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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 18-Apr-24 7:09 PM View:  | Northern Trust Corp. (NTRS) | 16-Apr-24 | Disposition | 1,855 | $81.82 | $151,776.00 | (100%) 1.85K to 0 | |
| 18-Apr-24 7:09 PM View: | Northern Trust Corp. (NTRS) | 16-Apr-24 | Option Exercise | 1,855 | -- | -- | 100% 0 to 1.85K | |
| 27-Apr-23 7:38 PM View: | Northern Trust Corp. (NTRS) | 25-Apr-23 | Disposition | 1,343 | $80.80 | $108,514.00 | (100%) 1.34K to 0 | |
| 27-Apr-23 7:38 PM View: | Northern Trust Corp. (NTRS) | 25-Apr-23 | Option Exercise | 1,343 | -- | -- | 100% 0 to 1.34K | |
| 28-Apr-22 7:17 PM View: | Northern Trust Corp. (NTRS) | 26-Apr-22 | Disposition | 1,164 | $107.93 | $125,631.00 | (100%) 1.16K to 0 | |
| 28-Apr-22 7:17 PM View: | Northern Trust Corp. (NTRS) | 26-Apr-22 | Option Exercise | 1,164 | -- | -- | 100% 0 to 1.16K | |
| 22-Apr-21 6:24 PM View: | Northern Trust Corp. (NTRS) | 20-Apr-21 | Disposition | 1,679 | $107.37 | $180,274.00 | (100%) 1.68K to 0 | |
| 22-Apr-21 6:24 PM View: | Northern Trust Corp. (NTRS) | 20-Apr-21 | Option Exercise | 1,679 | -- | -- | 100% 0 to 1.68K | |
| 23-Apr-20 7:09 PM View: | Northern Trust Corp. (NTRS) | 21-Apr-20 | Disposition | 1,146 | $74.43 | $85,296.80 | (100%) 1.15K to 0 | |
| 23-Apr-20 7:09 PM View: | Northern Trust Corp. (NTRS) | 21-Apr-20 | Option Exercise | 1,146 | -- | -- | 100% 0 to 1.15K | |
| 25-Apr-19 8:12 PM View: | Northern Trust Corp. (NTRS) | 23-Apr-19 | Disposition | 1,033 | $94.30 | $97,411.90 | (100%) 1.03K to 0 | 2% |
| 25-Apr-19 8:12 PM View: | Northern Trust Corp. (NTRS) | 23-Apr-19 | Option Exercise | 1,033 | -- | -- | 100% 0 to 1.03K | |
| 19-Apr-18 7:08 PM View: | Northern Trust Corp. (NTRS) | 17-Apr-18 | Disposition | 1,214 | $107.04 | $129,947.00 | (100%) 1.21K to 0 | 15% |
| 19-Apr-18 7:08 PM View: | Northern Trust Corp. (NTRS) | 17-Apr-18 | Option Exercise | 1,214 | -- | -- | 100% 0 to 1.21K | |
| 27-Apr-17 7:14 PM View: | Northern Trust Corp. (NTRS) | 25-Apr-17 | Disposition | 1,531 | $90.36 | $138,341.00 | (100%) 1.53K to 0 | < 1% |
| 27-Apr-17 7:14 PM View: | Northern Trust Corp. (NTRS) | 25-Apr-17 | Option Exercise | 1,531 | -- | -- | 100% 0 to 1.53K | |
| 20-Apr-16 7:51 PM View: | Northern Trust Corp. (NTRS) | 19-Apr-16 | Disposition | 1,530 | $70.29 | $107,551.00 | (100%) 1.53K to 0 | (31%) |
| 20-Apr-16 7:51 PM View: | Northern Trust Corp. (NTRS) | 19-Apr-16 | Option Exercise | 1,530 | -- | -- | 100% 0 to 1.53K | |
| 23-Apr-15 8:03 PM View: | Northern Trust Corp. (NTRS) | 21-Apr-15 | Disposition | 497 | $71.83 | $35,699.50 | (100%) 0.5K to 0 | (31%) |
| 23-Apr-15 8:03 PM View: | Northern Trust Corp. (NTRS) | 21-Apr-15 | Option Exercise | 497 | -- | -- | 100% 0 to 0.5K | |
| 02-Jan-14 3:14 PM View: | Caterpillar Inc. (CAT) | 31-Dec-13 | Grant | 34 | $90.82 | $3,087.88 | < 1% 17.66K to 17.69K | 63% |
| 02-Dec-13 3:23 PM View: | Caterpillar Inc. (CAT) | 29-Nov-13 | Grant | 36 | $84.86 | $3,054.96 | < 1% 17.62K to 17.66K | 74% |
| 04-Nov-13 11:32 AM View: | Caterpillar Inc. (CAT) | 31-Oct-13 | Grant | 37 | $83.82 | $3,101.34 | < 1% 17.58K to 17.62K | 77% |
| 02-Oct-13 12:41 PM View: | Caterpillar Inc. (CAT) | 30-Sep-13 | Grant | 37 | $83.33 | $3,083.21 | < 1% 17.55K to 17.58K | 76% |
| 03-Sep-13 4:36 PM View: | Caterpillar Inc. (CAT) | 30-Aug-13 | Grant | 37 | $82.48 | $3,051.76 | < 1% 17.51K to 17.55K | 78% |
| 02-Aug-13 11:42 AM View: | Caterpillar Inc. (CAT) | 31-Jul-13 | Grant | 37 | $83.37 | $3,084.69 | < 1% 17.47K to 17.51K | 76% |
| 02-Jul-13 12:17 PM View: | Caterpillar Inc. (CAT) | 28-Jun-13 | Grant | 37 | $82.75 | $3,061.75 | < 1% 17.44K to 17.47K | 76% |
| 03-Jun-13 3:58 PM View: | Caterpillar Inc. (CAT) | 31-May-13 | Grant | 36 | $86.38 | $3,109.50 | < 1% 17.4K to 17.44K | 69% |
| 02-May-13 11:15 AM View: | Caterpillar Inc. (CAT) | 30-Apr-13 | Grant | 36 | $84.37 | $3,037.32 | < 1% 17.36K to 17.4K | 73% |
| 09-Apr-13 3:33 PM View: | Caterpillar Inc. (CAT) | 08-Apr-13 | Payment of Exercise | 3,045 | $84.53 | $257,394.00 | (15%) 20.41K to 17.36K | (72%) |
| 09-Apr-13 3:33 PM View: | Caterpillar Inc. (CAT) | 08-Apr-13 | Option Exercise | 8,000 | $26.03 | $208,240.00 | 64% 12.41K to 20.41K | |
| 01-Apr-13 2:34 PM View: | Caterpillar Inc. (CAT) | 28-Mar-13 | Grant | 35 | $87.32 | $3,056.03 | < 1% 12.37K to 12.41K | 66% |
| 06-Mar-13 7:59 PM View: | Caterpillar Inc. (CAT) | 05-Mar-13 | Payment of Exercise | 96 | $90.64 | $8,700.96 | (< 1%) 12.47K to 12.37K | (60%) |
| 06-Mar-13 8:49 AM View: | Caterpillar Inc. (CAT) | 04-Mar-13 | Grant | 1,115 | -- | -- | 10% 11.36K to 12.47K | |
| 04-Mar-13 3:01 PM View: | Caterpillar Inc. (CAT) | 28-Feb-13 | Grant | 34 | $92.69 | $3,151.63 | < 1% 11.32K to 11.36K | 57% |
| 04-Feb-13 3:43 PM View: | Caterpillar Inc. (CAT) | 31-Jan-13 | Grant | 31 | $98.31 | $3,047.46 | < 1% 11.2K to 11.23K | 48% |
| 03-Jan-13 2:39 PM View: | Caterpillar Inc. (CAT) | 31-Dec-12 | Grant | 34 | $88.24 | $3,000.16 | < 1% 11.17K to 11.2K | 64% |
| 18-Dec-12 4:21 PM View: | Caterpillar Inc. (CAT) | 18-Dec-12 | Market Sale (Planned) | 10,700 | $90.12 | $964,256.00 | (49%) 21.87K to 11.17K | (60%) |
| 04-Dec-12 4:39 PM View: | Caterpillar Inc. (CAT) | 30-Nov-12 | Grant | 35 | $85.66 | $2,998.10 | < 1% 21.83K to 21.87K | 68% |
| 01-Nov-12 2:07 PM View: | Caterpillar Inc. (CAT) | 31-Oct-12 | Grant | 36 | $85.19 | $3,066.84 | < 1% 21.8K to 21.83K | 69% |
| 02-Oct-12 11:37 AM View: | Caterpillar Inc. (CAT) | 28-Sep-12 | Grant | 35 | $86.01 | $3,010.52 | < 1% 21.76K to 21.8K | 69% |
| 05-Sep-12 2:52 PM View: | Caterpillar Inc. (CAT) | 31-Aug-12 | Grant | 38 | $85.10 | $3,233.80 | < 1% 21.72K to 21.76K | 66% |
| 01-Aug-12 4:14 PM View: | Caterpillar Inc. (CAT) | 31-Jul-12 | Grant | 35 | $85.25 | $2,983.75 | < 1% 21.69K to 21.72K | 66% |
| 03-Jul-12 1:27 PM View: | Caterpillar Inc. (CAT) | 29-Jun-12 | Grant | 35 | $84.38 | $2,953.30 | < 1% 21.63K to 21.66K | 69% |
| 04-Jun-12 2:52 PM View: | Caterpillar Inc. (CAT) | 31-May-12 | Grant | 35 | $87.26 | $3,054.10 | < 1% 21.59K to 21.63K | 64% |
| 02-May-12 12:11 PM View: | Caterpillar Inc. (CAT) | 30-Apr-12 | Grant | 29 | $103.33 | $2,996.57 | < 1% 21.56K to 21.59K | 38% |
| 10-Apr-12 4:51 PM View: | Caterpillar Inc. (CAT) | 10-Apr-12 | Payment of Exercise | 2,961 | $103.54 | $306,582.00 | (12%) 24.5K to 21.54K | (38%) |
| 10-Apr-12 4:51 PM View: | Caterpillar Inc. (CAT) | 10-Apr-12 | Option Exercise | 8,000 | $29.43 | $235,440.00 | 48% 16.5K to 24.5K | |
| 03-Apr-12 1:59 PM View: | Caterpillar Inc. (CAT) | 30-Mar-12 | Grant | 29 | $106.27 | $3,081.83 | < 1% 16.48K to 16.5K | 35% |
| 09-Mar-12 10:46 AM View: | Caterpillar Inc. (CAT) | 07-Mar-12 | Payment of Exercise | 118 | $107.47 | $12,681.50 | (< 1%) 16.59K to 16.48K | (33%) |