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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 07-Oct-19 11:20 AM View:  | Broadridge Financial Soluti... (BR) | 03-Oct-19 | Grant | 67 | -- | -- | < 1% 46.53K to 46.59K | |
| 15-Aug-19 3:41 PM View: | Broadridge Financial Soluti... (BR) | 15-Aug-19 | Option Exercise | 34,742 | $57.13 | $1,984,780.00 | 94% 37.05K to 71.79K | |
| 15-Aug-19 3:41 PM View: | Broadridge Financial Soluti... (BR) | 15-Aug-19 | Option Sale | 25,260 | $126.27 | $3,189,650.00 | (35%) 71.79K to 46.53K | |
| 08-Jul-19 10:41 AM View: | Broadridge Financial Soluti... (BR) | 03-Jul-19 | Grant | 56 | -- | -- | < 1% 36.99K to 37.05K | |
| 28-May-19 2:24 PM View: | Broadridge Financial Soluti... (BR) | 24-May-19 | Option Exercise | 45,025 | $22.16 | $997,728.00 | 162% 27.77K to 72.8K | |
| 28-May-19 2:24 PM View: | Broadridge Financial Soluti... (BR) | 24-May-19 | Market Option Sale | 35,810 | $123.51 | $4,422,880.00 | (49%) 72.8K to 36.99K | |
| 05-Apr-19 9:51 AM View: | Broadridge Financial Soluti... (BR) | 03-Apr-19 | Grant | 68 | -- | -- | < 1% 27.71K to 27.77K | |
| 04-Jan-19 3:44 PM View: | Broadridge Financial Soluti... (BR) | 03-Jan-19 | Grant | 78 | -- | -- | < 1% 27.63K to 27.71K | |
| 20-Nov-18 2:34 PM View: | Broadridge Financial Soluti... (BR) | 20-Nov-18 | Option Exercise | 11,200 | $17.66 | $197,792.00 | 44% 25.33K to 36.53K | |
| 20-Nov-18 2:34 PM View: | Broadridge Financial Soluti... (BR) | 20-Nov-18 | Market Option Sale | 8,902 | $98.75 | $879,113.00 | (24%) 36.53K to 27.63K | (1%) |
| 13-Nov-18 10:28 AM View: | Broadridge Financial Soluti... (BR) | 08-Nov-18 | Grant | 630 | -- | -- | 3% 24.7K to 25.33K | |
| 04-Oct-18 2:40 PM View: | Broadridge Financial Soluti... (BR) | 03-Oct-18 | Grant | 53 | -- | -- | < 1% 24.65K to 24.7K | |
| 05-Jul-18 10:03 AM View: | Broadridge Financial Soluti... (BR) | 03-Jul-18 | Grant | 45 | -- | -- | < 1% 24.6K to 24.65K | |
| 04-Apr-18 11:05 AM View: | Broadridge Financial Soluti... (BR) | 03-Apr-18 | Grant | 48 | -- | -- | < 1% 24.55K to 24.6K | |
| 09-Mar-18 11:50 AM View: | Broadridge Financial Soluti... (BR) | 08-Mar-18 | Market Sale | 8,304 | $106.05 | $880,639.00 | (25%) 32.86K to 24.55K | 7% |
| 04-Jan-18 12:23 PM View: | Broadridge Financial Soluti... (BR) | 03-Jan-18 | Grant | 57 | -- | -- | < 1% 32.8K to 32.86K | |
| 20-Nov-17 3:14 PM View: | Broadridge Financial Soluti... (BR) | 16-Nov-17 | Grant | 863 | -- | -- | 3% 31.94K to 32.8K | |
| 04-Oct-17 12:20 PM View: | Broadridge Financial Soluti... (BR) | 03-Oct-17 | Grant | 59 | -- | -- | < 1% 31.88K to 31.94K | |
| 18-Aug-17 2:40 PM View: | Broadridge Financial Soluti... (BR) | 18-Aug-17 | Option Exercise | 12,600 | $18.96 | $238,896.00 | 46% 27.15K to 39.75K | |
| 18-Aug-17 2:40 PM View: | Broadridge Financial Soluti... (BR) | 18-Aug-17 | Market Option Sale | 7,868 | $76.58 | $602,498.00 | (20%) 39.75K to 31.88K | (28%) |
| 06-Jul-17 9:49 AM View: | Broadridge Financial Soluti... (BR) | 03-Jul-17 | Grant | 58 | -- | -- | < 1% 27.09K to 27.15K | |
| 04-Apr-17 12:25 PM View: | Broadridge Financial Soluti... (BR) | 03-Apr-17 | Grant | 64 | -- | -- | < 1% 27.02K to 27.09K | |
| 04-Jan-17 1:57 PM View: | Broadridge Financial Soluti... (BR) | 03-Jan-17 | Grant | 65 | -- | -- | < 1% 26.96K to 27.02K | |
| 18-Nov-16 2:59 PM View: | Broadridge Financial Soluti... (BR) | 18-Nov-16 | Option Exercise | 12,500 | $19.93 | $249,125.00 | 55% 22.63K to 35.13K | |
| 18-Nov-16 2:59 PM View: | Broadridge Financial Soluti... (BR) | 18-Nov-16 | Market Option Sale | 8,170 | $64.98 | $530,920.00 | (23%) 35.13K to 26.96K | (49%) |
| 18-Nov-16 11:59 AM View: | Broadridge Financial Soluti... (BR) | 17-Nov-16 | Grant | 1,032 | -- | -- | 5% 21.6K to 22.63K | |
| 04-Oct-16 11:34 AM View: | Broadridge Financial Soluti... (BR) | 03-Oct-16 | Grant | 58 | -- | -- | < 1% 21.54K to 21.6K | |
| 05-Jul-16 11:11 AM View: | Broadridge Financial Soluti... (BR) | 01-Jul-16 | Grant | 55 | -- | -- | < 1% 21.48K to 21.54K | |
| 05-Apr-16 11:46 AM View: | Broadridge Financial Soluti... (BR) | 01-Apr-16 | Grant | 60 | -- | -- | < 1% 21.43K to 21.48K | |
| 05-Jan-16 12:16 PM View: | Broadridge Financial Soluti... (BR) | 04-Jan-16 | Grant | 68 | -- | -- | < 1% 21.36K to 21.43K | |
| 13-Nov-15 4:32 PM View: | Broadridge Financial Soluti... (BR) | 12-Nov-15 | Grant | 1,128 | -- | -- | 6% 20.23K to 21.36K | |
| 02-Oct-15 11:28 AM View: | Broadridge Financial Soluti... (BR) | 01-Oct-15 | Grant | 52 | -- | -- | < 1% 20.18K to 20.23K | |
| 02-Jul-15 11:36 AM View: | Broadridge Financial Soluti... (BR) | 01-Jul-15 | Grant | 55 | -- | -- | < 1% 20.12K to 20.18K | |
| 06-Apr-15 3:35 PM View: | Broadridge Financial Soluti... (BR) | 01-Apr-15 | Grant | 52 | -- | -- | < 1% 20.07K to 20.12K | |
| 05-Jan-15 5:57 PM View: | Broadridge Financial Soluti... (BR) | 02-Jan-15 | Grant | 62 | -- | -- | < 1% 20.01K to 20.07K | |
| 14-Nov-14 10:00 PM View: | Broadridge Financial Soluti... (BR) | 13-Nov-14 | Grant | 1,502 | -- | -- | 8% 18.51K to 20.01K | |
| 02-Oct-14 2:00 PM View: | Broadridge Financial Soluti... (BR) | 01-Oct-14 | Grant | 58 | -- | -- | < 1% 18.45K to 18.51K | |
| 02-Jul-14 11:17 AM View: | Broadridge Financial Soluti... (BR) | 01-Jul-14 | Grant | 45 | -- | -- | < 1% 18.4K to 18.45K | |
| 02-Apr-14 12:14 PM View: | Broadridge Financial Soluti... (BR) | 01-Apr-14 | Grant | 49 | -- | -- | < 1% 18.35K to 18.4K | |
| 06-Jan-14 3:10 PM View: | Broadridge Financial Soluti... (BR) | 02-Jan-14 | Grant | 47 | -- | -- | < 1% 18.31K to 18.35K | |
| 18-Nov-13 12:53 PM View: | Broadridge Financial Soluti... (BR) | 14-Nov-13 | Grant | 1,808 | -- | -- | 11% 16.5K to 18.31K | |
| 02-Oct-13 3:42 PM View: | Broadridge Financial Soluti... (BR) | 01-Oct-13 | Grant | 45 | -- | -- | < 1% 16.45K to 16.5K | |
| 02-Jul-13 12:48 PM View: | Broadridge Financial Soluti... (BR) | 01-Jul-13 | Grant | 46 | -- | -- | < 1% 16.41K to 16.45K | |
| 03-Apr-13 11:12 AM View: | Broadridge Financial Soluti... (BR) | 01-Apr-13 | Grant | 50 | -- | -- | < 1% 16.36K to 16.41K | |
| 03-Jan-13 3:11 PM View: | Broadridge Financial Soluti... (BR) | 02-Jan-13 | Grant | 52 | -- | -- | < 1% 16.31K to 16.36K | |
| 19-Nov-12 2:58 PM View: | Broadridge Financial Soluti... (BR) | 15-Nov-12 | Grant | 2,494 | -- | -- | 18% 13.81K to 16.31K | |
| 02-Oct-12 12:04 PM View: | Broadridge Financial Soluti... (BR) | 01-Oct-12 | Grant | 33 | -- | -- | < 1% 13.78K to 13.81K | |
| 03-Jul-12 10:32 AM View: | Broadridge Financial Soluti... (BR) | 02-Jul-12 | Grant | 32 | -- | -- | < 1% 13.75K to 13.78K | |
| 14-May-12 12:16 PM View: | Broadridge Financial Soluti... (BR) | 10-May-12 | Grant | 2,202 | -- | -- | 19% 11.54K to 13.75K | |
| 04-Apr-12 2:55 PM View: | Broadridge Financial Soluti... (BR) | 02-Apr-12 | Grant | 13 | -- | -- | < 1% 11.53K to 11.54K |