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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 30-Jun-20 6:58 PM View:  | Principal Financial Group I... (PFG) | 26-Jun-20 | Private Purchase | 28,148 | $35.52 | $999,823.00 | 17% 165.68K to 193.82K | |
| 31-Mar-20 3:20 PM View: | Principal Financial Group I... (PFG) | 27-Mar-20 | Grant | 978 | -- | -- | < 1% 193.82K to 194.8K | |
| 12-Mar-20 9:00 AM View: | Principal Financial Group I... (PFG) | 10-Mar-20 | Market Purchase | 28,148 | $35.52 | $999,823.00 | 17% 165.68K to 193.82K | 31% |
| 02-Mar-20 2:27 PM View: | Principal Financial Group I... (PFG) | 27-Feb-20 | Grant | 21,174 | $47.23 | $1,000,050.00 | 15% 144.5K to 165.68K | (2%) |
| 31-Dec-19 3:56 PM View: | Principal Financial Group I... (PFG) | 27-Dec-19 | Grant | 566 | -- | -- | < 1% 143.94K to 144.5K | |
| 01-Oct-19 3:56 PM View: | Principal Financial Group I... (PFG) | 27-Sep-19 | Grant | 535 | -- | -- | < 1% 143.4K to 143.94K | |
| 02-Jul-19 4:53 PM View: | Principal Financial Group I... (PFG) | 28-Jun-19 | Grant | 515 | -- | -- | < 1% 142.89K to 143.4K | |
| 23-May-19 3:16 PM View: | Principal Financial Group I... (PFG) | 21-May-19 | Grant | 2,982 | -- | -- | 2% 139.88K to 142.87K | |
| 02-Apr-19 5:05 PM View: | Principal Financial Group I... (PFG) | 29-Mar-19 | Grant | 557 | $48.10 | $26,791.70 | < 1% 139.33K to 139.88K | (5%) |
| 02-Jan-19 4:45 PM View: | Principal Financial Group I... (PFG) | 28-Dec-18 | Grant | 634 | $48.10 | $30,495.40 | < 1% 138.69K to 139.33K | (4%) |
| 06-Nov-18 4:22 PM View: | Principal Financial Group I... (PFG) | 05-Nov-18 | Market Purchase | 25,000 | $48.10 | $1,202,500.00 | 22% 113.69K to 138.69K | (5%) |
| 02-Oct-18 4:15 PM View: | Principal Financial Group I... (PFG) | 28-Sep-18 | Grant | 458 | -- | -- | < 1% 113.24K to 113.69K | |
| 03-Jul-18 4:44 PM View: | Principal Financial Group I... (PFG) | 29-Jun-18 | Grant | 493 | -- | -- | < 1% 112.74K to 113.24K | |
| 23-May-18 4:41 PM View: | Principal Financial Group I... (PFG) | 22-May-18 | Grant | 2,752 | -- | -- | 3% 109.99K to 112.74K | |
| 02-Apr-18 4:37 PM View: | Principal Financial Group I... (PFG) | 29-Mar-18 | Grant | 394 | -- | -- | < 1% 109.6K to 109.99K | |
| 02-Jan-18 5:29 PM View: | Principal Financial Group I... (PFG) | 28-Dec-17 | Grant | 321 | -- | -- | < 1% 109.28K to 109.6K | |
| 03-Oct-17 3:32 PM View: | Principal Financial Group I... (PFG) | 29-Sep-17 | Grant | 339 | -- | -- | < 1% 108.94K to 109.28K | |
| 05-Jul-17 4:07 PM View: | Principal Financial Group I... (PFG) | 30-Jun-17 | Grant | 331 | -- | -- | < 1% 108.61K to 108.94K | |
| 18-May-17 10:20 AM View: | Principal Financial Group I... (PFG) | 16-May-17 | Grant | 2,032 | -- | -- | 2% 106.57K to 108.61K | |
| 04-Apr-17 3:12 PM View: | Principal Financial Group I... (PFG) | 31-Mar-17 | Grant | 312 | -- | -- | < 1% 106.26K to 106.57K | |
| 29-Dec-16 4:45 PM View: | Principal Financial Group I... (PFG) | 27-Dec-16 | Grant | 318 | -- | -- | < 1% 105.94K to 106.26K | |
| 04-Oct-16 4:17 PM View: | Principal Financial Group I... (PFG) | 30-Sep-16 | Grant | 342 | -- | -- | < 1% 105.6K to 105.94K | |
| 28-Jun-16 5:07 PM View: | Principal Financial Group I... (PFG) | 24-Jun-16 | Grant | 416 | -- | -- | < 1% 105.19K to 105.6K | |
| 19-May-16 12:32 PM View: | Principal Financial Group I... (PFG) | 17-May-16 | Grant | 3,089 | -- | -- | 3% 102.1K to 105.19K | |
| 29-Mar-16 5:06 PM View: | Principal Financial Group I... (PFG) | 25-Mar-16 | Grant | 382 | -- | -- | < 1% 370.83K to 371.21K | |
| 23-Feb-16 10:54 AM View: | Principal Financial Group I... (PFG) | 19-Feb-16 | Market Purchase | 30,000 | $36.74 | $1,102,200.00 | 9% 340.83K to 370.83K | 23% |
| 30-Dec-15 4:04 PM View: | Principal Financial Group I... (PFG) | 28-Dec-15 | Grant | 324 | -- | -- | < 1% 340.51K to 340.83K | |
| 29-Sep-15 4:19 PM View: | Principal Financial Group I... (PFG) | 25-Sep-15 | Grant | 305 | -- | -- | < 1% 340.2K to 340.51K | |
| 30-Jun-15 3:26 PM View: | Principal Financial Group I... (PFG) | 26-Jun-15 | Grant | 258 | -- | -- | < 1% 339.94K to 340.2K | |
| 21-May-15 1:54 PM View: | Principal Financial Group I... (PFG) | 19-May-15 | Grant | 2,476 | -- | -- | < 1% 337.47K to 339.94K | |
| 31-Mar-15 5:29 PM View: | Principal Financial Group I... (PFG) | 27-Mar-15 | Grant | 253 | -- | -- | < 1% 337.21K to 337.47K | |
| 30-Dec-14 4:02 PM View: | Principal Financial Group I... (PFG) | 26-Dec-14 | Grant | 226 | -- | -- | < 1% 336.99K to 337.21K | |
| 30-Sep-14 4:32 PM View: | Principal Financial Group I... (PFG) | 26-Sep-14 | Grant | 223 | -- | -- | < 1% 336.77K to 336.99K | |
| 01-Jul-14 4:55 PM View: | Principal Financial Group I... (PFG) | 27-Jun-14 | Grant | 222 | -- | -- | < 1% 336.54K to 336.77K | |
| 22-May-14 1:37 PM View: | Principal Financial Group I... (PFG) | 20-May-14 | Grant | 2,533 | -- | -- | < 1% 334.01K to 336.54K | |
| 01-Apr-14 5:03 PM View: | Principal Financial Group I... (PFG) | 28-Mar-14 | Grant | 196 | -- | -- | < 1% 333.81K to 334.01K | |
| 31-Dec-13 4:55 PM View: | Principal Financial Group I... (PFG) | 27-Dec-13 | Grant | 168 | -- | -- | < 1% 333.65K to 333.81K | |
| 13-Dec-13 3:47 PM View: | Principal Financial Group I... (PFG) | 13-Dec-13 | Option Exercise | 1,885 | $34.34 | $64,730.90 | < 1% 333.65K to 335.53K | |
| 13-Dec-13 3:47 PM View: | Principal Financial Group I... (PFG) | 13-Dec-13 | Market Option Sale | 1,885 | $48.23 | $90,913.50 | (< 1%) 335.53K to 333.65K | < 1% |
| 01-Oct-13 3:27 PM View: | Principal Financial Group I... (PFG) | 27-Sep-13 | Grant | 191 | -- | -- | < 1% 333.46K to 333.65K | |
| 02-Jul-13 5:30 PM View: | Principal Financial Group I... (PFG) | 28-Jun-13 | Grant | 194 | -- | -- | < 1% 333.26K to 333.46K | |
| 23-May-13 2:38 PM View: | Principal Financial Group I... (PFG) | 21-May-13 | Grant | 3,015 | -- | -- | < 1% 330.25K to 333.26K | |
| 02-Apr-13 4:45 PM View: | Principal Financial Group I... (PFG) | 29-Mar-13 | Grant | 192 | -- | -- | < 1% 330.06K to 330.25K | |
| 14-Mar-13 3:14 PM View: | Principal Financial Group I... (PFG) | 13-Mar-13 | Option Exercise | 1,935 | $30.16 | $58,359.60 | < 1% 330.06K to 331.99K | |
| 14-Mar-13 3:14 PM View: | Principal Financial Group I... (PFG) | 13-Mar-13 | Market Option Sale | 1,935 | $34.02 | $65,828.70 | (< 1%) 331.99K to 330.06K | (43%) |
| 02-Jan-13 12:47 PM View: | Principal Financial Group I... (PFG) | 28-Dec-12 | Grant | 210 | -- | -- | < 1% 329.85K to 330.06K | |
| 02-Oct-12 4:33 PM View: | Principal Financial Group I... (PFG) | 28-Sep-12 | Grant | 191 | -- | -- | < 1% 329.65K to 329.85K | |
| 03-Jul-12 3:35 PM View: | Principal Financial Group I... (PFG) | 29-Jun-12 | Grant | 191 | -- | -- | < 1% 329.44K to 329.63K | |
| 24-May-12 2:35 PM View: | Principal Financial Group I... (PFG) | 22-May-12 | Grant | 4,740 | -- | -- | 1% 324.7K to 329.44K | |
| 03-Apr-12 6:41 PM View: | Principal Financial Group I... (PFG) | 30-Mar-12 | Grant | 139 | -- | -- | < 1% 324.56K to 324.7K |