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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 10-May-23 7:13 PM View:  | PNM Resources Inc. (PNM) | 09-May-23 | Grant | 2,700 | -- | -- | 9% 31.71K to 34.41K | |
| 12-May-22 12:20 PM View: | PNM Resources Inc. (PNM) | 10-May-22 | Grant | 2,753 | -- | -- | 10% 28.95K to 31.71K | |
| 12-May-21 5:45 PM View: | PNM Resources Inc. (PNM) | 11-May-21 | Grant | 2,430 | -- | -- | 9% 26.52K to 28.95K | |
| 13-May-20 9:57 PM View: | PNM Resources Inc. (PNM) | 12-May-20 | Grant | 3,124 | -- | -- | 13% 23.4K to 26.52K | |
| 22-May-19 7:17 PM View: | PNM Resources Inc. (PNM) | 21-May-19 | Grant | 2,218 | -- | -- | 10% 21.18K to 23.4K | |
| 20-May-19 5:27 PM View: | PNM Resources Inc. (PNM) | 17-May-19 | Option Exercise | 779 | -- | -- | 4% 20.4K to 21.18K | |
| 23-May-18 7:00 PM View: | PNM Resources Inc. (PNM) | 22-May-18 | Grant | 2,344 | -- | -- | 13% 18.06K to 20.4K | |
| 18-May-18 3:51 PM View: | PNM Resources Inc. (PNM) | 17-May-18 | Option Exercise | 780 | -- | -- | 5% 17.28K to 18.06K | |
| 15-May-18 5:58 PM View: | PNM Resources Inc. (PNM) | 12-May-18 | Option Exercise | 927 | -- | -- | 6% 16.35K to 17.28K | |
| 18-May-17 11:01 AM View: | PNM Resources Inc. (PNM) | 17-May-17 | Option Exercise | 780 | -- | -- | 5% 15.57K to 16.35K | |
| 18-May-17 11:01 AM View: | PNM Resources Inc. (PNM) | 16-May-17 | Grant | 2,452 | -- | -- | 19% 13.12K to 15.57K | |
| 16-May-17 2:37 PM View: | PNM Resources Inc. (PNM) | 15-May-17 | Option Exercise | 784 | -- | -- | 6% 12.34K to 13.12K | |
| 16-May-17 2:37 PM View: | PNM Resources Inc. (PNM) | 12-May-17 | Option Exercise | 928 | -- | -- | 8% 11.41K to 12.34K | |
| 16-May-16 12:30 PM View: | PNM Resources Inc. (PNM) | 15-May-16 | Option Exercise | 784 | -- | -- | 7% 10.62K to 11.41K | |
| 16-May-16 12:30 PM View: | PNM Resources Inc. (PNM) | 12-May-16 | Option Exercise | 928 | -- | -- | 10% 9.7K to 10.62K | |
| 11-May-16 9:59 AM View: | PNM Resources Inc. (PNM) | 09-May-16 | Option Exercise | 950 | -- | -- | 11% 8.75K to 9.7K | |
| 18-May-15 1:31 PM View: | PNM Resources Inc. (PNM) | 15-May-15 | Option Exercise | 1,805 | -- | -- | 26% 6.94K to 8.75K | |
| 12-May-15 5:22 PM View: | PNM Resources Inc. (PNM) | 08-May-15 | Option Exercise | 950 | -- | -- | 16% 5.99K to 6.94K | |
| 16-May-14 4:41 PM View: | PNM Resources Inc. (PNM) | 15-May-14 | Option Exercise | 1,020 | -- | -- | 21% 4.97K to 5.99K | |
| 12-May-14 3:20 PM View: | PNM Resources Inc. (PNM) | 09-May-14 | Option Exercise | 950 | -- | -- | 24% 4.02K to 4.97K | |
| 17-May-13 1:15 PM View: | PNM Resources Inc. (PNM) | 15-May-13 | Option Exercise | 1,021 | -- | -- | 34% 3.0K to 4.02K | |
| 17-May-12 1:50 PM View: | PNM Resources Inc. (PNM) | 15-May-12 | Grant | 3,062 | -- | -- | 102% 3.0K to 6.06K | |
| 27-Dec-10 2:54 PM View: | Edison International (EIX) | 23-Dec-10 | Disposition | 31,925 | $38.70 | $1,235,490.00 | (39%) 82.4K to 50.48K | (42%) |
| 04-Nov-10 4:40 PM View: | Edison International (EIX) | 03-Nov-10 | Option Exercise | 100,644 | $31.93 | $3,214,070.00 | 122% 82.43K to 183.07K | |
| 04-Nov-10 4:40 PM View: | Edison International (EIX) | 03-Nov-10 | Market Option Sale | 100,644 | $37.11 | $3,734,690.00 | (55%) 183.07K to 82.43K | (48%) |
| 29-Sep-10 11:55 AM View: | Edison International (EIX) | 27-Sep-10 | Option Exercise | 43,013 | $24.84 | $1,068,440.00 | 52% 82.18K to 125.19K | |
| 29-Sep-10 11:55 AM View: | Edison International (EIX) | 27-Sep-10 | Market Option Sale | 43,013 | $34.61 | $1,488,530.00 | (34%) 125.19K to 82.18K | (60%) |
| 17-May-10 4:42 PM View: | Edison International (EIX) | 14-May-10 | Option Exercise | 10,058 | $21.88 | $220,019.00 | 12% 81.92K to 91.97K | |
| 17-May-10 4:42 PM View: | Edison International (EIX) | 14-May-10 | Market Option Sale | 10,058 | $33.80 | $340,010.00 | (11%) 91.97K to 81.92K | (65%) |
| 17-May-10 4:42 PM View: | Edison International (EIX) | 13-May-10 | Option Exercise | 22,100 | $21.88 | $483,438.00 | 27% 81.92K to 104.02K | |
| 17-May-10 4:42 PM View: | Edison International (EIX) | 13-May-10 | Market Option Sale | 22,100 | $34.25 | $756,907.00 | (21%) 104.02K to 81.92K | (63%) |
| 14-May-10 6:30 PM View: | Edison International (EIX) | 15-Mar-10 | Gift | 2,500 | -- | -- | (3%) 84.14K to 81.64K | |
| 05-Mar-09 3:21 PM View: | Edison International (EIX) | 03-Mar-09 | Acquisition | 30,117 | $24.84 | $748,096.00 | 57% 52.98K to 83.1K | 136% |
| 18-Aug-08 5:21 PM View: | Edison International (EIX) | 12-Aug-08 | Gift | 215 | -- | -- | (< 1%) 53.19K to 52.98K | |
| 03-Jan-08 5:21 PM View: | Edison International (EIX) | 31-Dec-07 | Grant | 15,683 | -- | -- | 32% 48.41K to 64.1K | |
| 03-Jan-08 5:21 PM View: | Edison International (EIX) | 31-Dec-07 | Disposition | 7,843 | $53.78 | $421,832.00 | (12%) 64.1K to 56.26K | 4% |
| 03-Jan-08 5:21 PM View: | Edison International (EIX) | 31-Dec-07 | Payment of Exercise | 3,061 | $53.78 | $164,651.00 | (5%) 56.26K to 53.19K | 4% |
| 08-Nov-07 5:49 PM View: | Edison International (EIX) | 06-Nov-07 | Option Exercise | 32,159 | $21.88 | $703,478.00 | 66% 48.41K to 80.57K | |
| 08-Nov-07 5:49 PM View: | Edison International (EIX) | 06-Nov-07 | Market Option Sale | 32,159 | $57.55 | $1,850,620.00 | (40%) 80.57K to 48.41K | 10% |
| 04-Jun-07 6:35 PM View: | Edison International (EIX) | 22-May-07 | Gift | 909 | -- | -- | (2%) 49.32K to 48.41K | |
| 15-May-07 12:58 PM View: | Edison International (EIX) | 11-May-07 | Option Exercise | 25,561 | $12.29 | $314,145.00 | 52% 49.32K to 74.89K | |
| 15-May-07 12:58 PM View: | Edison International (EIX) | 11-May-07 | Market Option Sale | 25,561 | $55.70 | $1,423,780.00 | (34%) 74.89K to 49.32K | 6% |
| 14-Mar-07 11:57 AM View: | Edison International (EIX) | 13-Mar-07 | Market Sale | 11,967 | $48.52 | $580,631.00 | (20%) 61.29K to 49.32K | (9%) |
| 01-Feb-07 7:45 PM View: | Edison International (EIX) | 16-Jan-07 | Gift | 11,967 | -- | -- | 20% 61.29K to 73.26K | |
| 01-Feb-07 7:45 PM View: | Edison International (EIX) | 16-Jan-07 | Gift | 11,967 | -- | -- | (16%) 73.26K to 61.29K | |
| 03-Jan-07 5:18 PM View: | Edison International (EIX) | 31-Dec-06 | Grant | 38,694 | -- | -- | 78% 49.32K to 88.02K | |
| 03-Jan-07 5:18 PM View: | Edison International (EIX) | 31-Dec-06 | Disposition | 19,347 | $45.61 | $882,435.00 | (22%) 88.02K to 68.67K | (15%) |
| 03-Jan-07 5:18 PM View: | Edison International (EIX) | 31-Dec-06 | Payment of Exercise | 7,380 | $45.61 | $336,583.00 | (11%) 68.67K to 61.29K | (15%) |
| 09-Nov-06 5:59 PM View: | Edison International (EIX) | 07-Nov-06 | Option Exercise | 32,158 | $21.88 | $703,456.00 | 65% 49.32K to 81.48K | |
| 09-Nov-06 5:59 PM View: | Edison International (EIX) | 07-Nov-06 | Market Option Sale | 32,158 | $45.00 | $1,447,140.00 | (39%) 81.48K to 49.32K | (18%) |