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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 12-Apr-24 6:14 PM View:  | Xos, Inc. (XOS) | 10-Apr-24 | Grant | 445 | -- | -- | < 1% 45.28K to 45.73K | |
| 17-Jan-24 4:13 PM View: | Xos, Inc. (XOS) | 15-Jan-24 | Grant | 650 | -- | -- | 1% 44.63K to 45.28K | |
| 12-Oct-23 4:14 PM View: | Xos, Inc. (XOS) | 10-Oct-23 | Grant | 15,151 | -- | -- | 1% 1.32M to 1.34M | |
| 13-Jul-23 6:46 PM View: | Xos, Inc. (XOS) | 12-Jul-23 | Grant | 15,151 | -- | -- | 1% 1.31M to 1.32M | |
| 14-Jun-23 4:12 PM View: | Xos, Inc. (XOS) | 12-Jun-23 | Grant | 444,444 | -- | -- | 51% 864.34K to 1.31M | |
| 09-May-23 5:03 PM View: | Abbvie Inc. (ABBV) | 05-May-23 | Grant | 1,450 | -- | -- | 4% 38.97K to 40.42K | |
| 04-Apr-23 4:32 PM View: | Xos, Inc. (XOS) | 03-Apr-23 | Grant | 7,936 | -- | -- | < 1% 856.4K to 864.34K | |
| 12-Jan-23 4:33 PM View: | Xos, Inc. (XOS) | 10-Jan-23 | Grant | 7,936 | -- | -- | < 1% 848.47K to 856.4K | |
| 02-Dec-22 4:21 PM View: | Xos, Inc. (XOS) | 30-Nov-22 | Private Purchase | 300,000 | $0.69 | $207,000.00 | 55% 548.47K to 848.47K | |
| 04-Oct-22 4:10 PM View: | Xos, Inc. (XOS) | 30-Sep-22 | Grant | 3,378 | -- | -- | < 1% 545.09K to 548.47K | |
| 14-Sep-22 4:03 PM View: | Xos, Inc. (XOS) | 12-Sep-22 | Grant | 115,606 | -- | -- | 27% 429.48K to 545.09K | |
| 05-Aug-22 4:30 PM View: | Xos, Inc. (XOS) | 03-Aug-22 | Grant | 3,816 | -- | -- | < 1% 425.67K to 429.48K | |
| 09-May-22 5:13 PM View: | Abbvie Inc. (ABBV) | 06-May-22 | Grant | 1,421 | -- | -- | 4% 37.55K to 38.97K | |
| 04-Jan-22 4:52 PM View: | Xos, Inc. (XOS) | 31-Dec-21 | Grant | 1,474 | -- | -- | < 1% 335.17K to 336.64K | |
| 22-Nov-21 5:42 PM View: | Xos, Inc. (XOS) | 18-Nov-21 | Market Purchase | 100,000 | $4.27 | $426,820.00 | 43% 235.17K to 335.17K | 2% |
| 02-Sep-21 4:30 PM View: | Xos, Inc. (XOS) | 01-Sep-21 | Market Purchase | 5,000 | $6.65 | $33,250.00 | 2% 230.17K to 235.17K | < 1% |
| 11-May-21 5:06 PM View: | Abbvie Inc. (ABBV) | 07-May-21 | Grant | 1,681 | -- | -- | 5% 35.87K to 37.55K | |
| 02-Oct-20 4:53 PM View: | Abbvie Inc. (ABBV) | 03-Sep-20 | Gift | 7,513 | -- | -- | 21% 35.87K to 43.38K | |
| 02-Oct-20 4:53 PM View: | Abbvie Inc. (ABBV) | 03-Sep-20 | Gift | 7,513 | -- | -- | (17%) 43.38K to 35.87K | |
| 12-May-20 5:07 PM View: | Abbvie Inc. (ABBV) | 08-May-20 | Grant | 2,333 | -- | -- | 7% 33.54K to 35.87K | |
| 04-Mar-20 5:14 PM View: | Abbvie Inc. (ABBV) | 03-Mar-20 | Market Purchase | 2,875 | $87.87 | $252,617.00 | 100% 0 to 2.88K | 12% |
| 28-Jun-19 4:48 PM View: | Abbvie Inc. (ABBV) | 26-Jun-19 | Market Purchase | 7,500 | $67.30 | $504,750.00 | 32% 23.16K to 30.66K | 41% |
| 07-May-19 4:54 PM View: | Abbvie Inc. (ABBV) | 03-May-19 | Grant | 2,419 | -- | -- | 12% 20.74K to 23.16K | |
| 22-Jun-18 5:56 PM View: | Abbvie Inc. (ABBV) | 20-Jun-18 | Market Purchase | 1,013 | $98.63 | $99,908.80 | 5% 19.73K to 20.74K | (4%) |
| 07-May-18 8:28 PM View: | Abbvie Inc. (ABBV) | 04-May-18 | Grant | 1,899 | -- | -- | 12% 15.73K to 17.63K | |
| 02-Aug-17 5:05 PM View: | Abbvie Inc. (ABBV) | 31-Jul-17 | Market Purchase | 4,000 | $70.45 | $281,782.00 | 35% 11.5K to 15.5K | 32% |
| 09-May-17 5:23 PM View: | Abbvie Inc. (ABBV) | 05-May-17 | Grant | 2,770 | -- | -- | 21% 12.96K to 15.73K | |
| 10-May-16 5:24 PM View: | Abbvie Inc. (ABBV) | 06-May-16 | Grant | 2,974 | -- | -- | 30% 9.99K to 12.96K | |
| 12-May-15 5:52 PM View: | Abbvie Inc. (ABBV) | 08-May-15 | Grant | 2,187 | -- | -- | 28% 7.8K to 9.99K | |
| 05-May-15 5:34 PM View: | Caterpillar Inc. (CAT) | 02-May-15 | Payment of Exercise | 153 | $87.57 | $13,397.40 | (< 1%) 72.94K to 72.79K | (76%) |
| 05-May-15 5:34 PM View: | Caterpillar Inc. (CAT) | 02-May-15 | Option Exercise | 334 | -- | -- | < 1% 72.61K to 72.94K | |
| 05-May-15 5:34 PM View: | Caterpillar Inc. (CAT) | 01-May-15 | Payment of Exercise | 382 | $87.52 | $33,432.60 | (< 1%) 73.33K to 72.94K | (77%) |
| 02-Apr-15 3:51 PM View: | Caterpillar Inc. (CAT) | 01-Apr-15 | Payment of Exercise | 179 | $79.96 | $14,311.90 | (< 1%) 73.07K to 72.89K | (92%) |
| 02-Apr-15 3:51 PM View: | Caterpillar Inc. (CAT) | 01-Apr-15 | Option Exercise | 391 | -- | -- | < 1% 72.68K to 73.07K | |
| 07-Aug-14 5:34 PM View: | Caterpillar Inc. (CAT) | 05-Aug-14 | Payment of Exercise | 10,614 | $101.71 | $1,079,500.00 | (11%) 99.79K to 89.18K | (48%) |
| 07-Aug-14 5:34 PM View: | Caterpillar Inc. (CAT) | 05-Aug-14 | Option Exercise | 30,000 | $45.64 | $1,369,280.00 | 43% 69.79K to 99.79K | |
| 07-Aug-14 5:34 PM View: | Caterpillar Inc. (CAT) | 05-Aug-14 | Market Option Sale | 15,000 | $101.01 | $1,515,150.00 | (17%) 89.18K to 74.18K | (49%) |
| 07-Aug-14 5:34 PM View: | Caterpillar Inc. (CAT) | 26-Jun-14 | Gift | 1,500 | -- | -- | (2%) 74.18K to 72.68K | |
| 13-May-14 5:23 PM View: | Abbvie Inc. (ABBV) | 09-May-14 | Grant | 2,764 | -- | -- | 55% 5.04K to 7.8K | |
| 07-May-14 4:40 PM View: | Caterpillar Inc. (CAT) | 06-May-14 | Payment of Exercise | 10,534 | $104.04 | $1,095,900.00 | (12%) 91.02K to 80.48K | (44%) |
| 07-May-14 4:40 PM View: | Caterpillar Inc. (CAT) | 06-May-14 | Option Exercise | 30,000 | $45.64 | $1,369,280.00 | 49% 61.02K to 91.02K | |
| 07-May-14 4:40 PM View: | Caterpillar Inc. (CAT) | 06-May-14 | Market Option Sale | 15,000 | $103.99 | $1,559,790.00 | (19%) 80.48K to 65.48K | (44%) |
| 06-May-14 2:05 PM View: | Caterpillar Inc. (CAT) | 02-May-14 | Payment of Exercise | 157 | $105.15 | $16,509.30 | (< 1%) 65.48K to 65.33K | (43%) |
| 06-May-14 2:05 PM View: | Caterpillar Inc. (CAT) | 02-May-14 | Option Exercise | 334 | -- | -- | < 1% 65.15K to 65.48K | |
| 02-Apr-14 3:13 PM View: | Caterpillar Inc. (CAT) | 01-Apr-14 | Payment of Exercise | 185 | $99.51 | $18,409.30 | (< 1%) 65.34K to 65.15K | (50%) |
| 02-Apr-14 3:13 PM View: | Caterpillar Inc. (CAT) | 01-Apr-14 | Option Exercise | 392 | -- | -- | < 1% 64.94K to 65.34K | |
| 04-Feb-14 2:13 PM View: | Caterpillar Inc. (CAT) | 31-Jan-14 | Payment of Exercise | 19,791 | $93.35 | $1,847,490.00 | (17%) 115.61K to 95.82K | (60%) |
| 04-Feb-14 2:13 PM View: | Caterpillar Inc. (CAT) | 31-Jan-14 | Option Exercise | 60,000 | $38.63 | $2,317,650.00 | 108% 55.62K to 115.61K | |
| 04-Feb-14 2:13 PM View: | Caterpillar Inc. (CAT) | 31-Jan-14 | Market Option Sale | 30,000 | $94.24 | $2,827,100.00 | (31%) 95.82K to 65.82K | (58%) |
| 08-May-13 5:11 PM View: | Abbvie Inc. (ABBV) | 06-May-13 | Grant | 2,535 | -- | -- | 101% 2.5K to 5.04K |