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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 15-Dec-20 12:12 PM View:  | Cathay General Bancorp (CATY) | 10-Dec-20 | Market Sale | 6,200 | $30.00 | $186,000.00 | (10%) 62.91K to 56.71K | (24%) |
| 27-Nov-20 4:34 PM View: | Cathay General Bancorp (CATY) | 24-Nov-20 | Market Sale | 8,101 | $31.00 | $251,131.00 | (11%) 70.95K to 62.85K | (19%) |
| 09-Jun-20 5:10 PM View: | Cathay General Bancorp (CATY) | 05-Jun-20 | Market Sale | 8,080 | $30.37 | $245,390.00 | (10%) 78.39K to 70.31K | (20%) |
| 03-Apr-20 5:34 PM View: | Cathay General Bancorp (CATY) | 01-Apr-20 | Payment of Exercise | 8,926 | $21.68 | $193,516.00 | (10%) 87.32K to 78.39K | (67%) |
| 03-Apr-20 5:34 PM View: | Cathay General Bancorp (CATY) | 01-Apr-20 | Option Exercise | 25,810 | -- | -- | 42% 61.51K to 87.32K | |
| 13-Feb-20 10:00 PM View: | Cathay General Bancorp (CATY) | 13-Dec-19 | Acquisition (other) | 157 | $37.87 | $5,941.18 | < 1% 60.98K to 61.14K | (6%) |
| 13-Feb-20 10:00 PM View: | Cathay General Bancorp (CATY) | 12-Dec-19 | Acquisition (other) | 49 | $37.78 | $1,863.91 | < 1% 60.94K to 60.98K | (5%) |
| 07-Nov-19 5:21 PM View: | Cathay General Bancorp (CATY) | 05-Nov-19 | Market Sale | 8,968 | $37.10 | $332,713.00 | (13%) 69.91K to 60.94K | 4% |
| 13-Feb-20 10:00 PM View: | Cathay General Bancorp (CATY) | 16-Sep-19 | Acquisition (other) | 165 | $35.64 | $5,889.31 | < 1% 60.98K to 61.14K | (< 1%) |
| 13-Feb-20 10:00 PM View: | Cathay General Bancorp (CATY) | 13-Sep-19 | Acquisition (other) | 52 | $35.81 | $1,847.90 | < 1% 61.09K to 61.14K | (< 1%) |
| 13-Feb-20 10:00 PM View: | Cathay General Bancorp (CATY) | 14-Jun-19 | Acquisition (other) | 170 | $34.32 | $5,836.47 | < 1% 60.97K to 61.14K | 2% |
| 13-Feb-20 10:00 PM View: | Cathay General Bancorp (CATY) | 13-Jun-19 | Acquisition (other) | 53 | $34.69 | $1,831.55 | < 1% 60.92K to 60.97K | 1% |
| 13-Feb-20 10:00 PM View: | Cathay General Bancorp (CATY) | 15-Mar-19 | Acquisition (other) | 159 | $36.45 | $5,790.18 | < 1% 60.98K to 61.14K | (3%) |
| 13-Feb-20 10:00 PM View: | Cathay General Bancorp (CATY) | 14-Mar-19 | Acquisition (other) | 50 | $36.43 | $1,816.11 | < 1% 60.93K to 60.98K | (3%) |
| 13-Mar-19 7:27 PM View: | Cathay General Bancorp (CATY) | 11-Mar-19 | Payment of Exercise | 306 | $36.53 | $11,178.20 | (< 1%) 69.57K to 69.26K | 3% |
| 13-Mar-19 7:27 PM View: | Cathay General Bancorp (CATY) | 11-Mar-19 | Option Exercise | 883 | -- | -- | 1% 68.68K to 69.57K | |
| 05-Mar-19 6:39 PM View: | Cathay General Bancorp (CATY) | 01-Mar-19 | Payment of Exercise | 5,145 | $38.36 | $197,362.00 | (7%) 73.83K to 68.68K | 8% |
| 05-Mar-19 6:39 PM View: | Cathay General Bancorp (CATY) | 01-Mar-19 | Option Exercise | 14,877 | -- | -- | 25% 58.95K to 73.83K | |
| 03-Jan-19 5:19 PM View: | Cathay General Bancorp (CATY) | 02-Jan-19 | Payment of Exercise | 3,169 | $33.53 | $106,257.00 | (5%) 62.12K to 58.95K | (7%) |
| 03-Jan-19 5:19 PM View: | Cathay General Bancorp (CATY) | 02-Jan-19 | Option Exercise | 8,504 | -- | -- | 16% 53.62K to 62.12K | |
| 13-Feb-19 10:00 PM View: | Cathay General Bancorp (CATY) | 14-Dec-18 | Acquisition (other) | 162 | $35.54 | $5,740.48 | < 1% 58.79K to 58.95K | < 1% |
| 13-Feb-19 10:00 PM View: | Cathay General Bancorp (CATY) | 13-Dec-18 | Acquisition (other) | 49 | $36.46 | $1,800.77 | < 1% 58.74K to 58.79K | (2%) |
| 13-Feb-19 10:00 PM View: | Cathay General Bancorp (CATY) | 19-Sep-18 | Acquisition (other) | 105 | $42.11 | $4,433.86 | < 1% 58.85K to 58.95K | (16%) |
| 13-Feb-19 10:00 PM View: | Cathay General Bancorp (CATY) | 14-Sep-18 | Acquisition (other) | 33 | $42.36 | $1,386.32 | < 1% 58.92K to 58.95K | (16%) |
| 13-Feb-19 10:00 PM View: | Cathay General Bancorp (CATY) | 13-Jun-18 | Acquisition (other) | 103 | $42.52 | $4,382.37 | < 1% 58.85K to 58.95K | (17%) |
| 13-Feb-19 10:00 PM View: | Cathay General Bancorp (CATY) | 11-Jun-18 | Acquisition (other) | 32 | $43.24 | $1,378.65 | < 1% 58.92K to 58.95K | (18%) |
| 08-Jun-18 8:25 PM View: | Cathay General Bancorp (CATY) | 06-Jun-18 | Market Sale | 6,409 | $43.00 | $275,587.00 | (11%) 59.54K to 53.13K | 18% |
| 13-Feb-19 10:00 PM View: | Cathay General Bancorp (CATY) | 15-Mar-18 | Acquisition (other) | 103 | $42.75 | $4,388.68 | < 1% 58.85K to 58.95K | (18%) |
| 13-Feb-19 10:00 PM View: | Cathay General Bancorp (CATY) | 12-Mar-18 | Acquisition (other) | 32 | $43.52 | $1,371.10 | < 1% 58.82K to 58.85K | (19%) |
| 05-Mar-18 12:20 PM View: | Cathay General Bancorp (CATY) | 01-Mar-18 | Payment of Exercise | 7,431 | -- | -- | 14% 54.55K to 61.98K | |
| 05-Mar-18 12:20 PM View: | Cathay General Bancorp (CATY) | 01-Mar-18 | Option Exercise | 2,570 | $41.22 | $105,935.00 | (4%) 61.98K to 59.41K | 15% |
| 03-Jan-18 7:13 PM View: | Cathay General Bancorp (CATY) | 02-Jan-18 | Payment of Exercise | 4,137 | $42.64 | $176,402.00 | (7%) 58.68K to 54.55K | 18% |
| 03-Jan-18 7:13 PM View: | Cathay General Bancorp (CATY) | 02-Jan-18 | Option Exercise | 10,546 | -- | -- | 22% 48.14K to 58.68K | |
| 01-Feb-18 10:00 PM View: | Cathay General Bancorp (CATY) | 15-Dec-17 | Acquisition (other) | 102 | $42.66 | $4,345.33 | < 1% 54.45K to 54.55K | (18%) |
| 01-Feb-18 10:00 PM View: | Cathay General Bancorp (CATY) | 11-Dec-17 | Acquisition (other) | 32 | $42.72 | $1,363.40 | < 1% 54.52K to 54.55K | (18%) |
| 28-Nov-17 6:46 PM View: | Cathay General Bancorp (CATY) | 28-Nov-17 | Market Sale | 10,000 | $43.10 | $431,000.00 | (17%) 58.0K to 48.0K | 20% |
| 21-Nov-17 7:26 PM View: | Cathay General Bancorp (CATY) | 20-Nov-17 | Market Sale | 6,059 | $42.00 | $254,478.00 | (9%) 64.06K to 58.0K | 17% |
| 01-Feb-18 10:00 PM View: | Cathay General Bancorp (CATY) | 15-Sep-17 | Acquisition (other) | 104 | $36.48 | $3,776.54 | < 1% 54.44K to 54.55K | (5%) |
| 01-Feb-18 10:00 PM View: | Cathay General Bancorp (CATY) | 11-Sep-17 | Acquisition (other) | 33 | $35.47 | $1,185.96 | < 1% 54.51K to 54.55K | (2%) |
| 01-Feb-18 10:00 PM View: | Cathay General Bancorp (CATY) | 15-Jun-17 | Acquisition (other) | 97 | $38.59 | $3,753.22 | < 1% 54.45K to 54.55K | (11%) |
| 01-Feb-18 10:00 PM View: | Cathay General Bancorp (CATY) | 12-Jun-17 | Acquisition (other) | 30 | $39.15 | $1,179.67 | < 1% 54.52K to 54.55K | (12%) |
| 01-Feb-18 10:00 PM View: | Cathay General Bancorp (CATY) | 14-Mar-17 | Acquisition (other) | 96 | $39.04 | $3,733.70 | < 1% 54.45K to 54.55K | (12%) |
| 01-Feb-18 10:00 PM View: | Cathay General Bancorp (CATY) | 10-Mar-17 | Acquisition (other) | 30 | $38.52 | $1,173.24 | < 1% 54.42K to 54.45K | (11%) |
| 22-Feb-17 4:14 PM View: | Cathay General Bancorp (CATY) | 17-Feb-17 | Payment of Exercise | 10,008 | $39.42 | $394,515.00 | (14%) 73.68K to 63.67K | 14% |
| 22-Feb-17 4:14 PM View: | Cathay General Bancorp (CATY) | 17-Feb-17 | Option Exercise | 15,057 | -- | -- | 26% 58.62K to 73.68K | |
| 09-Feb-17 10:00 PM View: | Cathay General Bancorp (CATY) | 31-Dec-16 | Acquisition (other) | 423 | $38.03 | $16,102.70 | < 1% 47.19K to 47.61K | (10%) |
| 09-Feb-17 10:00 PM View: | Cathay General Bancorp (CATY) | 12-Dec-16 | Acquisition (other) | 31 | $37.66 | $1,166.74 | < 1% 47.16K to 47.19K | (9%) |
| 09-Feb-17 10:00 PM View: | Cathay General Bancorp (CATY) | 12-Sep-16 | Acquisition (other) | 32 | $31.16 | $994.34 | < 1% 47.16K to 47.19K | 9% |
| 09-Feb-17 10:00 PM View: | Cathay General Bancorp (CATY) | 13-Jun-16 | Acquisition (other) | 34 | $29.46 | $988.29 | < 1% 47.16K to 47.19K | 14% |
| 16-Mar-16 7:28 PM View: | Cathay General Bancorp (CATY) | 14-Mar-16 | Payment of Exercise | 360 | $28.47 | $10,249.20 | (< 1%) 47.45K to 47.09K | (18%) |