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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 22-Nov-23 3:27 PM View:  | Upland Software, Inc. (UPLD) | 21-Nov-23 | Sale | 20,448 | $4.43 | $90,625.50 | (22%) 94.68K to 74.23K | |
| 02-Aug-23 4:28 PM View: | Upland Software, Inc. (UPLD) | 31-Jul-23 | Grant | 62,816 | -- | -- | 197% 31.86K to 94.68K | |
| 06-Jul-23 8:21 PM View: | Cadiz Inc. (CDZI) | 03-Jul-23 | Grant | 5,666 | $4.41 | $25,000.70 | 11% 53.44K to 59.1K | (18%) |
| 16-Dec-22 3:50 PM View: | Cadiz Inc. (CDZI) | 16-Dec-22 | Private Purchase | 2,000 | $2.57 | $5,140.00 | 4% 51.44K to 53.44K | |
| 14-Oct-22 4:08 PM View: | Upland Software, Inc. (UPLD) | 13-Oct-22 | Sale (Planned) | 3,500 | $7.06 | $24,710.00 | (10%) 35.36K to 31.86K | |
| 14-Oct-22 4:08 PM View: | Upland Software, Inc. (UPLD) | 12-Oct-22 | Sale (Planned) | 3,500 | $7.37 | $25,795.00 | (9%) 38.86K to 35.36K | |
| 02-Aug-22 5:15 PM View: | Upland Software, Inc. (UPLD) | 01-Aug-22 | Grant | 17,830 | -- | -- | 85% 21.03K to 38.86K | |
| 14-Jul-22 11:26 AM View: | Cadiz Inc. (CDZI) | 12-Jul-22 | Grant | 11,339 | $2.20 | $25,002.50 | 28% 40.1K to 51.44K | |
| 05-Apr-22 5:12 PM View: | Cadiz Inc. (CDZI) | 04-Apr-22 | Purchase | 9,600 | $2.23 | $21,408.00 | 31% 30.5K to 40.1K | |
| 05-Apr-22 5:12 PM View: | Cadiz Inc. (CDZI) | 01-Apr-22 | Private Purchase | 600 | $2.13 | $1,278.00 | 2% 30.1K to 30.7K | |
| 01-Jul-21 3:55 PM View: | Cadiz Inc. (CDZI) | 30-Jun-21 | Grant | 1,899 | $13.16 | $24,995.20 | 7% 28.2K to 30.1K | 3% |
| 13-Nov-20 4:08 PM View: | Upland Software, Inc. (UPLD) | 13-Nov-20 | Market Sale (Planned) | 1,235 | $42.21 | $52,129.30 | (8%) 16.22K to 14.98K | (10%) |
| 05-Aug-20 4:06 PM View: | Upland Software, Inc. (UPLD) | 03-Aug-20 | Grant | 4,567 | -- | -- | 39% 11.65K to 16.22K | |
| 02-Jul-20 7:11 PM View: | Cadiz Inc. (CDZI) | 30-Jun-20 | Grant | 2,337 | $10.70 | $25,003.60 | 9% 25.86K to 28.2K | (4%) |
| 04-Nov-19 4:06 PM View: | Upland Software, Inc. (UPLD) | 01-Nov-19 | Market Sale (Planned) | 1,450 | $34.42 | $49,914.80 | (11%) 13.1K to 11.65K | (36%) |
| 07-Aug-19 4:20 PM View: | Upland Software, Inc. (UPLD) | 05-Aug-19 | Grant | 1,188 | -- | -- | 10% 11.91K to 13.1K | |
| 01-Jul-19 8:18 PM View: | Cadiz Inc. (CDZI) | 30-Jun-19 | Grant | 1,914 | $10.45 | $19,996.50 | 8% 23.95K to 25.86K | (2%) |
| 08-Aug-18 4:36 PM View: | Upland Software, Inc. (UPLD) | 06-Aug-18 | Grant | 1,497 | -- | -- | 14% 10.42K to 11.91K | |
| 02-Jul-18 2:13 PM View: | Cadiz Inc. (CDZI) | 30-Jun-18 | Grant | 1,573 | $12.71 | $19,992.80 | 7% 22.38K to 23.95K | (31%) |
| 03-Jul-17 1:44 PM View: | Cadiz Inc. (CDZI) | 30-Jun-17 | Grant | 1,449 | -- | -- | 7% 20.93K to 22.38K | |
| 30-Jun-16 5:27 PM View: | Cadiz Inc. (CDZI) | 30-Jun-16 | Grant | 3,473 | -- | -- | 20% 17.45K to 20.93K | |
| 02-Jul-15 1:59 PM View: | Cadiz Inc. (CDZI) | 30-Jun-15 | Grant | 2,370 | -- | -- | 16% 15.08K to 17.45K | |
| 07-Nov-14 4:13 PM View: | Upland Software, Inc. (UPLD) | 05-Nov-14 | Grant | 10,416 | -- | -- | 100% 0 to 10.42K | |
| 02-Jul-14 4:28 PM View: | Cadiz Inc. (CDZI) | 30-Jun-14 | Grant | 2,419 | -- | -- | 19% 12.66K to 15.08K | |
| 02-Jul-13 1:51 PM View: | Cadiz Inc. (CDZI) | 30-Jun-13 | Grant | 3,711 | -- | -- | 41% 8.95K to 12.66K | |
| 23-Apr-13 1:25 PM View: | Cadiz Inc. (CDZI) | 23-Apr-13 | Market Purchase | 300 | $5.21 | $1,563.00 | 3% 8.65K to 8.95K | 69% |
| 23-Apr-13 1:25 PM View: | Cadiz Inc. (CDZI) | 22-Apr-13 | Market Purchase | 500 | $5.29 | $2,645.00 | 6% 8.15K to 8.65K | 66% |
| 23-Apr-13 1:25 PM View: | Cadiz Inc. (CDZI) | 19-Apr-13 | Market Purchase | 500 | $5.24 | $2,622.00 | 7% 7.65K to 8.15K | 67% |
| 03-Jul-12 11:01 AM View: | Cadiz Inc. (CDZI) | 30-Jun-12 | Grant | 2,759 | -- | -- | 56% 4.89K to 7.65K | |
| 01-Jul-11 4:55 PM View: | Cadiz Inc. (CDZI) | 30-Jun-11 | Grant | 1,884 | -- | -- | 63% 3.01K to 4.89K | |
| 01-Jul-10 6:22 PM View: | Cadiz Inc. (CDZI) | 30-Jun-10 | Grant | 1,597 | -- | -- | 113% 1.41K to 3.01K | |
| 01-Jul-09 5:56 PM View: | Cadiz Inc. (CDZI) | 30-Jun-09 | Grant | 1,413 | -- | -- | 100% 0 to 1.41K |