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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 06-Jan-16 6:28 PM View:  | Arris Group Inc. (ARRS) | 04-Jan-16 | Disposition | 79,200 | -- | -- | (100%) 79.2K to 0 | |
| 02-Jul-14 5:04 PM View: | Arris Group Inc. (ARRS) | 01-Jul-14 | Grant | 2,800 | -- | -- | 4% 76.4K to 79.2K | |
| 06-Jan-14 5:01 PM View: | Arris Group Inc. (ARRS) | 02-Jan-14 | Grant | 2,500 | -- | -- | 3% 73.9K to 76.4K | |
| 02-Jul-13 5:18 PM View: | Arris Group Inc. (ARRS) | 01-Jul-13 | Grant | 4,100 | -- | -- | 6% 69.8K to 73.9K | |
| 03-Jan-13 5:31 PM View: | Arris Group Inc. (ARRS) | 02-Jan-13 | Grant | 3,300 | -- | -- | 5% 66.5K to 69.8K | |
| 09-Sep-13 8:04 PM View: | Bookham Inc. (OCLR) | 30-Oct-12 | Grant | 43,918 | -- | -- | 52% 84.36K to 128.27K | |
| 25-Jul-12 9:07 PM View: | Opnext, Inc. (OPXT) | 23-Jul-12 | Disposition | 200,849 | -- | -- | (100%) 200.85K to 0 | |
| 25-Jul-12 9:07 PM View: | Opnext, Inc. (OPXT) | 23-Jul-12 | Option Exercise | 33,839 | -- | -- | 20% 167.01K to 200.85K | |
| 02-Jul-12 5:08 PM View: | Arris Group Inc. (ARRS) | 01-Jul-12 | Grant | 3,600 | -- | -- | 6% 62.9K to 66.5K | |
| 12-Apr-12 5:16 PM View: | Opnext, Inc. (OPXT) | 26-Jan-12 | Payment of Exercise | 20,839 | $1.14 | $23,756.50 | (11%) 187.85K to 167.01K | (28%) |
| 12-Apr-12 5:16 PM View: | Opnext, Inc. (OPXT) | 26-Jan-12 | Option Exercise | 75,000 | -- | -- | 66% 112.85K to 187.85K | |
| 04-Nov-11 5:15 PM View: | Opnext, Inc. (OPXT) | 04-Nov-11 | Market Purchase | 50,000 | $1.08 | $54,000.00 | 80% 62.85K to 112.85K | |
| 05-Jul-11 5:10 PM View: | Arris Group Inc. (ARRS) | 01-Jul-11 | Grant | 4,200 | -- | -- | 8% 54.1K to 58.3K | |
| 04-Jan-11 5:54 PM View: | Arris Group Inc. (ARRS) | 03-Jan-11 | Grant | 4,300 | -- | -- | 9% 49.8K to 54.1K | |
| 02-Jul-10 4:38 PM View: | Arris Group Inc. (ARRS) | 01-Jul-10 | Grant | 5,000 | -- | -- | 11% 44.8K to 49.8K | |
| 06-Jan-10 8:03 PM View: | Arris Group Inc. (ARRS) | 04-Jan-10 | Grant | 4,400 | -- | -- | 11% 40.4K to 44.8K | |
| 02-Jul-09 11:40 AM View: | Arris Group Inc. (ARRS) | 01-Jul-09 | Grant | 4,000 | -- | -- | 11% 36.4K to 40.4K | |
| 24-Feb-09 4:29 PM View: | Opnext, Inc. (OPXT) | 20-Feb-09 | Payment of Exercise | 10,884 | $1.55 | $16,870.20 | (15%) 71.67K to 60.78K | (29%) |
| 23-Jan-09 3:39 PM View: | Arris Group Inc. (ARRS) | 21-Jan-09 | Grant | 3,100 | -- | -- | 9% 33.3K to 36.4K | |
| 03-Jul-08 1:32 PM View: | Arris Group Inc. (ARRS) | 01-Jul-08 | Grant | 5,800 | -- | -- | 21% 27.5K to 33.3K | |
| 04-Apr-08 10:57 AM View: | Arris Group Inc. (ARRS) | 01-Jul-07 | Grant | 2,800 | -- | -- | 11% 24.7K to 27.5K | |
| 29-May-07 8:46 PM View: | Opnext, Inc. (OPXT) | 25-May-07 | Market Purchase | 5,000 | $10.99 | $54,939.70 | 8% 66.67K to 71.67K | (82%) |
| 05-Jul-06 3:09 PM View: | Arris Group Inc. (ARRS) | 30-Jun-06 | Grant | 3,800 | -- | -- | 18% 20.9K to 24.7K | |
| 04-Oct-05 3:10 PM View: | Arris Group Inc. (ARRS) | 30-Sep-05 | Market Sale | 6,000 | $12.00 | $72,000.00 | (22%) 26.9K to 20.9K | (175%) |
| 26-Jul-05 3:20 PM View: | Arris Group Inc. (ARRS) | 22-Jul-05 | Grant | 5,800 | -- | -- | 27% 21.1K to 26.9K | |
| 02-Jul-04 11:25 AM View: | Arris Group Inc. (ARRS) | 01-Jul-04 | Grant | 4,000 | -- | -- | 23% 17.1K to 21.1K |