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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 16-Apr-24 5:48 PM View:  | Cathay General Bancorp (CATY) | 12-Apr-24 | Grant | 2,412 | -- | -- | < 1% 769.74K to 772.15K | |
| 17-Apr-23 8:36 PM View: | Cathay General Bancorp (CATY) | 13-Apr-23 | Grant | 2,536 | -- | -- | < 1% 767.21K to 769.74K | |
| 10-Nov-22 6:16 PM View: | Cathay General Bancorp (CATY) | 10-Nov-22 | Market Sale | 17,095 | $46.22 | $790,131.00 | (2%) 784.3K to 767.21K | (< 1%) |
| 10-Nov-22 6:16 PM View: | Cathay General Bancorp (CATY) | 09-Nov-22 | Market Sale | 2,905 | $45.05 | $130,864.00 | (< 1%) 787.21K to 784.3K | (3%) |
| 07-Apr-22 7:00 PM View: | Cathay General Bancorp (CATY) | 06-Apr-22 | Grant | 1,978 | -- | -- | < 1% 785.23K to 787.21K | |
| 31-Aug-21 7:54 PM View: | Cathay General Bancorp (CATY) | 27-Aug-21 | Market Sale | 20,000 | $39.74 | $794,856.00 | (2%) 805.23K to 785.23K | < 1% |
| 19-Apr-21 5:12 PM View: | Cathay General Bancorp (CATY) | 15-Apr-21 | Grant | 2,075 | -- | -- | < 1% 803.15K to 805.23K | |
| 06-May-20 6:21 PM View: | Cathay General Bancorp (CATY) | 04-May-20 | Grant | 3,111 | -- | -- | < 1% 800.04K to 803.15K | |
| 22-Nov-19 5:20 PM View: | Cathay General Bancorp (CATY) | 20-Nov-19 | Gift | 9,000 | -- | -- | (1%) 809.04K to 800.04K | |
| 17-Apr-19 7:16 PM View: | Cathay General Bancorp (CATY) | 15-Apr-19 | Grant | 2,116 | -- | -- | < 1% 806.92K to 809.04K | |
| 23-Apr-18 2:53 PM View: | Cathay General Bancorp (CATY) | 19-Apr-18 | Grant | 1,606 | -- | -- | < 1% 805.32K to 806.92K | |
| 06-Feb-18 2:46 PM View: | Cathay General Bancorp (CATY) | 02-Feb-18 | Market Sale | 33,045 | $44.36 | $1,465,880.00 | (4%) 838.36K to 805.32K | 21% |
| 21-Nov-17 6:39 PM View: | Cathay General Bancorp (CATY) | 20-Nov-17 | Gift | 5,000 | -- | -- | (< 1%) 843.36K to 838.36K | |
| 17-Apr-17 6:05 PM View: | Cathay General Bancorp (CATY) | 13-Apr-17 | Grant | 1,400 | -- | -- | < 1% 841.96K to 843.36K | |
| 22-Feb-17 4:17 PM View: | Cathay General Bancorp (CATY) | 17-Feb-17 | Payment of Exercise | 20,926 | $39.42 | $824,903.00 | (2%) 862.89K to 841.96K | 14% |
| 22-Feb-17 4:17 PM View: | Cathay General Bancorp (CATY) | 17-Feb-17 | Option Exercise | 46,921 | -- | -- | 6% 815.97K to 862.89K | |
| 01-Feb-17 6:45 PM View: | Cathay General Bancorp (CATY) | 01-Feb-17 | Market Sale | 20,000 | $36.42 | $728,334.00 | (1%) 1.65M to 1.63M | 6% |
| 01-Feb-17 6:45 PM View: | Cathay General Bancorp (CATY) | 31-Jan-17 | Market Sale | 10,000 | $36.22 | $362,221.00 | (< 1%) 1.66M to 1.65M | 6% |
| 01-Feb-17 6:45 PM View: | Cathay General Bancorp (CATY) | 30-Jan-17 | Market Sale | 20,000 | $36.27 | $725,419.00 | (1%) 1.68M to 1.66M | 6% |
| 01-Sep-16 12:23 PM View: | Cathay General Bancorp (CATY) | 30-Aug-16 | Market Sale | 30,000 | $31.30 | $939,042.00 | (3%) 895.87K to 865.87K | (8%) |
| 21-Mar-16 6:59 PM View: | Cathay General Bancorp (CATY) | 17-Mar-16 | Grant | 1,782 | -- | -- | < 1% 894.19K to 895.97K | |
| 01-Dec-15 1:12 PM View: | Cathay General Bancorp (CATY) | 30-Nov-15 | Gift | 5,000 | -- | -- | (< 1%) 899.19K to 894.19K | |
| 25-Nov-15 6:28 PM View: | Cathay General Bancorp (CATY) | 24-Nov-15 | Option Exercise | 42,230 | $23.37 | $986,915.00 | 5% 899.19K to 941.42K | |
| 25-Nov-15 6:28 PM View: | Cathay General Bancorp (CATY) | 24-Nov-15 | Market Option Sale | 42,230 | $34.32 | $1,449,150.00 | (4%) 941.42K to 899.19K | 4% |
| 06-Aug-15 1:02 PM View: | Cathay General Bancorp (CATY) | 05-Aug-15 | Option Exercise | 10,000 | $23.37 | $233,700.00 | 1% 899.19K to 909.19K | |
| 06-Aug-15 1:02 PM View: | Cathay General Bancorp (CATY) | 05-Aug-15 | Market Option Sale | 10,000 | $32.66 | $326,568.00 | (1%) 909.19K to 899.19K | (< 1%) |
| 06-Aug-15 1:02 PM View: | Cathay General Bancorp (CATY) | 04-Aug-15 | Option Exercise | 20,000 | $23.37 | $467,400.00 | 2% 899.19K to 919.19K | |
| 06-Aug-15 1:02 PM View: | Cathay General Bancorp (CATY) | 04-Aug-15 | Market Option Sale | 20,000 | $32.58 | $651,560.00 | (2%) 919.19K to 899.19K | (1%) |
| 23-Mar-15 1:31 PM View: | Cathay General Bancorp (CATY) | 19-Mar-15 | Grant | 1,634 | -- | -- | < 1% 897.55K to 899.19K | |
| 05-Mar-15 1:29 PM View: | Cathay General Bancorp (CATY) | 03-Mar-15 | Market Sale | 6,500 | $26.12 | $169,780.00 | (< 1%) 904.05K to 897.55K | (26%) |
| 23-Dec-14 2:51 PM View: | Cathay General Bancorp (CATY) | 22-Dec-14 | Payment of Exercise | 5,155 | $25.33 | $130,576.00 | (< 1%) 909.21K to 904.05K | (29%) |
| 23-Dec-14 2:51 PM View: | Cathay General Bancorp (CATY) | 22-Dec-14 | Option Exercise | 13,716 | -- | -- | 2% 895.49K to 909.21K | |
| 12-May-14 2:56 PM View: | Cathay General Bancorp (CATY) | 08-May-14 | Payment of Exercise | 2,022 | $23.43 | $47,375.50 | (< 1%) 897.51K to 895.49K | (38%) |
| 12-May-14 2:56 PM View: | Cathay General Bancorp (CATY) | 08-May-14 | Option Exercise | 5,379 | -- | -- | < 1% 892.13K to 897.51K | |
| 17-Dec-13 7:12 PM View: | Cathay General Bancorp (CATY) | 17-Dec-13 | Market Option Sale | 3,381 | $25.54 | $86,350.70 | (< 1%) 895.52K to 892.13K | (26%) |
| 17-Dec-13 7:12 PM View: | Cathay General Bancorp (CATY) | 13-Dec-13 | Option Exercise | 9,116 | -- | -- | 1% 886.4K to 895.52K | |
| 25-Oct-13 6:36 PM View: | Cathay General Bancorp (CATY) | 25-Oct-13 | Gift | 10,000 | -- | -- | (1%) 896.4K to 886.4K | |
| 16-Oct-13 3:06 PM View: | Cathay General Bancorp (CATY) | 11-Oct-13 | Grant | 252 | -- | -- | < 1% 896.15K to 896.4K | |
| 01-Oct-13 2:47 PM View: | Cathay General Bancorp (CATY) | 27-Sep-13 | Grant | 436 | -- | -- | < 1% 895.71K to 896.15K | |
| 17-Sep-13 2:24 PM View: | Cathay General Bancorp (CATY) | 13-Sep-13 | Grant | 450 | -- | -- | < 1% 895.26K to 895.71K | |
| 04-Sep-13 1:27 PM View: | Cathay General Bancorp (CATY) | 30-Aug-13 | Grant | 458 | -- | -- | < 1% 894.8K to 895.26K | |
| 20-Aug-13 1:38 PM View: | Cathay General Bancorp (CATY) | 16-Aug-13 | Grant | 430 | -- | -- | < 1% 894.37K to 894.8K | |
| 06-Aug-13 1:52 PM View: | Cathay General Bancorp (CATY) | 02-Aug-13 | Grant | 409 | -- | -- | < 1% 893.97K to 894.37K | |
| 23-Jul-13 12:44 PM View: | Cathay General Bancorp (CATY) | 19-Jul-13 | Grant | 435 | -- | -- | < 1% 893.53K to 893.97K | |
| 09-Jul-13 2:19 PM View: | Cathay General Bancorp (CATY) | 05-Jul-13 | Grant | 448 | -- | -- | < 1% 893.08K to 893.53K | |
| 25-Jun-13 2:03 PM View: | Cathay General Bancorp (CATY) | 21-Jun-13 | Grant | 511 | -- | -- | < 1% 892.57K to 893.08K | |
| 11-Jun-13 12:49 PM View: | Cathay General Bancorp (CATY) | 07-Jun-13 | Grant | 498 | -- | -- | < 1% 892.07K to 892.57K | |
| 28-May-13 8:39 PM View: | Cathay General Bancorp (CATY) | 24-May-13 | Grant | 495 | -- | -- | < 1% 891.58K to 892.07K | |
| 14-May-13 4:45 PM View: | Cathay General Bancorp (CATY) | 10-May-13 | Grant | 503 | -- | -- | < 1% 891.08K to 891.58K | |
| 30-Apr-13 12:48 PM View: | Cathay General Bancorp (CATY) | 26-Apr-13 | Grant | 519 | -- | -- | < 1% 890.56K to 891.08K |