.08K to 66.0K | |
| 27-Oct-11 7:11 PM View: | Bookham Inc. (OCLR) | 26-Oct-11 | Grant | 10,401 | -- | -- | 89% 11.68K to 22.08K | |
| 29-Oct-10 7:11 PM View: | Bookham Inc. (OCLR) | 27-Oct-10 | Grant | 2,412 | -- | -- | 26% 9.27K to 11.68K | |
| 04-Sep-09 6:26 PM View: | First National Bancshares I... (FNSC) | 24-Aug-09 | Market Purchase | 55,000 | $1.00 | $55,000.00 | 197% 27.86K to 82.86K | (11%) |
| 27-Apr-09 8:48 PM View: | Avanex Corp. (AVNX) | 27-Apr-09 | Disposition | 8,465 | -- | -- | (99%) 8.54K to 80 | |
| 27-Apr-09 8:48 PM View: | Avanex Corp. (AVNX) | 27-Apr-09 | Disposition | 80 | -- | -- | (100%) 80 to 0 | |
| 29-Apr-09 9:52 PM View: | Bookham Inc. (OCLR) | 27-Apr-09 | Grant | 3,613 | -- | -- | 8% 42.75K to 46.36K | |
| 22-Dec-08 2:38 PM View: | First National Bancshares I... (FNSC) | 12-Dec-08 | Market Purchase | 1,900 | $2.48 | $4,709.10 | 7% 25.96K to 27.86K | (66%) |
| 22-Dec-08 2:38 PM View: | First National Bancshares I... (FNSC) | 11-Dec-08 | Market Purchase | 100 | $2.45 | $245.00 | < 1% 25.86K to 25.96K | (65%) |
| 22-Jul-08 7:05 PM View: | Avanex Corp. (AVNX) | 21-Jul-08 | Grant | 8,621 | $0.00 | $8.62 | 15% 58.38K to 67.0K | 87900% |
| 22-Apr-08 7:24 PM View: | Avanex Corp. (AVNX) | 21-Apr-08 | Grant | 5,129 | $0.00 | $5.13 | 10% 53.25K to 58.38K | 79900% |
| 04-Feb-08 6:21 PM View: | Carolina National Corp (CNCPD.PK) | 31-Jan-08 | Disposition | 20,000 | -- | -- | (100%) 20.0K to 0 | |
| 22-Jan-08 8:26 PM View: | Avanex Corp. (AVNX) | 21-Jan-08 | Grant | 3,646 | $0.00 | $3.65 | 7% 49.6K to 53.25K | |
| 16-Nov-07 8:03 PM View: | Avanex Corp. (AVNX) | 15-Nov-07 | Grant | 10,000 | $0.00 | $10.00 | 25% 39.6K to 49.6K | |
| 16-Nov-07 8:03 PM View: | Avanex Corp. (AVNX) | 03-Nov-07 | Option Exercise | 10,000 | $0.00 | $10.00 | 34% 29.6K to 39.6K | |
| 23-Oct-07 7:31 PM View: | Avanex Corp. (AVNX) | 22-Oct-07 | Grant | 2,744 | $0.00 | $2.74 | 10% 26.86K to 29.6K | |
| 25-Jul-07 2:38 PM View: | Avanex Corp. (AVNX) | 23-Jul-07 | Grant | 2,021 | $0.00 | $2.02 | 8% 24.84K to 26.86K | |
| 25-Apr-07 8:49 PM View: | Avanex Corp. (AVNX) | 23-Apr-07 | Grant | 2,000 | $0.00 | $2.00 | 9% 22.84K to 24.84K | |
| 24-Jan-07 8:30 PM View: | Avanex Corp. (AVNX) | 22-Jan-07 | Grant | 3,286 | $0.00 | $3.29 | 17% 19.55K to 22.84K | |
| 30-Oct-06 3:30 PM View: | Avanex Corp. (AVNX) | 27-Oct-06 | Grant | 4,216 | -- | -- | 27% 15.33K to 19.55K | |
| 20-Sep-06 8:14 PM View: | Avanex Corp. (AVNX) | 18-Sep-06 | Grant | 8,333 | $0.00 | $8.33 | 119% 7.0K to 15.33K | |
| 22-Dec-05 3:22 PM View: | Carolina National Corp (CNCPD.PK) | 20-Dec-05 | Purchase | 5,000 | $16.00 | $80,000.00 | 33% 15.0K to 20.0K | |
| 28-Jul-05 6:59 PM View: | Avanex Corp. (AVNX) | 26-Jul-05 | Grant | 7,000 | -- | -- | (50%) 14.0K to 7.0K |