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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 06-Jan-21 1:11 PM View:  | Exxon Mobil Corp. (XOM) | 04-Jan-21 | Grant | 2,500 | -- | -- | 7% 35.61K to 38.11K | |
| 13-Mar-20 2:27 PM View: | Exxon Mobil Corp. (XOM) | 09-Mar-20 | Market Purchase | 4,591 | $43.56 | $199,983.00 | 15% 30.95K to 35.54K | 30% |
| 13-Mar-20 2:27 PM View: | Exxon Mobil Corp. (XOM) | 06-Mar-20 | Market Purchase | 4,180 | $48.09 | $201,016.00 | 16% 26.77K to 30.95K | 18% |
| 03-Jan-20 5:14 PM View: | Exxon Mobil Corp. (XOM) | 02-Jan-20 | Grant | 2,500 | -- | -- | 10% 24.27K to 26.77K | |
| 02-Apr-19 4:14 PM View: | JPMorgan Chase & Co (JPM) | 31-Mar-19 | Grant | 432 | $101.23 | $43,750.00 | < 1% 102.34K to 102.78K | 18% |
| 17-Jan-19 4:19 PM View: | JPMorgan Chase & Co (JPM) | 15-Jan-19 | Grant | 2,487 | $100.54 | $250,000.00 | 3% 99.08K to 101.56K | 19% |
| 04-Jan-19 11:10 AM View: | Exxon Mobil Corp. (XOM) | 02-Jan-19 | Grant | 2,500 | -- | -- | 12% 21.71K to 24.21K | |
| 03-Jan-19 10:00 PM View: | JPMorgan Chase & Co (JPM) | 31-Dec-18 | Grant | 474 | $97.62 | $46,250.00 | < 1% 98.61K to 99.08K | 23% |
| 02-Oct-18 4:08 PM View: | JPMorgan Chase & Co (JPM) | 30-Sep-18 | Grant | 388 | $112.84 | $43,750.00 | < 1% 97.54K to 97.93K | 6% |
| 03-Jul-18 2:04 PM View: | JPMorgan Chase & Co (JPM) | 30-Jun-18 | Grant | 468 | $104.20 | $48,750.00 | < 1% 96.56K to 97.03K | 14% |
| 03-Apr-18 4:07 PM View: | JPMorgan Chase & Co (JPM) | 31-Mar-18 | Grant | 443 | $109.97 | $48,750.00 | < 1% 95.63K to 96.07K | 8% |
| 18-Jan-18 4:51 PM View: | JPMorgan Chase & Co (JPM) | 16-Jan-18 | Grant | 2,227 | $112.25 | $250,000.00 | 2% 93.4K to 95.63K | 5% |
| 04-Jan-18 4:33 PM View: | Exxon Mobil Corp. (XOM) | 02-Jan-18 | Grant | 2,500 | -- | -- | 13% 19.13K to 21.63K | |
| 03-Jan-18 4:17 PM View: | JPMorgan Chase & Co (JPM) | 31-Dec-17 | Grant | 432 | $106.94 | $46,250.00 | < 1% 92.49K to 92.93K | 10% |
| 03-Oct-17 4:15 PM View: | JPMorgan Chase & Co (JPM) | 30-Sep-17 | Grant | 537 | $95.51 | $51,250.00 | < 1% 91.43K to 91.97K | 22% |
| 05-Jul-17 5:47 PM View: | JPMorgan Chase & Co (JPM) | 30-Jun-17 | Grant | 506 | $91.40 | $46,250.00 | < 1% 90.45K to 90.95K | 27% |
| 04-Apr-17 4:08 PM View: | JPMorgan Chase & Co (JPM) | 31-Mar-17 | Grant | 555 | $87.84 | $48,750.00 | < 1% 89.38K to 89.93K | 33% |
| 19-Jan-17 4:59 PM View: | JPMorgan Chase & Co (JPM) | 17-Jan-17 | Grant | 2,967 | $84.25 | $250,000.00 | 3% 86.41K to 89.38K | 39% |
| 05-Jan-17 2:07 PM View: | Exxon Mobil Corp. (XOM) | 03-Jan-17 | Grant | 2,500 | -- | -- | 15% 16.62K to 19.12K | |
| 04-Jan-17 4:40 PM View: | JPMorgan Chase & Co (JPM) | 31-Dec-16 | Grant | 493 | $86.29 | $42,500.00 | < 1% 85.45K to 85.94K | 36% |
| 04-Oct-16 5:30 PM View: | JPMorgan Chase & Co (JPM) | 30-Sep-16 | Grant | 713 | $66.59 | $47,500.00 | < 1% 84.14K to 84.86K | 78% |
| 05-Jul-16 4:25 PM View: | JPMorgan Chase & Co (JPM) | 30-Jun-16 | Grant | 805 | $62.14 | $50,000.00 | < 1% 82.68K to 83.48K | 92% |
| 04-Apr-16 5:20 PM View: | JPMorgan Chase & Co (JPM) | 31-Mar-16 | Grant | 887 | $59.22 | $52,500.00 | 1% 81.19K to 82.08K | 103% |
| 20-Jan-16 5:09 PM View: | JPMorgan Chase & Co (JPM) | 19-Jan-16 | Grant | 3,931 | $57.24 | $225,000.00 | 5% 76.73K to 80.66K | 110% |
| 19-Jan-16 3:57 PM View: | Chubb Corp (CB) | 14-Jan-16 | Disposition | 1,042 | -- | -- | (100%) 1.04K to 0 | |
| 06-Jan-16 2:42 PM View: | Exxon Mobil Corp. (XOM) | 04-Jan-16 | Grant | 2,500 | -- | -- | 18% 14.08K to 16.58K | |
| 05-Jan-16 6:09 PM View: | JPMorgan Chase & Co (JPM) | 31-Dec-15 | Grant | 719 | $66.03 | $47,500.00 | < 1% 76.01K to 76.73K | 83% |
| 02-Oct-15 4:03 PM View: | JPMorgan Chase & Co (JPM) | 30-Sep-15 | Grant | 779 | $60.97 | $47,500.00 | 1% 74.7K to 75.48K | 100% |
| 02-Jul-15 4:21 PM View: | JPMorgan Chase & Co (JPM) | 30-Jun-15 | Grant | 738 | $67.76 | $50,000.00 | 1% 73.49K to 74.23K | 81% |
| 02-Apr-15 6:59 PM View: | JPMorgan Chase & Co (JPM) | 31-Mar-15 | Grant | 825 | $60.58 | $50,000.00 | 1% 72.19K to 73.01K | 104% |
| 22-Jan-15 4:16 PM View: | JPMorgan Chase & Co (JPM) | 20-Jan-15 | Grant | 4,025 | $55.91 | $225,000.00 | 6% 67.71K to 71.74K | 121% |
| 06-Jan-15 11:47 AM View: | Exxon Mobil Corp. (XOM) | 02-Jan-15 | Grant | 2,500 | -- | -- | 22% 11.54K to 14.04K | |
| 05-Jan-15 5:27 PM View: | JPMorgan Chase & Co (JPM) | 31-Dec-14 | Grant | 799 | $62.58 | $50,000.00 | 1% 66.91K to 67.71K | 99% |
| 02-Oct-14 4:47 PM View: | JPMorgan Chase & Co (JPM) | 30-Sep-14 | Grant | 789 | $60.24 | $47,500.00 | 1% 65.69K to 66.48K | 108% |
| 02-Jul-14 5:58 PM View: | JPMorgan Chase & Co (JPM) | 30-Jun-14 | Grant | 824 | $57.62 | $47,500.00 | 1% 64.42K to 65.24K | 119% |
| 02-Apr-14 4:25 PM View: | JPMorgan Chase & Co (JPM) | 31-Mar-14 | Grant | 782 | $60.71 | $47,500.00 | 1% 63.24K to 64.02K | 109% |
| 24-Jan-14 5:29 PM View: | JPMorgan Chase & Co (JPM) | 22-Jan-14 | Grant | 3,888 | $57.88 | $225,000.00 | 7% 58.98K to 62.86K | 119% |
| 06-Jan-14 12:29 PM View: | Exxon Mobil Corp. (XOM) | 02-Jan-14 | Grant | 2,500 | -- | -- | 28% 9.01K to 11.51K | |
| 24-Jan-14 5:29 PM View: | JPMorgan Chase & Co (JPM) | 22-Jul-13 | Acquisition (small) | 0 | $56.56 | $8.16 | < 1% 58.56K to 58.56K | 127% |
| 31-May-13 10:47 AM View: | Exxon Mobil Corp. (XOM) | 29-May-13 | Grant | 8,000 | -- | -- | 800% 1.0K to 9.0K | |
| 01-Apr-13 3:21 PM View: | CVS Caremark Corp. (CVS) | 29-Mar-13 | Grant | 591 | $54.99 | $32,499.10 | 59% 1.0K to 1.59K | 7% |
| 12-Feb-13 6:19 PM View: | Johnson & Johnson (JNJ) | 08-Feb-13 | Payment of Exercise | 22,507 | $75.17 | $1,691,850.00 | (6%) 409.1K to 386.59K | (113%) |
| 12-Feb-13 6:19 PM View: | Johnson & Johnson (JNJ) | 08-Feb-13 | Option Exercise | 48,906 | -- | -- | 14% 360.19K to 409.1K | |
| 18-Jan-13 7:02 PM View: | JPMorgan Chase & Co (JPM) | 17-Jan-13 | Grant | 3,650 | $46.58 | $170,000.00 | 7% 53.8K to 57.45K | 180% |
| 03-Jan-13 5:53 PM View: | JPMorgan Chase & Co (JPM) | 31-Dec-12 | Grant | 512 | $43.97 | $22,500.00 | < 1% 53.29K to 53.8K | 199% |
| 12-Feb-13 6:19 PM View: | Johnson & Johnson (JNJ) | 20-Dec-12 | Gift | 128,000 | -- | -- | (26%) 488.19K to 360.19K | |
| 17-Dec-12 11:21 AM View: | Johnson & Johnson (JNJ) | 13-Dec-12 | Option Exercise | 1,510 | $66.18 | $99,931.80 | < 1% 486.68K to 488.19K | |
| 02-Oct-12 5:23 PM View: | JPMorgan Chase & Co (JPM) | 30-Sep-12 | Grant | 556 | $40.48 | $22,500.00 | 1% 52.35K to 52.91K | 227% |
| 11-Sep-12 6:05 PM View: | Johnson & Johnson (JNJ) | 07-Sep-12 | Option Exercise | 323,150 | $53.93 | $17,427,500.00 | 66% 486.68K to 809.83K | |
| 11-Sep-12 6:05 PM View: | Johnson & Johnson (JNJ) | 07-Sep-12 | Market Option Sale | 323,150 | $67.66 | $21,864,300.00 | (40%) 809.83K to 486.68K | (139%) |