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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Jan-24 6:03 PM View:  | STAAR Surgical Co. (STAA) | 29-Dec-23 | Grant | 921 | $31.21 | $28,744.40 | 8% 11.99K to 12.91K | |
| 06-Nov-23 4:14 PM View: | STAAR Surgical Co. (STAA) | 06-Nov-23 | Grant | 3,000 | $35.15 | $105,450.00 | 33% 8.99K to 11.99K | |
| 03-Oct-23 10:00 PM View: | STAAR Surgical Co. (STAA) | 29-Sep-23 | Grant | 715 | $40.18 | $28,728.70 | 9% 8.28K to 8.99K | |
| 12-Oct-22 7:26 PM View: | Convey Health Solutions Hol... (CNVY) | 07-Oct-22 | Disposition | 163,373 | $10.50 | $1,715,420.00 | (97%) 168.11K to 4.73K | |
| 17-Jun-22 6:32 PM View: | STAAR Surgical Co. (STAA) | 16-Jun-22 | Option Exercise | 355 | -- | -- | 6% 6.21K to 6.57K | |
| 25-Jun-21 5:54 PM View: | STAAR Surgical Co. (STAA) | 24-Jun-21 | Option Exercise | 404 | -- | -- | 7% 5.81K to 6.21K | |
| 21-Jun-21 6:09 AM View: | Convey Health Solutions Hol... (CNVY) | 18-Jun-21 | Market Purchase | 45,000 | $13.00 | $585,000.00 | 8% 591.86K to 636.86K | (6%) |
| 28-May-21 4:31 PM View: | STAAR Surgical Co. (STAA) | 28-May-21 | Disposition | 5,000 | $150.00 | $750,000.00 | (46%) 10.81K to 5.81K | |
| 28-May-21 4:31 PM View: | STAAR Surgical Co. (STAA) | 28-May-21 | Option Exercise | 5,000 | $5.54 | $27,700.00 | 86% 5.81K to 10.81K | |
| 28-May-21 4:31 PM View: | STAAR Surgical Co. (STAA) | 26-May-21 | Disposition | 5,000 | $135.00 | $675,000.00 | (46%) 10.81K to 5.81K | |
| 28-May-21 4:31 PM View: | STAAR Surgical Co. (STAA) | 26-May-21 | Option Exercise | 5,000 | $7.14 | $35,700.00 | 86% 5.81K to 10.81K | |
| 21-May-21 4:06 PM View: | STAAR Surgical Co. (STAA) | 19-May-21 | Disposition | 5,000 | $120.00 | $600,000.00 | (46%) 10.81K to 5.81K | |
| 21-May-21 4:06 PM View: | STAAR Surgical Co. (STAA) | 19-May-21 | Option Exercise | 5,000 | $5.54 | $27,700.00 | 86% 5.81K to 10.81K | |
| 18-May-21 4:47 PM View: | STAAR Surgical Co. (STAA) | 17-May-21 | Disposition | 5,328 | $113.87 | $606,699.00 | (48%) 11.14K to 5.81K | |
| 18-May-21 4:47 PM View: | STAAR Surgical Co. (STAA) | 17-May-21 | Option Exercise | 5,328 | $7.14 | $38,041.90 | 92% 5.81K to 11.14K | |
| 04-Aug-20 5:21 PM View: | STAAR Surgical Co. (STAA) | 30-Jul-20 | Grant | 2,117 | -- | -- | 57% 3.69K to 5.81K | |
| 18-Jun-18 4:45 PM View: | STAAR Surgical Co. (STAA) | 14-Jun-18 | Grant | 3,691 | -- | -- | 100% 0 to 3.69K | |
| 10-Nov-15 9:47 PM View: | BioTime Inc. (LCTX) | 06-Nov-15 | Market Purchase | 50,000 | $3.83 | $191,500.00 | 105% 47.45K to 97.45K | (30%) |
| 10-Oct-14 9:46 PM View: | BioTime Inc. (LCTX) | 08-Oct-14 | Market Purchase | 32,050 | $3.12 | $99,996.00 | 208% 15.4K to 47.45K | (14%) |
| 18-Aug-14 8:43 PM View: | Questcor Pharmaceuticals, I... (QCORDD.OB) | 14-Aug-14 | Disposition | 11,683 | -- | -- | (100%) 11.68K to 0 | |
| 04-Jun-14 6:38 PM View: | Questcor Pharmaceuticals, I... (QCORDD.OB) | 02-Jun-14 | Private Sale | 3,750 | $89.94 | $337,274.00 | (24%) 15.43K to 11.68K | |
| 07-Apr-14 7:24 PM View: | Questcor Pharmaceuticals, I... (QCORDD.OB) | 07-Apr-14 | Option Exercise | 7,500 | $4.75 | $35,625.00 | (21%) 35.43K to 27.93K | |
| 07-Apr-14 7:24 PM View: | Questcor Pharmaceuticals, I... (QCORDD.OB) | 07-Apr-14 | Private Sale | 7,500 | $84.57 | $634,275.00 | (27%) 27.93K to 20.43K | |
| 07-Apr-14 7:24 PM View: | Questcor Pharmaceuticals, I... (QCORDD.OB) | 03-Apr-14 | Option Exercise | 2,500 | $4.75 | $11,875.00 | (10%) 25.43K to 22.93K | |
| 07-Apr-14 7:24 PM View: | Questcor Pharmaceuticals, I... (QCORDD.OB) | 03-Apr-14 | Private Sale | 2,500 | $72.00 | $180,000.00 | (11%) 22.93K to 20.43K | |
| 11-Mar-14 8:01 PM View: | Questcor Pharmaceuticals, I... (QCORDD.OB) | 07-Mar-14 | Market Sale | 5,000 | $65.21 | $326,064.00 | (24%) 20.43K to 15.43K | (3%) |
| 13-Sep-13 8:47 PM View: | BioTime Inc. (LCTX) | 12-Sep-13 | Market Purchase | 2,922 | $3.86 | $11,276.00 | 23% 12.48K to 15.4K | (30%) |
| 13-Sep-13 8:47 PM View: | BioTime Inc. (LCTX) | 11-Sep-13 | Market Purchase | 8,291 | $3.90 | $32,326.60 | 198% 4.19K to 12.48K | (31%) |
| 21-Aug-13 8:34 PM View: | BioTime Inc. (LCTX) | 20-Aug-13 | Market Purchase | 2,700 | $3.66 | $9,877.95 | 182% 1.49K to 4.19K | (26%) |
| 21-Aug-13 8:34 PM View: | BioTime Inc. (LCTX) | 19-Aug-13 | Market Purchase | 1,487 | $3.65 | $5,421.60 | 100% 0 to 1.49K | (26%) |
| 29-May-13 8:26 PM View: | Questcor Pharmaceuticals, I... (QCORDD.OB) | 24-May-13 | Grant | 4,183 | -- | -- | 26% 16.25K to 20.43K | |
| 15-Oct-12 6:22 PM View: | Questcor Pharmaceuticals, I... (QCORDD.OB) | 11-Oct-12 | Option Exercise | 7,500 | $4.75 | $35,625.00 | 86% 8.75K to 16.25K | |
| 31-Jul-12 1:06 PM View: | Questcor Pharmaceuticals, I... (QCORDD.OB) | 27-Jul-12 | Option Exercise | 8,750 | $4.45 | $38,937.50 | 100% 0 to 8.75K | |
| 23-Apr-12 4:39 PM View: | Questcor Pharmaceuticals, I... (QCORDD.OB) | 19-Apr-12 | Option Exercise | 25,000 | $1.92 | $48,000.00 | 100% 0 to 25.0K | |
| 23-Apr-12 4:39 PM View: | Questcor Pharmaceuticals, I... (QCORDD.OB) | 19-Apr-12 | Market Option Sale | 25,000 | $42.00 | $1,050,000.00 | (100%) 25.0K to 0 | (46%) |
| 17-Nov-11 4:54 PM View: | Questcor Pharmaceuticals, I... (QCORDD.OB) | 16-Nov-11 | Market Sale | 30,000 | $43.45 | $1,303,620.00 | (100%) 30.0K to 0 | (41%) |
| 16-Nov-09 3:52 PM View: | Questcor Pharmaceuticals, I... (QCORDD.OB) | 12-Nov-09 | Market Purchase | 30,000 | $3.50 | $105,000.00 | 100% 0 to 30.0K | 1705% |
| 15-Dec-08 3:46 PM View: | Stream Global Services, Inc. (OOO) | 11-Dec-08 | Market Purchase | 3,640 | $2.50 | $9,096.36 | 100% 0 to 3.64K | 123% |
| 13-Nov-07 11:20 AM View: | Polymedica Corp (PLMD) | 31-Oct-07 | Disposition | 68,115 | $53.00 | $3,610,080.00 | (100%) 68.11K to 0 | < 1% |
| 04-May-07 3:38 PM View: | Polymedica Corp (PLMD) | 02-May-07 | Grant | 16,393 | -- | -- | 32% 51.41K to 67.81K | |
| 21-Feb-07 1:06 PM View: | Polymedica Corp (PLMD) | 16-Feb-07 | Option Exercise | 38,749 | $22.55 | $873,873.00 | 76% 51.1K to 89.85K | |
| 21-Feb-07 1:06 PM View: | Polymedica Corp (PLMD) | 16-Feb-07 | Market Option Sale (Planned) | 29,949 | $43.28 | $1,296,290.00 | (33%) 89.85K to 59.9K | (23%) |
| 21-Feb-07 1:11 PM View: | Polymedica Corp (PLMD) | 16-Feb-07 | Market Sale (Planned) | 8,800 | $42.97 | $378,162.00 | (15%) 59.9K to 51.1K | (24%) |
| 20-Feb-07 4:33 PM View: | Polymedica Corp (PLMD) | 15-Feb-07 | Option Exercise | 34,062 | $14.08 | $479,736.00 | 25% 135.65K to 169.71K | |
| 20-Feb-07 4:33 PM View: | Polymedica Corp (PLMD) | 15-Feb-07 | Market Option Sale (Planned) | 6,800 | $42.71 | $290,452.00 | (4%) 169.71K to 162.91K | (25%) |
| 20-Feb-07 4:40 PM View: | Polymedica Corp (PLMD) | 15-Feb-07 | Market Sale (Planned) | 27,262 | $43.00 | $1,172,360.00 | (35%) 78.36K to 51.1K | (24%) |
| 25-Sep-06 10:54 AM View: | Polymedica Corp (PLMD) | 21-Sep-06 | Market Sale (Planned) | 14,439 | $43.39 | $626,569.00 | (22%) 65.23K to 50.79K | (24%) |
| 02-Jun-05 8:28 PM View: | Polymedica Corp (PLMD) | 27-May-05 | Grant | 50,000 | -- | -- | 346% 14.44K to 64.44K | |
| 02-Dec-04 3:49 PM View: | Polymedica Corp (PLMD) | 30-Nov-04 | Option Exercise | 55,634 | $13.46 | $748,827.00 | 408% 13.63K to 69.26K | |
| 02-Dec-04 3:49 PM View: | Polymedica Corp (PLMD) | 30-Nov-04 | Market Option Sale (Planned) | 55,634 | $35.27 | $1,961,980.00 | (80%) 69.26K to 13.63K | (57%) |