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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 01-Apr-24 5:12 PM View:  | Nasdaq OMX Group Inc (NDAQ) | 28-Mar-24 | Gift | 3,930 | -- | -- | 2% 215.1K to 219.03K | |
| 01-Apr-24 5:12 PM View: | Nasdaq OMX Group Inc (NDAQ) | 28-Mar-24 | Gift | 3,930 | -- | -- | (2%) 219.03K to 215.1K | |
| 18-Jan-24 3:22 PM View: | Tigo Energy, Inc. (TYGO) | 16-Jan-24 | Option Exercise | 46,670 | $0.26 | $12,134.20 | 4% 1.33M to 1.37M | |
| 10-Jan-24 5:01 PM View: | Tigo Energy, Inc. (TYGO) | 08-Jan-24 | Option Exercise | 46,670 | $0.26 | $12,134.20 | 4% 1.28M to 1.33M | |
| 02-Jan-24 4:14 PM View: | Nasdaq OMX Group Inc (NDAQ) | 29-Dec-23 | Gift | 580 | -- | -- | < 1% 215.1K to 215.68K | |
| 02-Jan-24 4:14 PM View: | Nasdaq OMX Group Inc (NDAQ) | 29-Dec-23 | Gift | 580 | -- | -- | (< 1%) 215.68K to 215.1K | |
| 14-Dec-23 4:43 PM View: | Nasdaq OMX Group Inc (NDAQ) | 12-Dec-23 | Gift | 3,125 | -- | -- | 1% 215.1K to 218.23K | |
| 14-Dec-23 4:43 PM View: | Nasdaq OMX Group Inc (NDAQ) | 12-Dec-23 | Gift | 3,125 | -- | -- | (1%) 218.23K to 215.1K | |
| 15-Aug-23 4:03 PM View: | Tigo Energy, Inc. (TYGO) | 11-Aug-23 | Grant | 16,304 | -- | -- | 1% 1.26M to 1.28M | |
| 26-Jul-23 4:13 PM View: | Nasdaq OMX Group Inc (NDAQ) | 24-Jul-23 | Sale | 1,164 | $51.03 | $59,398.90 | (< 1%) 216.27K to 215.1K | |
| 23-Jun-23 4:17 PM View: | Nasdaq OMX Group Inc (NDAQ) | 21-Jun-23 | Grant | 8,503 | -- | -- | 4% 207.76K to 216.27K | |
| 25-May-23 9:59 PM View: | Tigo Energy, Inc. (TYGO) | 23-May-23 | Grant | 1,263,660 | -- | -- | 100% 0 to 1.26M | |
| 22-Jul-22 4:51 PM View: | Nasdaq OMX Group Inc (NDAQ) | 13-Jul-22 | Gift | 1,358 | -- | -- | 2% 69.25K to 70.61K | |
| 22-Jul-22 4:51 PM View: | Nasdaq OMX Group Inc (NDAQ) | 13-Jul-22 | Gift | 1,358 | -- | -- | (2%) 70.61K to 69.25K | |
| 24-Jun-22 4:31 PM View: | Nasdaq OMX Group Inc (NDAQ) | 22-Jun-22 | Grant | 3,384 | -- | -- | 5% 65.87K to 69.25K | |
| 17-Jun-21 5:25 PM View: | Nasdaq OMX Group Inc (NDAQ) | 15-Jun-21 | Grant | 2,948 | -- | -- | 5% 62.92K to 65.87K | |
| 26-May-21 4:12 PM View: | Nasdaq OMX Group Inc (NDAQ) | 24-May-21 | Market Sale | 5,000 | $165.00 | $825,000.00 | (7%) 67.92K to 62.92K | < 1% |
| 21-May-20 5:07 PM View: | Nasdaq OMX Group Inc (NDAQ) | 19-May-20 | Grant | 4,704 | -- | -- | 7% 63.22K to 67.92K | |
| 25-Apr-19 6:07 PM View: | Nasdaq OMX Group Inc (NDAQ) | 23-Apr-19 | Grant | 5,576 | -- | -- | 10% 57.64K to 63.22K | |
| 26-Apr-18 5:09 PM View: | Nasdaq OMX Group Inc (NDAQ) | 24-Apr-18 | Grant | 5,795 | -- | -- | 11% 51.85K to 57.64K | |
| 12-May-17 4:33 PM View: | Nasdaq OMX Group Inc (NDAQ) | 10-May-17 | Grant | 7,691 | -- | -- | 17% 44.16K to 51.85K | |
| 09-May-16 5:12 PM View: | Nasdaq OMX Group Inc (NDAQ) | 05-May-16 | Grant | 5,338 | -- | -- | 14% 38.82K to 44.16K | |
| 27-May-15 9:32 PM View: | Applied Materials Inc. (AMAT) | 27-May-15 | Market Sale | 500,000 | $20.21 | $10,105,000.00 | (35%) 1.43M to 926.45K | (447%) |
| 27-May-15 9:32 PM View: | Applied Materials Inc. (AMAT) | 22-May-15 | Market Sale | 200,000 | $20.14 | $4,028,000.00 | (10%) 1.93M to 1.73M | (449%) |
| 27-May-15 9:32 PM View: | Applied Materials Inc. (AMAT) | 22-May-15 | Market Sale | 300,000 | $20.15 | $6,045,000.00 | (17%) 1.73M to 1.43M | (449%) |
| 08-May-15 6:21 PM View: | Nasdaq OMX Group Inc (NDAQ) | 06-May-15 | Grant | 4,921 | -- | -- | 15% 33.9K to 38.82K | |
| 06-Apr-15 7:44 PM View: | Applied Materials Inc. (AMAT) | 02-Apr-15 | Grant | 8,980 | -- | -- | < 1% 1.92M to 1.93M | |
| 02-Apr-15 6:34 PM View: | Applied Materials Inc. (AMAT) | 31-Mar-15 | Payment of Exercise | 309,328 | $22.56 | $6,978,440.00 | (14%) 2.23M to 1.92M | (388%) |
| 23-Dec-14 5:56 PM View: | Applied Materials Inc. (AMAT) | 19-Dec-14 | Grant | 402,500 | -- | -- | 17% 2.38M to 2.78M | |
| 23-Dec-14 5:56 PM View: | Applied Materials Inc. (AMAT) | 19-Dec-14 | Payment of Exercise | 553,764 | $24.89 | $13,783,200.00 | (20%) 2.78M to 2.23M | (341%) |
| 11-Feb-15 4:35 PM View: | Nasdaq OMX Group Inc (NDAQ) | 12-Dec-14 | Gift | 10,680 | -- | -- | (24%) 44.58K to 33.9K | |
| 11-Feb-15 4:35 PM View: | Nasdaq OMX Group Inc (NDAQ) | 27-Oct-14 | Gift | 683 | -- | -- | (2%) 45.26K to 44.58K | |
| 09-May-14 4:40 PM View: | Nasdaq OMX Group Inc (NDAQ) | 07-May-14 | Grant | 5,733 | -- | -- | 15% 39.53K to 45.26K | |
| 23-Dec-13 4:10 PM View: | Applied Materials Inc. (AMAT) | 19-Dec-13 | Disposition | 9,000 | -- | -- | (< 1%) 2.49M to 2.48M | |
| 23-Dec-13 4:10 PM View: | Applied Materials Inc. (AMAT) | 19-Dec-13 | Payment of Exercise | 101,483 | $16.88 | $1,713,030.00 | (4%) 2.48M to 2.38M | (537%) |
| 24-May-13 4:19 PM View: | Nasdaq OMX Group Inc (NDAQ) | 22-May-13 | Grant | 6,296 | -- | -- | 19% 33.23K to 39.53K | |
| 22-May-13 4:40 PM View: | Applied Materials Inc. (AMAT) | 21-May-13 | Option Exercise | 300,000 | $8.58 | $2,574,000.00 | 12% 2.55M to 2.85M | |
| 22-May-13 4:40 PM View: | Applied Materials Inc. (AMAT) | 21-May-13 | Market Option Sale | 300,000 | $14.71 | $4,413,000.00 | (11%) 2.85M to 2.55M | (621%) |
| 22-May-13 4:40 PM View: | Applied Materials Inc. (AMAT) | 02-Apr-13 | Gift | 12,684 | -- | -- | (< 1%) 2.56M to 2.55M | |
| 04-Mar-13 4:42 PM View: | Applied Materials Inc. (AMAT) | 28-Feb-13 | Option Exercise | 600,000 | $8.58 | $5,148,000.00 | 24% 2.55M to 3.15M | |
| 04-Mar-13 4:42 PM View: | Applied Materials Inc. (AMAT) | 28-Feb-13 | Market Option Sale | 590,000 | $13.78 | $8,130,200.00 | (19%) 3.15M to 2.56M | (666%) |
| 21-Dec-12 9:24 PM View: | Applied Materials Inc. (AMAT) | 19-Dec-12 | Payment of Exercise | 90,794 | $11.34 | $1,029,600.00 | (3%) 2.64M to 2.55M | (825%) |
| 21-Dec-12 9:24 PM View: | Applied Materials Inc. (AMAT) | 14-Dec-12 | Gift | 1,100 | -- | -- | (< 1%) 2.64M to 2.64M | |
| 07-Dec-12 9:41 PM View: | Applied Materials Inc. (AMAT) | 05-Dec-12 | Grant | 575,000 | -- | -- | 28% 2.07M to 2.64M | |
| 24-May-12 5:50 PM View: | Nasdaq OMX Group Inc (NDAQ) | 22-May-12 | Grant | 8,738 | -- | -- | 36% 24.49K to 33.23K | |
| 20-Mar-12 8:54 PM View: | Applied Materials Inc. (AMAT) | 21-Feb-12 | Gift | 12,270 | -- | -- | (< 1%) 2.08M to 2.07M | |
| 21-Dec-11 9:22 PM View: | Applied Materials Inc. (AMAT) | 19-Dec-11 | Payment of Exercise | 177,095 | $10.13 | $1,793,970.00 | (8%) 2.26M to 2.08M | (951%) |
| 07-Dec-11 9:50 PM View: | Applied Materials Inc. (AMAT) | 05-Dec-11 | Grant | 575,000 | $0.00 | $2,330.00 | 33% 1.73M to 2.3M | |
| 07-Dec-11 9:50 PM View: | Applied Materials Inc. (AMAT) | 05-Dec-11 | Disposition | 45,563 | -- | -- | (2%) 2.3M to 2.26M | |
| 31-May-11 6:32 PM View: | Nasdaq OMX Group Inc (NDAQ) | 26-May-11 | Grant | 7,999 | -- | -- | 48% 16.5K to 24.49K |