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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 19-Mar-24 4:30 PM View:  | B. Riley Financial, Inc. (RILY) | 15-Mar-24 | Payment of Exercise | 670 | $17.56 | $11,765.20 | (< 1%) 77.84K to 77.17K | |
| 06-Mar-24 10:00 PM View: | B. Riley Financial, Inc. (RILY) | 04-Mar-24 | Grant | 23,739 | -- | -- | 44% 54.11K to 77.84K | |
| 06-Mar-24 10:00 PM View: | B. Riley Financial, Inc. (RILY) | 29-Dec-23 | Grant | 1 | $17.84 | $17.84 | < 1% 54.1K to 54.11K | |
| 29-Dec-23 4:34 PM View: | B. Riley Financial, Inc. (RILY) | 30-Jun-23 | Grant | 543 | $39.08 | $21,222.10 | 1% 53.56K to 54.1K | |
| 06-Jun-23 4:35 PM View: | B. Riley Financial, Inc. (RILY) | 02-Jun-23 | Payment of Exercise | 910 | $36.43 | $33,151.30 | (2%) 55.87K to 54.96K | |
| 29-Dec-23 4:34 PM View: | B. Riley Financial, Inc. (RILY) | 25-May-23 | Gift | 1,394 | -- | -- | (3%) 54.96K to 53.56K | |
| 26-May-23 5:00 PM View: | B. Riley Financial, Inc. (RILY) | 24-May-23 | Payment of Exercise | 1,371 | $36.83 | $50,493.90 | (2%) 57.24K to 55.87K | |
| 28-Feb-23 5:37 PM View: | B. Riley Financial, Inc. (RILY) | 24-Feb-23 | Grant | 4,922 | -- | -- | 9% 52.31K to 57.24K | |
| 10-Feb-23 4:09 PM View: | B. Riley Financial, Inc. (RILY) | 08-Feb-23 | Payment of Exercise | 2,101 | $39.60 | $83,199.60 | (4%) 57.97K to 55.87K | |
| 10-Feb-23 4:09 PM View: | B. Riley Financial, Inc. (RILY) | 08-Feb-23 | Option Exercise | 20,000 | -- | -- | 53% 37.97K to 57.97K | |
| 10-Feb-23 4:09 PM View: | B. Riley Financial, Inc. (RILY) | 30-Dec-22 | Grant | 575 | $29.07 | $16,715.20 | 2% 37.4K to 37.97K | |
| 03-Jun-22 4:32 PM View: | B. Riley Financial, Inc. (RILY) | 02-Jun-22 | Payment of Exercise | 456 | $54.07 | $24,655.90 | (1%) 37.85K to 37.4K | |
| 26-May-22 5:01 PM View: | B. Riley Financial, Inc. (RILY) | 24-May-22 | Grant | 2,746 | -- | -- | 7% 37.75K to 40.5K | |
| 26-May-22 5:01 PM View: | B. Riley Financial, Inc. (RILY) | 24-May-22 | Payment of Exercise | 2,643 | $49.56 | $130,987.00 | (7%) 40.5K to 37.85K | |
| 14-Feb-23 10:00 PM View: | B. Riley Financial, Inc. (RILY) | 14-Apr-22 | Gift | 3,557 | -- | -- | (6%) 55.87K to 52.31K | |
| 11-Feb-22 10:00 PM View: | B. Riley Financial, Inc. (RILY) | 29-Oct-21 | Gift | 100 | -- | -- | (< 1%) 37.85K to 37.75K | |
| 02-Jun-21 6:05 PM View: | B. Riley Financial, Inc. (RILY) | 02-Jun-21 | Market Sale | 4,530 | $74.18 | $336,035.00 | (10%) 43.67K to 39.14K | |
| 02-Jun-21 6:05 PM View: | B. Riley Financial, Inc. (RILY) | 28-May-21 | Grant | 2,746 | -- | -- | 5% 51.9K to 54.64K | |
| 02-Jun-21 6:05 PM View: | B. Riley Financial, Inc. (RILY) | 28-May-21 | Market Sale | 10,973 | $73.86 | $810,466.00 | (20%) 54.64K to 43.67K | |
| 11-Feb-22 10:00 PM View: | B. Riley Financial, Inc. (RILY) | 25-May-21 | Gift | 1,290 | -- | -- | (3%) 39.14K to 37.85K | |
| 26-May-21 4:19 PM View: | B. Riley Financial, Inc. (RILY) | 24-May-21 | Payment of Exercise | 3,317 | $73.78 | $244,728.00 | (6%) 55.22K to 51.9K | 3% |
| 16-Dec-20 8:31 PM View: | B. Riley Financial, Inc. (RILY) | 15-Dec-20 | Payment of Exercise | 11,547 | $36.78 | $424,699.00 | (17%) 66.76K to 55.22K | (17%) |
| 07-Dec-20 9:49 PM View: | B. Riley Financial, Inc. (RILY) | 03-Dec-20 | Option Exercise | 25,000 | -- | -- | 60% 41.76K to 66.76K | |
| 26-May-20 5:29 PM View: | B. Riley Financial, Inc. (RILY) | 22-May-20 | Payment of Exercise | 2,872 | $18.54 | $53,246.90 | (6%) 44.63K to 41.76K | (124%) |
| 26-May-20 5:29 PM View: | B. Riley Financial, Inc. (RILY) | 21-May-20 | Grant | 8,296 | -- | -- | 23% 36.34K to 44.63K | |
| 29-May-19 5:02 PM View: | B. Riley Financial, Inc. (RILY) | 24-May-19 | Grant | 7,696 | -- | -- | 18% 41.79K to 49.49K | |
| 29-May-19 5:02 PM View: | B. Riley Financial, Inc. (RILY) | 24-May-19 | Payment of Exercise | 3,152 | $20.32 | $64,048.60 | (6%) 49.49K to 46.34K | (94%) |
| 29-May-19 5:02 PM View: | B. Riley Financial, Inc. (RILY) | 24-May-19 | Market Sale | 10,000 | $19.49 | $194,900.00 | (22%) 46.34K to 36.34K | (102%) |
| 15-Jun-18 5:29 PM View: | B. Riley Financial, Inc. (RILY) | 13-Jun-18 | Grant | 8,500 | -- | -- | 26% 33.29K to 41.79K | |
| 29-May-18 5:00 PM View: | B. Riley Financial, Inc. (RILY) | 24-May-18 | Payment of Exercise | 2,172 | $20.85 | $45,286.20 | (6%) 35.47K to 33.29K | (86%) |
| 12-Dec-17 6:03 PM View: | B. Riley Financial, Inc. (RILY) | 10-Dec-17 | Payment of Exercise | 1,447 | $18.30 | $26,480.10 | (4%) 36.91K to 35.47K | (110%) |
| 15-Jun-17 5:00 PM View: | B. Riley Financial, Inc. (RILY) | 13-Jun-17 | Grant | 8,710 | -- | -- | 31% 28.2K to 36.91K | |
| 13-Dec-16 8:00 PM View: | B. Riley Financial, Inc. (RILY) | 10-Dec-16 | Payment of Exercise | 1,448 | $16.90 | $24,471.20 | (5%) 29.65K to 28.2K | (126%) |
| 26-May-16 4:25 PM View: | B. Riley Financial, Inc. (RILY) | 24-May-16 | Grant | 10,127 | -- | -- | 52% 19.52K to 29.65K | |
| 12-May-15 4:16 PM View: | B. Riley Financial, Inc. (RILY) | 09-May-15 | Grant | 9,524 | -- | -- | 95% 10.0K to 19.52K | |
| 21-May-14 7:47 PM View: | B. Riley Financial, Inc. (RILY) | 19-May-14 | Purchase | 50,000 | $0.25 | $12,500.00 | 100% 0 to 50.0K | |
| 21-May-14 7:47 PM View: | B. Riley Financial, Inc. (RILY) | 19-May-14 | Purchase | 150,000 | $0.25 | $37,500.00 | 300% 50.0K to 200.0K |