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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 18-Dec-19 4:10 PM View:  | TD AMERITRADE Holding Corpo... (AMTD) | 17-Dec-19 | Market Sale | 17,241 | $52.01 | $896,704.00 | (14%) 122.1K to 104.86K | 2% |
| 09-Dec-19 4:27 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 05-Dec-19 | Market Sale | 7,533 | $51.04 | $384,484.00 | (6%) 129.64K to 122.1K | (< 1%) |
| 26-Nov-19 4:23 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 22-Nov-19 | Grant | 1,081 | -- | -- | < 1% 132.32K to 133.4K | |
| 26-Nov-19 4:23 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 22-Nov-19 | Payment of Exercise | 3,761 | $48.13 | $181,017.00 | (3%) 133.4K to 129.64K | |
| 21-Nov-19 4:19 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 19-Nov-19 | Grant | 253 | -- | -- | < 1% 132.06K to 132.32K | |
| 22-Aug-19 4:25 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 20-Aug-19 | Grant | 227 | -- | -- | < 1% 131.71K to 131.93K | |
| 23-May-19 4:23 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 21-May-19 | Grant | 186 | -- | -- | < 1% 131.4K to 131.59K | |
| 21-Feb-19 4:34 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 19-Feb-19 | Grant | 171 | -- | -- | < 1% 131.14K to 131.31K | |
| 07-Dec-18 4:21 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 05-Dec-18 | Grant | 11,616 | -- | -- | 10% 119.43K to 131.05K | |
| 27-Nov-18 4:13 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 25-Nov-18 | Payment of Exercise | 6,233 | $51.71 | $322,308.00 | (5%) 125.67K to 119.43K | (11%) |
| 21-Nov-18 4:23 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 20-Nov-18 | Grant | 195 | -- | -- | < 1% 125.47K to 125.67K | |
| 23-Aug-18 4:23 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 21-Aug-18 | Grant | 125 | -- | -- | < 1% 125.25K to 125.37K | |
| 24-May-18 4:15 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 22-May-18 | Grant | 112 | -- | -- | < 1% 125.07K to 125.19K | |
| 22-Feb-18 4:33 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 20-Feb-18 | Grant | 122 | -- | -- | < 1% 124.89K to 125.02K | |
| 01-Dec-17 4:41 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 29-Nov-17 | Grant | 10,927 | -- | -- | 10% 113.91K to 124.83K | |
| 28-Nov-17 4:14 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 25-Nov-17 | Payment of Exercise | 4,266 | $49.39 | $210,698.00 | (4%) 118.17K to 113.91K | (14%) |
| 22-Nov-17 4:27 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 21-Nov-17 | Grant | 143 | -- | -- | < 1% 118.03K to 118.17K | |
| 17-Aug-17 4:35 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 15-Aug-17 | Grant | 139 | -- | -- | < 1% 117.82K to 117.96K | |
| 18-May-17 4:27 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 16-May-17 | Grant | 157 | -- | -- | < 1% 117.6K to 117.75K | |
| 17-Feb-17 4:17 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 15-Feb-17 | Grant | 137 | -- | -- | < 1% 117.38K to 117.52K | |
| 30-Nov-16 4:38 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 26-Nov-16 | Payment of Exercise | 5,093 | $40.88 | $208,202.00 | (4%) 122.33K to 117.24K | (35%) |
| 25-Nov-16 1:14 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 22-Nov-16 | Grant | 9,798 | -- | -- | 9% 112.54K to 122.33K | |
| 14-Nov-16 5:28 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 10-Nov-16 | Market Sale | 41,246 | $36.18 | $1,492,280.00 | (27%) 153.78K to 112.54K | (53%) |
| 22-Aug-16 4:34 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 18-Aug-16 | Grant | 204 | -- | -- | < 1% 153.58K to 153.78K | |
| 19-May-16 4:32 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 17-May-16 | Grant | 220 | -- | -- | < 1% 153.27K to 153.49K | |
| 19-Feb-16 10:00 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 17-Feb-16 | Grant | 224 | -- | -- | < 1% 152.95K to 153.18K | |
| 27-Nov-15 2:33 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 25-Nov-15 | Grant | 12,213 | -- | -- | 9% 140.57K to 152.78K | |
| 27-Nov-15 2:33 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 24-Nov-15 | Grant | 222 | -- | -- | < 1% 140.35K to 140.57K | |
| 24-Nov-15 7:23 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 20-Nov-15 | Payment of Exercise | 9,195 | $36.89 | $339,204.00 | (6%) 149.54K to 140.35K | (47%) |
| 20-Aug-15 4:14 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 18-Aug-15 | Grant | 199 | -- | -- | < 1% 149.31K to 149.51K | |
| 05-Jun-15 4:33 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 03-Jun-15 | Market Sale | 9,984 | $38.16 | $380,989.00 | (6%) 159.21K to 149.22K | (40%) |
| 19-May-15 4:10 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 15-May-15 | Grant | 192 | -- | -- | < 1% 159.01K to 159.21K | |
| 20-Feb-15 4:19 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 18-Feb-15 | Grant | 199 | -- | -- | < 1% 158.73K to 158.93K | |
| 28-Nov-14 1:15 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 25-Nov-14 | Grant | 11,113 | -- | -- | 8% 147.5K to 158.61K | |
| 24-Nov-14 4:37 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 20-Nov-14 | Grant | 156 | -- | -- | < 1% 147.33K to 147.49K | |
| 29-Oct-14 3:48 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 27-Oct-14 | Payment of Exercise | 11,527 | $31.31 | $360,910.00 | (7%) 158.79K to 147.26K | (69%) |
| 19-Aug-14 4:54 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 15-Aug-14 | Grant | 235 | -- | -- | < 1% 158.53K to 158.77K | |
| 29-May-14 4:44 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 26-May-14 | Payment of Exercise | 5,655 | $30.13 | $170,385.00 | (3%) 164.11K to 158.45K | (75%) |
| 20-May-14 6:34 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 16-May-14 | Grant | 315 | -- | -- | < 1% 163.79K to 164.11K | |
| 21-Feb-14 4:13 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 19-Feb-14 | Grant | 284 | -- | -- | < 1% 163.42K to 163.71K | |
| 19-Dec-13 6:45 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 17-Dec-13 | Grant | 1,317 | -- | -- | < 1% 162.0K to 163.31K | |
| 29-Nov-13 4:06 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 26-Nov-13 | Grant | 13,063 | -- | -- | 9% 148.68K to 161.74K | |
| 21-Nov-13 5:31 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 19-Nov-13 | Grant | 261 | -- | -- | < 1% 148.42K to 148.68K | |
| 31-Oct-13 5:22 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 29-Oct-13 | Payment of Exercise | 6,513 | $27.65 | $180,084.00 | (4%) 154.86K to 148.35K | (85%) |
| 19-Aug-13 6:01 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 15-Aug-13 | Grant | 276 | -- | -- | < 1% 154.56K to 154.83K | |
| 17-May-13 4:53 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 15-May-13 | Grant | 324 | -- | -- | < 1% 154.15K to 154.48K | |
| 20-Feb-13 8:25 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 15-Feb-13 | Grant | 359 | -- | -- | < 1% 153.55K to 153.91K | |
| 03-Jan-13 6:41 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 31-Dec-12 | Grant | 2,327 | -- | -- | 2% 151.23K to 153.55K | |
| 14-Dec-12 6:17 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 12-Dec-12 | Option Exercise | 82,412 | $3.99 | $328,824.00 | 55% 150.81K to 233.22K | |
| 14-Dec-12 6:17 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 12-Dec-12 | Market Option Sale | 82,412 | $16.51 | $1,360,620.00 | (35%) 233.22K to 150.81K | (198%) |