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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 05-Oct-20 5:36 PM View:  | E*TRADE Financial Corporation (ETFC) | 02-Oct-20 | Grant | 10,527 | -- | -- | 11% 92.25K to 102.78K | |
| 05-Oct-20 5:36 PM View: | E*TRADE Financial Corporation (ETFC) | 02-Oct-20 | Disposition | 102,778 | -- | -- | (100%) 102.78K to 0 | |
| 27-Aug-20 5:40 PM View: | E*TRADE Financial Corporation (ETFC) | 25-Aug-20 | Grant | 143 | -- | -- | < 1% 92.11K to 92.25K | |
| 21-May-20 5:41 PM View: | E*TRADE Financial Corporation (ETFC) | 19-May-20 | Grant | 186 | -- | -- | < 1% 91.92K to 92.11K | |
| 12-May-20 6:42 PM View: | E*TRADE Financial Corporation (ETFC) | 08-May-20 | Grant | 6,862 | -- | -- | 8% 85.06K to 91.92K | |
| 04-Mar-20 5:03 PM View: | E*TRADE Financial Corporation (ETFC) | 02-Mar-20 | Grant | 145 | -- | -- | < 1% 84.92K to 85.06K | |
| 14-Feb-20 5:03 PM View: | E*TRADE Financial Corporation (ETFC) | 12-Feb-20 | Market Sale (Planned) | 32,634 | $44.53 | $1,453,140.00 | (28%) 117.55K to 84.92K | (3%) |
| 11-Feb-20 6:15 PM View: | E*TRADE Financial Corporation (ETFC) | 09-Feb-20 | Payment of Exercise | 2,737 | $43.37 | $118,704.00 | (2%) 120.29K to 117.55K | (6%) |
| 11-Feb-20 6:15 PM View: | E*TRADE Financial Corporation (ETFC) | 08-Feb-20 | Payment of Exercise | 2,875 | $43.37 | $124,689.00 | (2%) 123.16K to 120.29K | (6%) |
| 07-Feb-20 6:25 PM View: | E*TRADE Financial Corporation (ETFC) | 05-Feb-20 | Grant | 24,299 | -- | -- | 23% 106.45K to 130.75K | |
| 07-Feb-20 6:25 PM View: | E*TRADE Financial Corporation (ETFC) | 05-Feb-20 | Payment of Exercise | 7,592 | $44.53 | $338,072.00 | (6%) 130.75K to 123.16K | |
| 05-Feb-20 5:37 PM View: | E*TRADE Financial Corporation (ETFC) | 03-Feb-20 | Payment of Exercise | 2,399 | $42.88 | $102,857.00 | (2%) 108.85K to 106.45K | (7%) |
| 19-Nov-19 5:13 PM View: | E*TRADE Financial Corporation (ETFC) | 15-Nov-19 | Grant | 223 | -- | -- | < 1% 108.63K to 108.85K | |
| 16-Sep-19 5:20 PM View: | E*TRADE Financial Corporation (ETFC) | 13-Sep-19 | Market Sale (Planned) | 5,109 | $45.18 | $230,848.00 | (4%) 113.74K to 108.63K | (2%) |
| 16-Sep-19 5:20 PM View: | E*TRADE Financial Corporation (ETFC) | 12-Sep-19 | Payment of Exercise | 1,492 | $44.42 | $66,274.60 | (1%) 115.23K to 113.74K | (3%) |
| 28-Aug-19 5:10 PM View: | E*TRADE Financial Corporation (ETFC) | 26-Aug-19 | Grant | 260 | -- | -- | < 1% 114.97K to 115.23K | |
| 22-May-19 5:24 PM View: | E*TRADE Financial Corporation (ETFC) | 20-May-19 | Grant | 218 | -- | -- | < 1% 114.75K to 114.97K | |
| 21-May-19 5:13 PM View: | E*TRADE Financial Corporation (ETFC) | 17-May-19 | Market Sale (Planned) | 41,322 | $48.13 | $1,988,650.00 | (26%) 156.07K to 114.75K | (< 1%) |
| 14-May-19 5:20 PM View: | E*TRADE Financial Corporation (ETFC) | 10-May-19 | Grant | 7,696 | -- | -- | 5% 148.38K to 156.07K | |
| 20-Feb-19 8:42 PM View: | E*TRADE Financial Corporation (ETFC) | 15-Feb-19 | Grant | 133 | -- | -- | < 1% 148.25K to 148.38K | |
| 12-Feb-19 8:53 PM View: | E*TRADE Financial Corporation (ETFC) | 09-Feb-19 | Payment of Exercise | 3,364 | $46.06 | $154,937.00 | (2%) 151.61K to 148.25K | (3%) |
| 08-Feb-19 9:37 PM View: | E*TRADE Financial Corporation (ETFC) | 08-Feb-19 | Grant | 21,711 | -- | -- | 17% 129.9K to 151.61K | |
| 08-Feb-19 9:37 PM View: | E*TRADE Financial Corporation (ETFC) | 06-Feb-19 | Grant | 33,585 | -- | -- | 30% 111.02K to 144.6K | |
| 08-Feb-19 9:37 PM View: | E*TRADE Financial Corporation (ETFC) | 06-Feb-19 | Payment of Exercise | 14,701 | $46.98 | $690,690.00 | (10%) 144.6K to 129.9K | (1%) |
| 05-Feb-19 9:54 PM View: | E*TRADE Financial Corporation (ETFC) | 03-Feb-19 | Payment of Exercise | 3,341 | $47.30 | $158,029.00 | (3%) 114.36K to 111.02K | (< 1%) |
| 19-Nov-18 5:17 PM View: | E*TRADE Financial Corporation (ETFC) | 15-Nov-18 | Grant | 325 | -- | -- | < 1% 114.19K to 114.52K | |
| 05-Nov-18 5:48 PM View: | E*TRADE Financial Corporation (ETFC) | 05-Nov-18 | Market Purchase | 5,000 | $51.27 | $256,350.00 | 5% 109.19K to 114.19K | (7%) |
| 05-Nov-18 5:48 PM View: | E*TRADE Financial Corporation (ETFC) | 02-Nov-18 | Market Purchase | 5,000 | $51.26 | $256,300.00 | 5% 104.19K to 109.19K | (7%) |
| 14-Sep-18 5:08 PM View: | E*TRADE Financial Corporation (ETFC) | 12-Sep-18 | Payment of Exercise | 1,835 | $53.85 | $98,814.80 | (2%) 106.03K to 104.19K | 12% |
| 04-Apr-18 4:45 PM View: | Unitedhealth Group, Inc. (UNH) | 02-Apr-18 | Grant | 202 | -- | -- | < 1% 27.83K to 28.04K | |
| 21-Mar-18 4:24 PM View: | Unitedhealth Group, Inc. (UNH) | 20-Mar-18 | Grant | 69 | -- | -- | < 1% 27.76K to 27.83K | |
| 09-Feb-18 9:39 PM View: | E*TRADE Financial Corporation (ETFC) | 09-Feb-18 | Grant | 20,552 | -- | -- | 24% 85.47K to 106.03K | |
| 09-Feb-18 9:39 PM View: | E*TRADE Financial Corporation (ETFC) | 08-Feb-18 | Market Sale (Planned) | 9,321 | $50.99 | $475,238.00 | (10%) 94.8K to 85.47K | 7% |
| 09-Feb-18 9:39 PM View: | E*TRADE Financial Corporation (ETFC) | 07-Feb-18 | Grant | 26,092 | -- | -- | 31% 83.92K to 110.01K | |
| 09-Feb-18 9:39 PM View: | E*TRADE Financial Corporation (ETFC) | 07-Feb-18 | Payment of Exercise | 11,364 | $52.03 | $591,269.00 | (10%) 110.01K to 98.65K | 9% |
| 09-Feb-18 9:39 PM View: | E*TRADE Financial Corporation (ETFC) | 07-Feb-18 | Market Sale (Planned) | 3,853 | $51.95 | $200,180.00 | (4%) 98.65K to 94.8K | 9% |
| 06-Feb-18 7:57 PM View: | E*TRADE Financial Corporation (ETFC) | 03-Feb-18 | Payment of Exercise | 3,256 | $53.35 | $173,699.00 | (4%) 87.18K to 83.92K | 11% |
| 04-Jan-18 5:04 PM View: | Unitedhealth Group, Inc. (UNH) | 02-Jan-18 | Grant | 198 | -- | -- | < 1% 27.57K to 27.76K | |
| 14-Dec-17 7:18 PM View: | Unitedhealth Group, Inc. (UNH) | 12-Dec-17 | Grant | 70 | -- | -- | < 1% 27.5K to 27.57K | |
| 03-Oct-17 4:59 PM View: | Unitedhealth Group, Inc. (UNH) | 02-Oct-17 | Grant | 222 | -- | -- | < 1% 27.27K to 27.5K | |
| 20-Sep-17 5:48 PM View: | Unitedhealth Group, Inc. (UNH) | 19-Sep-17 | Grant | 78 | -- | -- | < 1% 27.2K to 27.27K | |
| 14-Sep-17 5:08 PM View: | E*TRADE Financial Corporation (ETFC) | 13-Sep-17 | Market Sale (Planned) | 1,462 | $40.46 | $59,157.30 | (2%) 88.64K to 87.18K | (17%) |
| 14-Sep-17 5:08 PM View: | E*TRADE Financial Corporation (ETFC) | 12-Sep-17 | Payment of Exercise | 1,385 | $40.67 | $56,331.40 | (2%) 90.02K to 88.64K | (17%) |
| 06-Jul-17 5:01 PM View: | Unitedhealth Group, Inc. (UNH) | 03-Jul-17 | Grant | 235 | -- | -- | < 1% 26.96K to 27.2K | |
| 28-Jun-17 4:24 PM View: | Unitedhealth Group, Inc. (UNH) | 27-Jun-17 | Grant | 81 | -- | -- | < 1% 26.88K to 26.96K | |
| 05-Apr-17 4:23 PM View: | Unitedhealth Group, Inc. (UNH) | 03-Apr-17 | Grant | 265 | -- | -- | < 1% 26.61K to 26.88K | |
| 29-Mar-17 5:03 PM View: | E*TRADE Financial Corporation (ETFC) | 27-Mar-17 | Market Sale (Planned) | 7,947 | $33.03 | $262,521.00 | (8%) 97.97K to 90.02K | (44%) |
| 23-Mar-17 4:45 PM View: | Unitedhealth Group, Inc. (UNH) | 21-Mar-17 | Grant | 73 | -- | -- | < 1% 26.54K to 26.61K | |
| 07-Feb-17 5:12 PM View: | E*TRADE Financial Corporation (ETFC) | 05-Feb-17 | Grant | 20,401 | -- | -- | 24% 85.14K to 105.54K | |
| 07-Feb-17 5:12 PM View: | E*TRADE Financial Corporation (ETFC) | 05-Feb-17 | Payment of Exercise | 7,567 | $34.97 | $264,618.00 | (7%) 105.54K to 97.97K | (36%) |