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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 10-Aug-21 4:31 PM View:  | Danimer Scientific, Inc. (LOAK) | 08-Jul-21 | Acquisition (other) | 545,915 | -- | -- | 150% 363.94K to 909.86K | |
| 02-Jul-13 3:12 PM View: | Nuveen Flexible Investment ... (JPW) | 28-Jun-13 | Purchase | 10,000 | $20.00 | $200,000.00 | 100% 0 to 10.0K | |
| 25-Aug-10 4:13 PM View: | Nuveen Equity Premium Advan... (JLA) | 23-Aug-10 | Market Sale | 6,185 | $13.11 | $81,078.50 | (100%) 6.18K to 0 | (34%) |
| 19-Feb-10 4:01 PM View: | Nuveen Insured Dividend Adv... (NVG) | 17-Feb-10 | Private Purchase | 18,000 | $10.17 | $183,060.00 | 400% 4.5K to 22.5K | |
| 19-Feb-10 4:07 PM View: | Nuveen Insured Tax Free Adv... (NEA) | 17-Feb-10 | Private Purchase | 18,000 | $10.07 | $181,260.00 | 400% 4.5K to 22.5K | |
| 18-Feb-10 4:44 PM View: | Nuveen Insured Dividend Adv... (NVG) | 16-Feb-10 | Private Purchase | 4,500 | $10.16 | $45,720.00 | 100% 0 to 4.5K | |
| 18-Feb-10 4:45 PM View: | Nuveen Insured Tax Free Adv... (NEA) | 16-Feb-10 | Private Purchase | 4,500 | $10.06 | $45,270.00 | 100% 0 to 4.5K | |
| 13-May-08 5:21 PM View: | Nuveen Equity Premium Advan... (JLA) | 13-May-08 | Market Purchase | 6,185 | $16.22 | $100,321.00 | 100% 0 to 6.18K | (38%) |
| 15-Nov-07 5:10 PM View: | Nuveen Investments Inc (JNC) | 13-Nov-07 | Disposition | 301,183 | -- | -- | (100%) 301.18K to 0 | |
| 06-Aug-07 2:34 PM View: | Nuveen Global Equity Income... (JGV) | 06-Aug-07 | Market Purchase | 11,000 | $18.60 | $204,600.00 | 100% 0 to 11.0K | (8%) |
| 07-Aug-07 10:04 AM View: | Nuveen Investments Inc (JNC) | 06-Aug-07 | Option Exercise | 10,000 | $11.85 | $118,500.00 | 3% 391.18K to 401.18K | |
| 07-Aug-07 10:04 AM View: | Nuveen Investments Inc (JNC) | 06-Aug-07 | Market Option Sale (Planned) | 10,000 | $61.48 | $614,800.00 | (2%) 401.18K to 391.18K | (6%) |
| 06-Aug-07 2:17 PM View: | Nuveen Real Estate Income F... (JRS) | 03-Aug-07 | Market Purchase | 10,000 | $20.60 | $206,000.00 | 100% 0 to 10.0K | (32%) |
| 06-Aug-07 2:31 PM View: | Nuveen Core Equity Alpha Fund (JCE) | 03-Aug-07 | Private Purchase | 11,500 | $13.05 | $150,075.00 | 100% 0 to 11.5K | |
| 06-Aug-07 2:29 PM View: | Nuveen Multi-Strategy Incom... (JQC) | 03-Aug-07 | Market Purchase | 16,000 | $12.26 | $196,160.00 | 100% 0 to 16.0K | (14%) |
| 06-Aug-07 2:24 PM View: | Nuveen Tax-Advantaged Float... (JFP) | 03-Aug-07 | Market Purchase | 15,000 | $13.54 | $203,100.00 | 100% 0 to 15.0K | (77%) |
| 08-May-07 11:34 AM View: | Nuveen Investments Inc (JNC) | 07-May-07 | Option Exercise | 30,000 | $11.85 | $355,500.00 | 8% 391.18K to 421.18K | |
| 08-May-07 11:34 AM View: | Nuveen Investments Inc (JNC) | 07-May-07 | Market Option Sale (Planned) | 30,000 | $53.66 | $1,609,800.00 | (7%) 421.18K to 391.18K | (22%) |
| 08-Feb-07 6:12 PM View: | Nuveen Investments Inc (JNC) | 06-Feb-07 | Grant | 35,844 | -- | -- | 10% 355.34K to 391.18K | |
| 07-Feb-07 4:35 PM View: | Nuveen Investments Inc (JNC) | 05-Feb-07 | Option Exercise | 30,000 | $11.85 | $355,500.00 | 8% 355.34K to 385.34K | |
| 07-Feb-07 4:35 PM View: | Nuveen Investments Inc (JNC) | 05-Feb-07 | Market Option Sale (Planned) | 30,000 | $50.49 | $1,514,700.00 | (8%) 385.34K to 355.34K | (30%) |
| 08-Nov-06 11:32 AM View: | Nuveen Investments Inc (JNC) | 06-Nov-06 | Option Exercise | 30,000 | $11.85 | $355,500.00 | 8% 355.34K to 385.34K | (16%) |
| 08-Nov-06 11:32 AM View: | Nuveen Investments Inc (JNC) | 06-Nov-06 | Market Option Sale (Planned) | 30,000 | $50.24 | $1,507,200.00 | (8%) 385.34K to 355.34K | (32%) |
| 16-Aug-06 3:39 PM View: | Nuveen Investments Inc (JNC) | 15-Aug-06 | Option Exercise | 30,000 | $11.85 | $355,500.00 | 8% 355.34K to 385.34K | |
| 16-Aug-06 3:39 PM View: | Nuveen Investments Inc (JNC) | 15-Aug-06 | Market Option Sale (Planned) | 30,000 | $47.47 | $1,424,100.00 | (8%) 385.34K to 355.34K | (40%) |
| 31-Jul-06 10:00 PM View: | Nuveen Investments Inc (JNC) | 28-Jul-06 | Option Exercise | 27,200 | $11.85 | $322,320.00 | 8% 355.34K to 382.54K | (15%) |
| 31-Jul-06 10:00 PM View: | Nuveen Investments Inc (JNC) | 28-Jul-06 | Market Option Sale (Planned) | 27,200 | $47.17 | $1,283,020.00 | (7%) 382.54K to 355.34K | (41%) |
| 31-Jul-06 10:00 PM View: | Nuveen Investments Inc (JNC) | 27-Jul-06 | Option Exercise | 2,800 | $11.85 | $33,180.00 | < 1% 355.34K to 358.14K | (15%) |
| 31-Jul-06 10:00 PM View: | Nuveen Investments Inc (JNC) | 27-Jul-06 | Market Option Sale (Planned) | 2,800 | $47.17 | $132,076.00 | (< 1%) 358.14K to 355.34K | (41%) |
| 07-Feb-06 11:57 AM View: | Nuveen Investments Inc (JNC) | 06-Feb-06 | Option Exercise | 30,000 | $10.87 | $326,159.00 | 8% 355.34K to 385.34K | |
| 07-Feb-06 11:57 AM View: | Nuveen Investments Inc (JNC) | 06-Feb-06 | Market Option Sale | 30,000 | $44.80 | $1,344,000.00 | (8%) 385.34K to 355.34K | (50%) |
| 18-Jan-06 5:06 PM View: | Nuveen Investments Inc (JNC) | 13-Jan-06 | Grant | 25,990 | -- | -- | 8% 329.35K to 355.34K | |
| 18-Nov-05 3:46 PM View: | Nuveen Investments Inc (JNC) | 17-Nov-05 | Option Exercise | 11,500 | $10.00 | $115,000.00 | 3% 329.35K to 340.85K | |
| 18-Nov-05 3:46 PM View: | Nuveen Investments Inc (JNC) | 17-Nov-05 | Market Option Sale | 11,500 | $42.00 | $483,000.00 | (3%) 340.85K to 329.35K | (61%) |
| 15-Nov-05 5:07 PM View: | Nuveen Investments Inc (JNC) | 15-Nov-05 | Option Exercise | 18,500 | $10.00 | $185,000.00 | 6% 329.35K to 347.85K | |
| 15-Nov-05 5:07 PM View: | Nuveen Investments Inc (JNC) | 15-Nov-05 | Market Option Sale | 18,500 | $42.01 | $777,166.00 | (5%) 347.85K to 329.35K | (61%) |
| 10-Nov-05 4:25 PM View: | Nuveen Investments Inc (JNC) | 08-Nov-05 | Option Exercise | 19,800 | $10.00 | $198,000.00 | 6% 329.35K to 349.15K | |
| 10-Nov-05 4:25 PM View: | Nuveen Investments Inc (JNC) | 08-Nov-05 | Market Option Sale | 19,800 | $40.01 | $792,139.00 | (6%) 349.15K to 329.35K | (69%) |
| 09-Nov-05 4:42 PM View: | Nuveen Investments Inc (JNC) | 07-Nov-05 | Option Exercise | 10,200 | $10.00 | $102,000.00 | 3% 329.35K to 339.55K | |
| 09-Nov-05 4:42 PM View: | Nuveen Investments Inc (JNC) | 07-Nov-05 | Market Option Sale | 10,200 | $40.23 | $410,336.00 | (3%) 339.55K to 329.35K | (68%) |
| 08-Nov-05 4:56 PM View: | Nuveen Investments Inc (JNC) | 04-Nov-05 | Option Exercise | 25,000 | $10.00 | $250,000.00 | 8% 329.35K to 354.35K | |
| 08-Nov-05 4:56 PM View: | Nuveen Investments Inc (JNC) | 04-Nov-05 | Market Option Sale | 25,000 | $39.92 | $998,050.00 | (7%) 354.35K to 329.35K | (69%) |
| 19-Jan-05 3:33 PM View: | Nuveen Investments Inc (JNC) | 14-Jan-05 | Grant | 95,349 | -- | -- | 41% 234.0K to 329.35K | |
| 03-Mar-04 10:00 PM View: | Nuveen Investments Inc (JNC) | 03-Mar-04 | Option Exercise | 800 | $10.00 | $8,000.00 | < 1% 234.0K to 234.8K | |
| 03-Mar-04 10:00 PM View: | Nuveen Investments Inc (JNC) | 03-Mar-04 | Market Option Sale (Planned) | 800 | $28.24 | $22,593.80 | (< 1%) 234.8K to 234.0K | (147%) |
| 02-Mar-04 10:00 PM View: | Nuveen Investments Inc (JNC) | 02-Mar-04 | Option Exercise | 8,500 | $10.00 | $85,000.00 | 4% 234.0K to 242.5K | |
| 02-Mar-04 10:00 PM View: | Nuveen Investments Inc (JNC) | 02-Mar-04 | Market Option Sale (Planned) | 8,500 | $28.41 | $241,493.00 | (4%) 242.5K to 234.0K | (146%) |
| 01-Mar-04 10:00 PM View: | Nuveen Investments Inc (JNC) | 01-Mar-04 | Option Exercise | 8,000 | $10.00 | $80,000.00 | 3% 234.0K to 242.0K | |
| 01-Mar-04 10:00 PM View: | Nuveen Investments Inc (JNC) | 01-Mar-04 | Market Option Sale (Planned) | 8,000 | $28.09 | $224,746.00 | (3%) 242.0K to 234.0K | (148%) |
| 27-Feb-04 10:00 PM View: | Nuveen Investments Inc (JNC) | 27-Feb-04 | Option Exercise | 7,600 | $10.00 | $76,000.00 | 3% 234.0K to 241.6K |