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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 15-Dec-21 4:05 PM View:  | Amesite Inc. (AMST) | 14-Dec-21 | Market Purchase | 8,000 | $1.17 | $9,353.60 | 11% 69.67K to 77.67K | (2%) |
| 15-Dec-21 4:05 PM View: | Amesite Inc. (AMST) | 13-Dec-21 | Market Purchase | 8,000 | $1.18 | $9,471.20 | 13% 61.67K to 69.67K | (3%) |
| 11-Feb-21 7:23 PM View: | Elicio Therapeutics, Inc. (ELTX) | 09-Feb-21 | Conversion | 61,657 | $11.57 | $713,372.00 | 330% 18.67K to 80.33K | |
| 29-Sep-20 7:22 PM View: | Amesite Inc. (AMST) | 29-Sep-20 | Purchase Duplicate | 20,000 | $5.00 | $100,000.00 | 48% 41.67K to 61.67K | |
| 03-Jun-19 5:29 PM View: | Pro-Pharmaceuticals Inc. (GALT) | 31-May-19 | Market Purchase | 18,578 | $4.28 | $79,513.80 | 39% 48.19K to 66.77K | (11%) |
| 11-Sep-18 4:06 PM View: | Pro-Pharmaceuticals Inc. (GALT) | 10-Sep-18 | Market Sale | 8,370 | $6.00 | $50,220.00 | (15%) 56.56K to 48.19K | 36% |
| 11-Sep-18 4:06 PM View: | Pro-Pharmaceuticals Inc. (GALT) | 07-Sep-18 | Market Sale | 11,000 | $6.03 | $66,365.20 | (16%) 67.56K to 56.56K | 37% |
| 22-Mar-17 8:02 AM View: | Esperion Therapeutics, Inc. (ESPR) | 21-Mar-17 | Market Purchase | 1,000 | $42.26 | $42,260.00 | 10% 10.0K to 11.0K | (33%) |
| 02-Mar-16 7:23 AM View: | Esperion Therapeutics, Inc. (ESPR) | 01-Mar-16 | Market Purchase | 5,000 | $15.28 | $76,400.00 | 100% 5.0K to 10.0K | 72% |
| 08-Jul-15 4:55 PM View: | Pro-Pharmaceuticals Inc. (GALT) | 08-Apr-15 | Grant | 25,934 | -- | -- | 62% 41.63K to 67.56K | |
| 08-Jul-15 4:55 PM View: | Pro-Pharmaceuticals Inc. (GALT) | 07-Apr-15 | Grant | 1,506 | -- | -- | 4% 40.12K to 41.63K | |
| 08-Jul-15 4:55 PM View: | Pro-Pharmaceuticals Inc. (GALT) | 12-Mar-15 | Grant | 11,112 | -- | -- | 38% 29.01K to 40.12K | |
| 21-Oct-14 5:31 PM View: | Esperion Therapeutics, Inc. (ESPR) | 21-Oct-14 | Private Purchase | 5,000 | $20.00 | $100,000.00 | 100% 0 to 5.0K | |
| 29-Apr-14 5:20 PM View: | Amgen Inc. (AMGN) | 25-Apr-14 | Grant | 1,795 | -- | -- | 1% 178.75K to 180.55K | |
| 30-Apr-13 6:02 PM View: | Amgen Inc. (AMGN) | 26-Apr-13 | Grant | 1,845 | -- | -- | 1% 176.82K to 178.67K | |
| 26-Nov-12 8:45 PM View: | Amgen Inc. (AMGN) | 26-Nov-12 | Option Exercise | 26,000 | $57.68 | $1,499,680.00 | 15% 176.78K to 202.78K | |
| 26-Nov-12 8:45 PM View: | Amgen Inc. (AMGN) | 26-Nov-12 | Market Option Sale | 26,000 | $87.11 | $2,264,980.00 | (13%) 202.78K to 176.78K | (132%) |
| 26-Oct-12 7:37 PM View: | Amgen Inc. (AMGN) | 25-Oct-12 | Gift | 8,572 | -- | -- | (5%) 185.35K to 176.78K | |
| 01-May-12 7:55 PM View: | Amgen Inc. (AMGN) | 27-Apr-12 | Grant | 1,395 | -- | -- | < 1% 183.92K to 185.31K | |
| 29-Feb-12 6:28 PM View: | Amgen Inc. (AMGN) | 29-Feb-12 | Payment of Exercise | 4,301 | $68.15 | $293,113.00 | (2%) 188.15K to 183.85K | (198%) |
| 29-Feb-12 6:28 PM View: | Amgen Inc. (AMGN) | 29-Feb-12 | Option Exercise | 5,000 | $58.61 | $293,050.00 | 3% 183.15K to 188.15K | |
| 22-Dec-11 4:43 PM View: | Amgen Inc. (AMGN) | 22-Dec-11 | Payment of Exercise | 14,267 | $63.14 | $900,818.00 | (7%) 197.42K to 183.15K | (223%) |
| 22-Dec-11 4:43 PM View: | Amgen Inc. (AMGN) | 22-Dec-11 | Option Exercise | 16,000 | $56.30 | $900,800.00 | 9% 181.42K to 197.42K | |
| 27-Apr-11 8:17 PM View: | Amgen Inc. (AMGN) | 25-Apr-11 | Grant | 1,828 | -- | -- | 1% 179.59K to 181.42K | |
| 28-Apr-10 6:27 PM View: | Amgen Inc. (AMGN) | 26-Apr-10 | Grant | 1,711 | -- | -- | < 1% 177.88K to 179.59K | |
| 05-Jan-10 8:08 PM View: | Amgen Inc. (AMGN) | 30-Dec-09 | Gift | 13,950 | -- | -- | (7%) 191.83K to 177.88K | |
| 30-Sep-09 1:32 PM View: | Amgen Inc. (AMGN) | 28-Sep-09 | Gift | 1,191 | -- | -- | (< 1%) 193.02K to 191.83K | |
| 30-Apr-09 1:28 PM View: | Amgen Inc. (AMGN) | 28-Apr-09 | Grant | 1,982 | -- | -- | 1% 191.04K to 193.02K | |
| 03-Apr-09 6:31 PM View: | Rohm & Haas Co. (ROH) | 01-Apr-09 | Disposition | 50,149 | $78.97 | $3,960,280.00 | (100%) 50.15K to 0 | < 1% |
| 04-Mar-09 6:30 PM View: | Rohm & Haas Co. (ROH) | 02-Mar-09 | Grant | 389 | $36.83 | $14,311.70 | < 1% 49.76K to 50.15K | 43% |
| 14-Jan-09 10:00 PM View: | Amgen Inc. (AMGN) | 29-Dec-08 | Gift | 1,800 | $56.87 | $102,366.00 | (< 1%) 192.84K to 191.04K | (253%) |
| 09-Dec-08 4:45 PM View: | Amgen Inc. (AMGN) | 08-Dec-08 | Option Exercise | 16,000 | $28.97 | $463,501.00 | 8% 192.84K to 208.84K | 101% |
| 09-Dec-08 4:45 PM View: | Amgen Inc. (AMGN) | 08-Dec-08 | Market Option Sale | 16,000 | $58.12 | $929,870.00 | (8%) 208.84K to 192.84K | (245%) |
| 03-Dec-08 1:53 PM View: | Rohm & Haas Co. (ROH) | 01-Dec-08 | Grant | 200 | $71.28 | $14,229.80 | < 1% 49.48K to 49.67K | (26%) |
| 21-Jan-09 11:44 AM View: | Rohm & Haas Co. (ROH) | 01-Dec-08 | Grant | 85 | -- | -- | < 1% 49.67K to 49.76K | |
| 02-Sep-08 3:38 PM View: | Rohm & Haas Co. (ROH) | 02-Sep-08 | Grant | 188 | $75.14 | $14,152.60 | < 1% 49.21K to 49.4K | (42%) |
| 03-Dec-08 1:53 PM View: | Rohm & Haas Co. (ROH) | 02-Sep-08 | Grant | 80 | -- | -- | < 1% 49.4K to 49.48K | |
| 03-Jun-08 2:54 PM View: | Rohm & Haas Co. (ROH) | 02-Jun-08 | Grant | 258 | $54.40 | $14,046.70 | < 1% 48.84K to 49.1K | (19%) |
| 02-Sep-08 3:38 PM View: | Rohm & Haas Co. (ROH) | 02-Jun-08 | Grant | 111 | -- | -- | < 1% 49.09K to 49.21K | |
| 09-May-08 3:19 PM View: | Rohm & Haas Co. (ROH) | 07-May-08 | Grant | 971 | $54.92 | $53,333.30 | 2% 47.87K to 48.84K | (19%) |
| 01-May-08 5:13 PM View: | Amgen Inc. (AMGN) | 29-Apr-08 | Grant | 2,373 | -- | -- | 1% 190.47K to 192.84K | |
| 04-Mar-08 4:38 PM View: | Rohm & Haas Co. (ROH) | 03-Mar-08 | Grant | 227 | $53.99 | $12,233.20 | < 1% 47.54K to 47.77K | (18%) |
| 02-Sep-08 3:38 PM View: | Rohm & Haas Co. (ROH) | 03-Mar-08 | Grant | 99 | -- | -- | < 1% 49.01K to 49.11K | |
| 09-May-08 3:19 PM View: | Rohm & Haas Co. (ROH) | 01-Mar-08 | Grant | 99 | -- | -- | < 1% 47.77K to 47.87K | |
| 10-Jan-08 1:11 PM View: | Rohm & Haas Co. (ROH) | 09-Jan-08 | Grant | 529 | $50.38 | $26,666.70 | 1% 47.01K to 47.54K | (11%) |
| 10-Jan-08 1:11 PM View: | Rohm & Haas Co. (ROH) | 21-Dec-07 | Gift | 860 | -- | -- | (2%) 47.87K to 47.01K | |
| 04-Dec-07 9:58 AM View: | Rohm & Haas Co. (ROH) | 03-Dec-07 | Grant | 221 | $54.19 | $11,955.70 | < 1% 47.55K to 47.77K | (17%) |
| 10-Jan-08 1:11 PM View: | Rohm & Haas Co. (ROH) | 01-Dec-07 | Grant | 104 | $54.19 | $5,651.25 | < 1% 47.77K to 47.87K | (17%) |
| 06-Sep-07 8:24 AM View: | Rohm & Haas Co. (ROH) | 04-Sep-07 | Grant | 210 | $56.68 | $11,878.20 | < 1% 47.24K to 47.45K | (20%) |
| 04-Dec-07 9:58 AM View: | Rohm & Haas Co. (ROH) | 04-Sep-07 | Grant | 99 | -- | -- | < 1% 47.45K to 47.55K |